BUFFALO HEARING & SPEECH CENTER, INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN
401k plan membership statisitcs for BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN
Measure | Date | Value |
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2022 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,308,722 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,527,037 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,448,016 |
Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $9,512 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,330,693 |
Value of total assets at end of year | 2022-12-31 | $13,829,353 |
Value of total assets at beginning of year | 2022-12-31 | $16,665,112 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $69,509 |
Total interest from all sources | 2022-12-31 | $18,195 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $343,103 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $343,103 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,054,138 |
Participant contributions at end of year | 2022-12-31 | $210,990 |
Participant contributions at beginning of year | 2022-12-31 | $188,688 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $78,437 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-2,835,759 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $13,829,353 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $16,665,112 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $12,591,362 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $16,006,744 |
Interest on participant loans | 2022-12-31 | $9,736 |
Interest earned on other investments | 2022-12-31 | $8,459 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,027,001 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $469,680 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-3,000,713 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $198,118 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,448,016 |
Contract administrator fees | 2022-12-31 | $69,509 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2022-12-31 | 160765486 |
2021 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $3,046,776 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,450,356 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,372,852 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,154,324 |
Value of total assets at end of year | 2021-12-31 | $16,665,112 |
Value of total assets at beginning of year | 2021-12-31 | $15,068,692 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $77,504 |
Total interest from all sources | 2021-12-31 | $12,641 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,076,926 |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,076,926 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $944,459 |
Participant contributions at end of year | 2021-12-31 | $188,688 |
Participant contributions at beginning of year | 2021-12-31 | $191,903 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $22,668 |
Other income not declared elsewhere | 2021-12-31 | $486 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,596,420 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $16,665,112 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $15,068,692 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $30,410 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $16,006,744 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $13,872,931 |
Interest on participant loans | 2021-12-31 | $8,723 |
Interest earned on other investments | 2021-12-31 | $3,918 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $469,680 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,003,858 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $-197,601 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $187,197 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,372,852 |
Contract administrator fees | 2021-12-31 | $47,094 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2021-12-31 | 160765486 |
2020 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2020 401k financial data |
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Unrealized appreciation/depreciation of real estate assets | 2020-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Expenses. Interest paid | 2020-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $2,982,813 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $786,115 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $724,581 |
Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $3,732 |
Value of total corrective distributions | 2020-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,310,426 |
Value of total assets at end of year | 2020-12-31 | $15,068,692 |
Value of total assets at beginning of year | 2020-12-31 | $12,871,994 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $57,802 |
Total income from rents | 2020-12-31 | $0 |
Total interest from all sources | 2020-12-31 | $19,838 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $368,645 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $368,645 |
Administrative expenses professional fees incurred | 2020-12-31 | $0 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $875,223 |
Participant contributions at end of year | 2020-12-31 | $191,903 |
Participant contributions at beginning of year | 2020-12-31 | $196,865 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $250,728 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $0 |
Other income not declared elsewhere | 2020-12-31 | $0 |
Administrative expenses (other) incurred | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Income. Non cash contributions | 2020-12-31 | $0 |
Value of net income/loss | 2020-12-31 | $2,196,698 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $15,068,692 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $12,871,994 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $13,872,931 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $12,514,531 |
Interest on participant loans | 2020-12-31 | $11,133 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Interest earned on other investments | 2020-12-31 | $8,705 |
Income. Interest from US Government securities | 2020-12-31 | $0 |
Income. Interest from corporate debt instruments | 2020-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,003,858 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $160,598 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,283,904 |
Net investment gain/loss from pooled separate accounts | 2020-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $0 |
Net gain/loss from 103.12 investment entities | 2020-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $184,475 |
Income. Dividends from preferred stock | 2020-12-31 | $0 |
Income. Dividends from common stock | 2020-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $724,581 |
Contract administrator fees | 2020-12-31 | $57,802 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Aggregate proceeds on sale of assets | 2020-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2020-12-31 | 160765486 |
2019 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $3,386,615 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,228,832 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,172,315 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $1,300 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,098,486 |
Value of total assets at end of year | 2019-12-31 | $12,871,994 |
Value of total assets at beginning of year | 2019-12-31 | $10,714,211 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $55,217 |
Total interest from all sources | 2019-12-31 | $13,798 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $307,853 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $307,853 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $892,591 |
Participant contributions at end of year | 2019-12-31 | $196,865 |
Participant contributions at beginning of year | 2019-12-31 | $177,349 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $35,235 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,157,783 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $12,871,994 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,714,211 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $12,514,531 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $10,345,159 |
Interest on participant loans | 2019-12-31 | $10,683 |
Interest earned on other investments | 2019-12-31 | $3,115 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $160,598 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $191,703 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $1,966,478 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $170,660 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,172,315 |
Contract administrator fees | 2019-12-31 | $55,217 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2019-12-31 | 160765486 |
2018 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $316,074 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $716,185 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $662,672 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,010,612 |
Value of total assets at end of year | 2018-12-31 | $10,714,211 |
Value of total assets at beginning of year | 2018-12-31 | $11,114,322 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $53,513 |
Total interest from all sources | 2018-12-31 | $9,918 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $315,055 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $315,055 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $819,578 |
Participant contributions at end of year | 2018-12-31 | $177,349 |
Participant contributions at beginning of year | 2018-12-31 | $100,726 |
Participant contributions at end of year | 2018-12-31 | $0 |
Participant contributions at beginning of year | 2018-12-31 | $29,957 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $12,257 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-400,111 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,714,211 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $11,114,322 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $10,345,159 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $10,920,969 |
Interest on participant loans | 2018-12-31 | $7,895 |
Interest earned on other investments | 2018-12-31 | $2,023 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $191,703 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $56,068 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,019,511 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $178,777 |
Employer contributions (assets) at end of year | 2018-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $6,602 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $662,672 |
Contract administrator fees | 2018-12-31 | $53,513 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-12-31 | No |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | LUMSDEN & MCCORMICK, LLP |
Accountancy firm EIN | 2018-12-31 | 160765486 |
2017 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2017 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $2,622,665 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $541,721 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $490,838 |
Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $5,574 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $998,497 |
Value of total assets at end of year | 2017-12-31 | $11,114,322 |
Value of total assets at beginning of year | 2017-12-31 | $9,033,378 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $45,309 |
Total interest from all sources | 2017-12-31 | $4,004 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $246,706 |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $246,706 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $751,055 |
Participant contributions at end of year | 2017-12-31 | $100,726 |
Participant contributions at beginning of year | 2017-12-31 | $80,273 |
Participant contributions at end of year | 2017-12-31 | $29,957 |
Participant contributions at beginning of year | 2017-12-31 | $27,552 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $62,434 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $2,080,944 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $11,114,322 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $9,033,378 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $10,920,969 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $8,155,127 |
Interest on participant loans | 2017-12-31 | $4,004 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $56,068 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $761,527 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $70,809 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,373,458 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $185,008 |
Employer contributions (assets) at end of year | 2017-12-31 | $6,602 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $8,899 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $420,029 |
Contract administrator fees | 2017-12-31 | $45,309 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | No |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | BONADIO & COMPANY, LLP |
Accountancy firm EIN | 2017-12-31 | 161131146 |
2016 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $1,667,608 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $464,005 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $406,967 |
Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $7,337 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $953,209 |
Value of total assets at end of year | 2016-12-31 | $9,033,378 |
Value of total assets at beginning of year | 2016-12-31 | $7,829,775 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $49,701 |
Total interest from all sources | 2016-12-31 | $4,868 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $206,272 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $206,272 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $681,880 |
Participant contributions at end of year | 2016-12-31 | $80,273 |
Participant contributions at beginning of year | 2016-12-31 | $94,986 |
Participant contributions at end of year | 2016-12-31 | $27,552 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $92,072 |
Other income not declared elsewhere | 2016-12-31 | $9,767 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $1,203,603 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $9,033,378 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,829,775 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $8,155,127 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $7,647,740 |
Interest on participant loans | 2016-12-31 | $3,642 |
Interest earned on other investments | 2016-12-31 | $1,226 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $87,049 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $87,049 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $761,527 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $493,492 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $0 |
Contributions received in cash from employer | 2016-12-31 | $179,257 |
Employer contributions (assets) at end of year | 2016-12-31 | $8,899 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $406,967 |
Contract administrator fees | 2016-12-31 | $49,701 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-12-31 | No |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | BONADIO & COMPANY, LLP |
Accountancy firm EIN | 2016-12-31 | 161131146 |
2015 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $743,421 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $360,873 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $331,627 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $833,787 |
Value of total assets at end of year | 2015-12-31 | $7,829,775 |
Value of total assets at beginning of year | 2015-12-31 | $7,447,227 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $29,246 |
Total interest from all sources | 2015-12-31 | $3,228 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $154,564 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $154,564 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $642,348 |
Participant contributions at end of year | 2015-12-31 | $94,986 |
Participant contributions at beginning of year | 2015-12-31 | $132,759 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $20,950 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $18,621 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $382,548 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,829,775 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,447,227 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $13,608 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $7,647,740 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $7,172,896 |
Interest on participant loans | 2015-12-31 | $3,173 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $87,049 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $114,796 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $114,796 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $55 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-248,158 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $172,818 |
Employer contributions (assets) at end of year | 2015-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $5,826 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $331,627 |
Contract administrator fees | 2015-12-31 | $15,638 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | BONADIO & COMPANY, LLP |
Accountancy firm EIN | 2015-12-31 | 161131146 |
2014 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $1,246,165 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $168,342 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $132,962 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $767,005 |
Value of total assets at end of year | 2014-12-31 | $7,447,227 |
Value of total assets at beginning of year | 2014-12-31 | $6,369,404 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $35,380 |
Total interest from all sources | 2014-12-31 | $4,836 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $136,478 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $136,478 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $552,004 |
Participant contributions at end of year | 2014-12-31 | $132,759 |
Participant contributions at beginning of year | 2014-12-31 | $154,205 |
Participant contributions at end of year | 2014-12-31 | $20,950 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $65,946 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,077,823 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $7,447,227 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $6,369,404 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $15,598 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $7,172,896 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $5,978,751 |
Interest on participant loans | 2014-12-31 | $4,827 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $114,796 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $236,448 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $236,448 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $9 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $337,846 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $149,055 |
Employer contributions (assets) at end of year | 2014-12-31 | $5,826 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $132,962 |
Contract administrator fees | 2014-12-31 | $19,782 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | BONADIO & COMPANY, LLP |
Accountancy firm EIN | 2014-12-31 | 161131146 |
2013 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $1,837,767 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $287,738 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $274,857 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $620,968 |
Value of total assets at end of year | 2013-12-31 | $6,369,404 |
Value of total assets at beginning of year | 2013-12-31 | $4,819,375 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $12,881 |
Total interest from all sources | 2013-12-31 | $21,357 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $103,442 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $103,442 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $489,256 |
Participant contributions at end of year | 2013-12-31 | $154,205 |
Participant contributions at beginning of year | 2013-12-31 | $95,070 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,550,029 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $6,369,404 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,819,375 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $4,269 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $5,978,751 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $4,336,713 |
Interest on participant loans | 2013-12-31 | $4,406 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $236,448 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $387,592 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $387,592 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $16,951 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,092,000 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $131,712 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $274,857 |
Contract administrator fees | 2013-12-31 | $8,612 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | BONADIO & CO., LLP |
Accountancy firm EIN | 2013-12-31 | 161131146 |
2012 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $1,065,972 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $269,591 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $267,836 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $558,317 |
Value of total assets at end of year | 2012-12-31 | $4,819,375 |
Value of total assets at beginning of year | 2012-12-31 | $4,022,994 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,755 |
Total interest from all sources | 2012-12-31 | $2,997 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $65,626 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $65,626 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $438,243 |
Participant contributions at end of year | 2012-12-31 | $95,070 |
Participant contributions at beginning of year | 2012-12-31 | $70,486 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $4,467 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $796,381 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $4,819,375 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $4,022,994 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $4,336,713 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,623,165 |
Interest on participant loans | 2012-12-31 | $2,973 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $387,592 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $329,343 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $329,343 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $24 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $439,032 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $115,607 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $267,836 |
Contract administrator fees | 2012-12-31 | $1,755 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | LUMSDEN AND MCCORMICK |
Accountancy firm EIN | 2012-12-31 | 160765486 |
2011 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2011 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $428,717 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $429,392 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $426,742 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $531,032 |
Value of total assets at end of year | 2011-12-31 | $4,022,994 |
Value of total assets at beginning of year | 2011-12-31 | $4,023,669 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $2,650 |
Total interest from all sources | 2011-12-31 | $2,714 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $54,960 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $54,960 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $421,900 |
Participant contributions at end of year | 2011-12-31 | $70,486 |
Participant contributions at beginning of year | 2011-12-31 | $57,276 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-675 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $4,022,994 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $4,023,669 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,623,165 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,655,816 |
Interest on participant loans | 2011-12-31 | $2,687 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $329,343 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $310,577 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $310,577 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $27 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-159,989 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $109,132 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $426,742 |
Contract administrator fees | 2011-12-31 | $2,650 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | LUMSDEN AND MCCORMICK |
Accountancy firm EIN | 2011-12-31 | 160765486 |
2010 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $923,324 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $324,131 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $316,757 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $499,111 |
Value of total assets at end of year | 2010-12-31 | $4,023,669 |
Value of total assets at beginning of year | 2010-12-31 | $3,424,476 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,374 |
Total interest from all sources | 2010-12-31 | $4,094 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $57,816 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $57,816 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $401,689 |
Participant contributions at end of year | 2010-12-31 | $57,276 |
Participant contributions at beginning of year | 2010-12-31 | $58,569 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $14,161 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $599,193 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $4,023,669 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,424,476 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,655,816 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,044,934 |
Interest on participant loans | 2010-12-31 | $3,046 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $310,577 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $320,973 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $320,973 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,048 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $362,303 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $83,261 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $316,757 |
Contract administrator fees | 2010-12-31 | $7,374 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | LUMSDEN & MCCORMICK |
Accountancy firm EIN | 2010-12-31 | 160765486 |
2009 : BUFFALO HEARING & SPEECH CENTER, INC 401(K) PLAN 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |