?>
Logo

BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 401k Plan overview

Plan NameBUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN
Plan identification number 001

BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

BUFFALO HEARING & SPEECH CENTER, INC has sponsored the creation of one or more 401k plans.

Company Name:BUFFALO HEARING & SPEECH CENTER, INC
Employer identification number (EIN):160776186
NAIC Classification:621340
NAIC Description:Offices of Physical, Occupational and Speech Therapists, and Audiologists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01KARA MURPHY
0012016-01-01KARA MURPHY
0012015-01-01KARA MURPHY KARA MURPHY2016-10-12
0012014-01-01KARA MURPHY
0012013-01-01KARA MURPHY KARA MURPHY2015-02-03
0012012-01-01PATRICIA A. RANDLE
0012011-01-01PATRICIA A. RANDLE
0012009-01-01MELISSA MUMMERY

Plan Statistics for BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN

401k plan membership statisitcs for BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN

Measure Date Value
2022: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01382
Total number of active participants reported on line 7a of the Form 55002022-01-01298
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01102
Total of all active and inactive participants2022-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01400
Number of participants with account balances2022-01-01368
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0143
2021: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01397
Total number of active participants reported on line 7a of the Form 55002021-01-01271
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0190
Total of all active and inactive participants2021-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01365
Number of participants with account balances2021-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0145
2020: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01437
Total number of active participants reported on line 7a of the Form 55002020-01-01309
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0186
Total of all active and inactive participants2020-01-01397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01397
Number of participants with account balances2020-01-01378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0141
2019: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01445
Total number of active participants reported on line 7a of the Form 55002019-01-01357
Number of retired or separated participants receiving benefits2019-01-0147
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01437
Number of participants with account balances2019-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0144
2018: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01427
Total number of active participants reported on line 7a of the Form 55002018-01-01342
Number of retired or separated participants receiving benefits2018-01-0120
Number of other retired or separated participants entitled to future benefits2018-01-0146
Total of all active and inactive participants2018-01-01408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01408
Number of participants with account balances2018-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0130
2017: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01437
Total number of active participants reported on line 7a of the Form 55002017-01-01357
Number of retired or separated participants receiving benefits2017-01-0126
Number of other retired or separated participants entitled to future benefits2017-01-0144
Total of all active and inactive participants2017-01-01427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01427
Number of participants with account balances2017-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0149
2016: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01400
Total number of active participants reported on line 7a of the Form 55002016-01-01299
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0145
Total of all active and inactive participants2016-01-01348
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01348
Number of participants with account balances2016-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0131
2015: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01411
Total number of active participants reported on line 7a of the Form 55002015-01-01329
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0171
Total of all active and inactive participants2015-01-01400
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01400
Number of participants with account balances2015-01-01345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0133
2014: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01392
Total number of active participants reported on line 7a of the Form 55002014-01-01328
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0171
Total of all active and inactive participants2014-01-01399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01400
Number of participants with account balances2014-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01348
Total number of active participants reported on line 7a of the Form 55002013-01-01307
Number of other retired or separated participants entitled to future benefits2013-01-0163
Total of all active and inactive participants2013-01-01370
Total participants2013-01-01370
Number of participants with account balances2013-01-01288
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0120
2012: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01336
Total number of active participants reported on line 7a of the Form 55002012-01-01294
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0148
Total of all active and inactive participants2012-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01342
Number of participants with account balances2012-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01263
Total number of active participants reported on line 7a of the Form 55002011-01-01291
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0138
Total of all active and inactive participants2011-01-01329
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01329
Number of participants with account balances2011-01-01211
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-018
2009: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01229
Total number of active participants reported on line 7a of the Form 55002009-01-01201
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0141
Total of all active and inactive participants2009-01-01242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01242
Number of participants with account balances2009-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN

Measure Date Value
2022 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,308,722
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,527,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,448,016
Expenses. Certain deemed distributions of participant loans2022-12-31$9,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,330,693
Value of total assets at end of year2022-12-31$13,829,353
Value of total assets at beginning of year2022-12-31$16,665,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$69,509
Total interest from all sources2022-12-31$18,195
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$343,103
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$343,103
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,054,138
Participant contributions at end of year2022-12-31$210,990
Participant contributions at beginning of year2022-12-31$188,688
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$78,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-2,835,759
Value of net assets at end of year (total assets less liabilities)2022-12-31$13,829,353
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$16,665,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$12,591,362
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,006,744
Interest on participant loans2022-12-31$9,736
Interest earned on other investments2022-12-31$8,459
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,027,001
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$469,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,000,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$198,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,448,016
Contract administrator fees2022-12-31$69,509
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2022-12-31160765486
2021 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,046,776
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,450,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,372,852
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,154,324
Value of total assets at end of year2021-12-31$16,665,112
Value of total assets at beginning of year2021-12-31$15,068,692
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$77,504
Total interest from all sources2021-12-31$12,641
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,076,926
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,076,926
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$2,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$944,459
Participant contributions at end of year2021-12-31$188,688
Participant contributions at beginning of year2021-12-31$191,903
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$22,668
Other income not declared elsewhere2021-12-31$486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,596,420
Value of net assets at end of year (total assets less liabilities)2021-12-31$16,665,112
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$15,068,692
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$30,410
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,006,744
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$13,872,931
Interest on participant loans2021-12-31$8,723
Interest earned on other investments2021-12-31$3,918
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$469,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,003,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$-197,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$187,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,372,852
Contract administrator fees2021-12-31$47,094
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2021-12-31160765486
2020 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2020 401k financial data
Unrealized appreciation/depreciation of real estate assets2020-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Expenses. Interest paid2020-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,982,813
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$786,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$724,581
Expenses. Certain deemed distributions of participant loans2020-12-31$3,732
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,310,426
Value of total assets at end of year2020-12-31$15,068,692
Value of total assets at beginning of year2020-12-31$12,871,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$57,802
Total income from rents2020-12-31$0
Total interest from all sources2020-12-31$19,838
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$368,645
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$368,645
Administrative expenses professional fees incurred2020-12-31$0
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$875,223
Participant contributions at end of year2020-12-31$191,903
Participant contributions at beginning of year2020-12-31$196,865
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$250,728
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2020-12-31$0
Other income not declared elsewhere2020-12-31$0
Administrative expenses (other) incurred2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$2,196,698
Value of net assets at end of year (total assets less liabilities)2020-12-31$15,068,692
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,871,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$13,872,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,514,531
Interest on participant loans2020-12-31$11,133
Income. Interest from loans (other than to participants)2020-12-31$0
Interest earned on other investments2020-12-31$8,705
Income. Interest from US Government securities2020-12-31$0
Income. Interest from corporate debt instruments2020-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,003,858
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$160,598
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,283,904
Net investment gain/loss from pooled separate accounts2020-12-31$0
Net investment gain or loss from common/collective trusts2020-12-31$0
Net gain/loss from 103.12 investment entities2020-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$184,475
Income. Dividends from preferred stock2020-12-31$0
Income. Dividends from common stock2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$724,581
Contract administrator fees2020-12-31$57,802
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$0
Aggregate carrying amount (costs) on sale of assets2020-12-31$0
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2020-12-31160765486
2019 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,386,615
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,228,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,172,315
Expenses. Certain deemed distributions of participant loans2019-12-31$1,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,098,486
Value of total assets at end of year2019-12-31$12,871,994
Value of total assets at beginning of year2019-12-31$10,714,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$55,217
Total interest from all sources2019-12-31$13,798
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$307,853
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$307,853
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$892,591
Participant contributions at end of year2019-12-31$196,865
Participant contributions at beginning of year2019-12-31$177,349
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$35,235
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,157,783
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,871,994
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,714,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,514,531
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,345,159
Interest on participant loans2019-12-31$10,683
Interest earned on other investments2019-12-31$3,115
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$160,598
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$191,703
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,966,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$170,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,172,315
Contract administrator fees2019-12-31$55,217
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2019-12-31160765486
2018 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$316,074
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$716,185
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$662,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,010,612
Value of total assets at end of year2018-12-31$10,714,211
Value of total assets at beginning of year2018-12-31$11,114,322
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$53,513
Total interest from all sources2018-12-31$9,918
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$315,055
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$315,055
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$819,578
Participant contributions at end of year2018-12-31$177,349
Participant contributions at beginning of year2018-12-31$100,726
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$29,957
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$12,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-400,111
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,714,211
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,114,322
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,345,159
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,920,969
Interest on participant loans2018-12-31$7,895
Interest earned on other investments2018-12-31$2,023
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$191,703
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$56,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,019,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$178,777
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$6,602
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$662,672
Contract administrator fees2018-12-31$53,513
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31LUMSDEN & MCCORMICK, LLP
Accountancy firm EIN2018-12-31160765486
2017 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,622,665
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$541,721
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$490,838
Expenses. Certain deemed distributions of participant loans2017-12-31$5,574
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$998,497
Value of total assets at end of year2017-12-31$11,114,322
Value of total assets at beginning of year2017-12-31$9,033,378
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$45,309
Total interest from all sources2017-12-31$4,004
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$246,706
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$246,706
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$751,055
Participant contributions at end of year2017-12-31$100,726
Participant contributions at beginning of year2017-12-31$80,273
Participant contributions at end of year2017-12-31$29,957
Participant contributions at beginning of year2017-12-31$27,552
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$62,434
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,080,944
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,114,322
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,033,378
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,920,969
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,155,127
Interest on participant loans2017-12-31$4,004
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$56,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$761,527
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$70,809
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,373,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$185,008
Employer contributions (assets) at end of year2017-12-31$6,602
Employer contributions (assets) at beginning of year2017-12-31$8,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$420,029
Contract administrator fees2017-12-31$45,309
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BONADIO & COMPANY, LLP
Accountancy firm EIN2017-12-31161131146
2016 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,667,608
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$464,005
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$406,967
Expenses. Certain deemed distributions of participant loans2016-12-31$7,337
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$953,209
Value of total assets at end of year2016-12-31$9,033,378
Value of total assets at beginning of year2016-12-31$7,829,775
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$49,701
Total interest from all sources2016-12-31$4,868
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$206,272
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$206,272
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$681,880
Participant contributions at end of year2016-12-31$80,273
Participant contributions at beginning of year2016-12-31$94,986
Participant contributions at end of year2016-12-31$27,552
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$92,072
Other income not declared elsewhere2016-12-31$9,767
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,203,603
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,033,378
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,829,775
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,155,127
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,647,740
Interest on participant loans2016-12-31$3,642
Interest earned on other investments2016-12-31$1,226
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$87,049
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$87,049
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$761,527
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$493,492
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$0
Assets. Invements in employer securities at beginning of year2016-12-31$0
Contributions received in cash from employer2016-12-31$179,257
Employer contributions (assets) at end of year2016-12-31$8,899
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$406,967
Contract administrator fees2016-12-31$49,701
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BONADIO & COMPANY, LLP
Accountancy firm EIN2016-12-31161131146
2015 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$743,421
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$360,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$331,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$833,787
Value of total assets at end of year2015-12-31$7,829,775
Value of total assets at beginning of year2015-12-31$7,447,227
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$29,246
Total interest from all sources2015-12-31$3,228
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$154,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$154,564
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$642,348
Participant contributions at end of year2015-12-31$94,986
Participant contributions at beginning of year2015-12-31$132,759
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$20,950
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$18,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$382,548
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,829,775
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,447,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$13,608
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,647,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,172,896
Interest on participant loans2015-12-31$3,173
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$87,049
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$114,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$114,796
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$55
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-248,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$172,818
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$5,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$331,627
Contract administrator fees2015-12-31$15,638
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BONADIO & COMPANY, LLP
Accountancy firm EIN2015-12-31161131146
2014 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,246,165
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$168,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$132,962
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$767,005
Value of total assets at end of year2014-12-31$7,447,227
Value of total assets at beginning of year2014-12-31$6,369,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,380
Total interest from all sources2014-12-31$4,836
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$136,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$136,478
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$552,004
Participant contributions at end of year2014-12-31$132,759
Participant contributions at beginning of year2014-12-31$154,205
Participant contributions at end of year2014-12-31$20,950
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$65,946
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,077,823
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,447,227
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$6,369,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$15,598
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,172,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,978,751
Interest on participant loans2014-12-31$4,827
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$114,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$236,448
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$236,448
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$337,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$149,055
Employer contributions (assets) at end of year2014-12-31$5,826
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$132,962
Contract administrator fees2014-12-31$19,782
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BONADIO & COMPANY, LLP
Accountancy firm EIN2014-12-31161131146
2013 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,837,767
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$287,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$274,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$620,968
Value of total assets at end of year2013-12-31$6,369,404
Value of total assets at beginning of year2013-12-31$4,819,375
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,881
Total interest from all sources2013-12-31$21,357
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$103,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$103,442
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$489,256
Participant contributions at end of year2013-12-31$154,205
Participant contributions at beginning of year2013-12-31$95,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,550,029
Value of net assets at end of year (total assets less liabilities)2013-12-31$6,369,404
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,819,375
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,269
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,978,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,336,713
Interest on participant loans2013-12-31$4,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$236,448
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$387,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$387,592
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$16,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,092,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$131,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$274,857
Contract administrator fees2013-12-31$8,612
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BONADIO & CO., LLP
Accountancy firm EIN2013-12-31161131146
2012 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,065,972
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$269,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$267,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$558,317
Value of total assets at end of year2012-12-31$4,819,375
Value of total assets at beginning of year2012-12-31$4,022,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,755
Total interest from all sources2012-12-31$2,997
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$65,626
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$65,626
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$438,243
Participant contributions at end of year2012-12-31$95,070
Participant contributions at beginning of year2012-12-31$70,486
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,467
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$796,381
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,819,375
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$4,022,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,336,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,623,165
Interest on participant loans2012-12-31$2,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$387,592
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$329,343
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$329,343
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$24
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$439,032
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$115,607
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$267,836
Contract administrator fees2012-12-31$1,755
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31LUMSDEN AND MCCORMICK
Accountancy firm EIN2012-12-31160765486
2011 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$428,717
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$429,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$426,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$531,032
Value of total assets at end of year2011-12-31$4,022,994
Value of total assets at beginning of year2011-12-31$4,023,669
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,650
Total interest from all sources2011-12-31$2,714
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$54,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$54,960
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$421,900
Participant contributions at end of year2011-12-31$70,486
Participant contributions at beginning of year2011-12-31$57,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-675
Value of net assets at end of year (total assets less liabilities)2011-12-31$4,022,994
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,023,669
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,623,165
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$3,655,816
Interest on participant loans2011-12-31$2,687
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$329,343
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$310,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$310,577
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$27
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-159,989
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$109,132
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$426,742
Contract administrator fees2011-12-31$2,650
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LUMSDEN AND MCCORMICK
Accountancy firm EIN2011-12-31160765486
2010 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$923,324
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$324,131
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$316,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$499,111
Value of total assets at end of year2010-12-31$4,023,669
Value of total assets at beginning of year2010-12-31$3,424,476
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,374
Total interest from all sources2010-12-31$4,094
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$57,816
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$57,816
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$401,689
Participant contributions at end of year2010-12-31$57,276
Participant contributions at beginning of year2010-12-31$58,569
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$14,161
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$599,193
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,023,669
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$3,424,476
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$3,655,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,044,934
Interest on participant loans2010-12-31$3,046
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$310,577
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$320,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$320,973
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$362,303
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$83,261
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$316,757
Contract administrator fees2010-12-31$7,374
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LUMSDEN & MCCORMICK
Accountancy firm EIN2010-12-31160765486
2009 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN

2022: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedYes
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386908-01
Policy instance 1
Insurance contract or identification number386908-01
Number of Individuals Covered45
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386908-01
Policy instance 1
Insurance contract or identification number386908-01
Number of Individuals Covered33
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386908-01
Policy instance 1
Insurance contract or identification number386908-01
Number of Individuals Covered27
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386908-01
Policy instance 1
Insurance contract or identification number386908-01
Number of Individuals Covered27
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386908-01
Policy instance 1
Insurance contract or identification number386908-01
Number of Individuals Covered20
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3