SENECA NATION OF INDIANS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan SENECA NATION OF INDIANS 401(K) PLAN
| Measure | Date | Value |
|---|
| 2023 : SENECA NATION OF INDIANS 401(K) PLAN 2023 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2023-12-31 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $139,796 |
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $139,796 |
| Total income from all sources (including contributions) | 2023-12-31 | $7,950,024 |
| Total of all expenses incurred | 2023-12-31 | $2,428,396 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $2,402,940 |
| Expenses. Certain deemed distributions of participant loans | 2023-12-31 | $140 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $2,819,732 |
| Value of total assets at end of year | 2023-12-31 | $32,365,580 |
| Value of total assets at beginning of year | 2023-12-31 | $26,843,952 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $25,316 |
| Total interest from all sources | 2023-12-31 | $38,898 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $31,233 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $31,233 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $1,736,197 |
| Participant contributions at end of year | 2023-12-31 | $574,257 |
| Participant contributions at beginning of year | 2023-12-31 | $379,819 |
| Participant contributions at beginning of year | 2023-12-31 | $84 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $1,512 |
| Other income not declared elsewhere | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,521,628 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $32,365,580 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $26,843,952 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Investment advisory and management fees | 2023-12-31 | $25,316 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $29,772,495 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $23,881,133 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $0 |
| Interest on participant loans | 2023-12-31 | $38,898 |
| Income. Interest from loans (other than to participants) | 2023-12-31 | $0 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $936,805 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $1,582,216 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $4,920,365 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $0 |
| Net gain/loss from 103.12 investment entities | 2023-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $1,082,023 |
| Employer contributions (assets) at end of year | 2023-12-31 | $1,082,023 |
| Employer contributions (assets) at beginning of year | 2023-12-31 | $1,000,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $2,402,940 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2023-12-31 | 161207156 |
| Unrealized appreciation/depreciation of real estate assets | 2023-01-01 | $0 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2023-01-01 | $139,796 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $139,796 |
| Total income from all sources (including contributions) | 2023-01-01 | $7,950,024 |
| Total of all expenses incurred | 2023-01-01 | $2,428,396 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $2,402,940 |
| Expenses. Certain deemed distributions of participant loans | 2023-01-01 | $140 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $2,819,732 |
| Value of total assets at end of year | 2023-01-01 | $32,365,580 |
| Value of total assets at beginning of year | 2023-01-01 | $26,843,952 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $25,316 |
| Total interest from all sources | 2023-01-01 | $38,898 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $31,233 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $31,233 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $1,736,197 |
| Participant contributions at end of year | 2023-01-01 | $574,257 |
| Participant contributions at beginning of year | 2023-01-01 | $379,819 |
| Participant contributions at beginning of year | 2023-01-01 | $84 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $1,512 |
| Other income not declared elsewhere | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,521,628 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $32,365,580 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $26,843,952 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Investment advisory and management fees | 2023-01-01 | $25,316 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $29,772,495 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $23,881,133 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $0 |
| Interest on participant loans | 2023-01-01 | $38,898 |
| Income. Interest from loans (other than to participants) | 2023-01-01 | $0 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $936,805 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $1,582,216 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $4,920,365 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $0 |
| Net gain/loss from 103.12 investment entities | 2023-01-01 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $1,082,023 |
| Employer contributions (assets) at end of year | 2023-01-01 | $1,082,023 |
| Employer contributions (assets) at beginning of year | 2023-01-01 | $1,000,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $2,402,940 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | RA MERCER & CO PC |
| Accountancy firm EIN | 2023-01-01 | 161207156 |
| 2022 : SENECA NATION OF INDIANS 401(K) PLAN 2022 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-275,576 |
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-275,576 |
| Total income from all sources (including contributions) | 2022-12-31 | $-3,430,987 |
| Total of all expenses incurred | 2022-12-31 | $1,915,067 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,885,308 |
| Expenses. Certain deemed distributions of participant loans | 2022-12-31 | $9,341 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $2,795,984 |
| Value of total assets at end of year | 2022-12-31 | $26,843,952 |
| Value of total assets at beginning of year | 2022-12-31 | $32,190,006 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $20,418 |
| Total interest from all sources | 2022-12-31 | $26,633 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $30,420 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $30,420 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $1,594,328 |
| Participant contributions at end of year | 2022-12-31 | $379,819 |
| Participant contributions at beginning of year | 2022-12-31 | $458,628 |
| Participant contributions at end of year | 2022-12-31 | $84 |
| Participant contributions at beginning of year | 2022-12-31 | $37 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $200,955 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-5,346,054 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $26,843,952 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $32,190,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Investment advisory and management fees | 2022-12-31 | $20,418 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $23,881,133 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $29,248,704 |
| Interest on participant loans | 2022-12-31 | $26,633 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $1,582,216 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $1,617,792 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,008,448 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $1,000,701 |
| Employer contributions (assets) at end of year | 2022-12-31 | $1,000,700 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $864,845 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,885,308 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2022-12-31 | 161207156 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2022-01-01 | $-275,576 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $-275,576 |
| Total income from all sources (including contributions) | 2022-01-01 | $-3,430,987 |
| Total of all expenses incurred | 2022-01-01 | $1,915,067 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $1,885,308 |
| Expenses. Certain deemed distributions of participant loans | 2022-01-01 | $9,341 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $2,795,984 |
| Value of total assets at end of year | 2022-01-01 | $26,843,952 |
| Value of total assets at beginning of year | 2022-01-01 | $32,190,006 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $20,418 |
| Total interest from all sources | 2022-01-01 | $26,633 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $30,420 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $30,420 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $1,594,328 |
| Participant contributions at end of year | 2022-01-01 | $379,819 |
| Participant contributions at beginning of year | 2022-01-01 | $458,628 |
| Participant contributions at end of year | 2022-01-01 | $84 |
| Participant contributions at beginning of year | 2022-01-01 | $37 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $200,955 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-5,346,054 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $26,843,952 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $32,190,006 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Investment advisory and management fees | 2022-01-01 | $20,418 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $23,881,133 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $29,248,704 |
| Interest on participant loans | 2022-01-01 | $26,633 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $1,582,216 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $1,617,792 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-6,008,448 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $1,000,701 |
| Employer contributions (assets) at end of year | 2022-01-01 | $1,000,700 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $864,845 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $1,885,308 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | RA MERCER & CO PC |
| Accountancy firm EIN | 2022-01-01 | 161207156 |
| 2021 : SENECA NATION OF INDIANS 401(K) PLAN 2021 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $-54,678 |
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $-54,678 |
| Total income from all sources (including contributions) | 2021-12-31 | $7,019,379 |
| Total of all expenses incurred | 2021-12-31 | $1,263,325 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,203,301 |
| Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $37,865 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $2,418,448 |
| Value of total assets at end of year | 2021-12-31 | $32,190,006 |
| Value of total assets at beginning of year | 2021-12-31 | $26,433,952 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $22,159 |
| Total interest from all sources | 2021-12-31 | $45,129 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $30,294 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $30,293 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $1,394,523 |
| Participant contributions at end of year | 2021-12-31 | $458,628 |
| Participant contributions at beginning of year | 2021-12-31 | $522,710 |
| Participant contributions at end of year | 2021-12-31 | $37 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $159,080 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $5,756,054 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $32,190,006 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $26,433,952 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Investment advisory and management fees | 2021-12-31 | $22,159 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $29,248,704 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $23,431,147 |
| Interest on participant loans | 2021-12-31 | $45,129 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $1,617,792 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $1,707,472 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,580,186 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $864,845 |
| Employer contributions (assets) at end of year | 2021-12-31 | $864,845 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $772,623 |
| Income. Dividends from common stock | 2021-12-31 | $1 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,203,301 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2021-12-31 | 161207156 |
| 2020 : SENECA NATION OF INDIANS 401(K) PLAN 2020 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $83,795 |
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $83,795 |
| Total income from all sources (including contributions) | 2020-12-31 | $6,552,248 |
| Total of all expenses incurred | 2020-12-31 | $2,070,340 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,995,902 |
| Expenses. Certain deemed distributions of participant loans | 2020-12-31 | $58,723 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,377,699 |
| Value of total assets at end of year | 2020-12-31 | $26,433,952 |
| Value of total assets at beginning of year | 2020-12-31 | $21,952,044 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $15,715 |
| Total interest from all sources | 2020-12-31 | $27,767 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $21,628 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $21,628 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $1,269,123 |
| Participant contributions at end of year | 2020-12-31 | $522,710 |
| Participant contributions at beginning of year | 2020-12-31 | $607,115 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $327,675 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $4,481,908 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $26,433,952 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $21,952,044 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Investment advisory and management fees | 2020-12-31 | $15,715 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $23,431,147 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $19,656,352 |
| Interest on participant loans | 2020-12-31 | $27,767 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $1,707,472 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $917,788 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,041,359 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $780,901 |
| Employer contributions (assets) at end of year | 2020-12-31 | $772,623 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $770,789 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,995,902 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2020-12-31 | 161207156 |
| 2019 : SENECA NATION OF INDIANS 401(K) PLAN 2019 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $52,333 |
| Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $52,333 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $52,333 |
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $52,333 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,986,635 |
| Total income from all sources (including contributions) | 2019-12-31 | $5,986,635 |
| Total of all expenses incurred | 2019-12-31 | $1,605,244 |
| Total of all expenses incurred | 2019-12-31 | $1,605,244 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,560,743 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,560,743 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $29,798 |
| Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $29,798 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,036,983 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,036,983 |
| Value of total assets at end of year | 2019-12-31 | $21,952,044 |
| Value of total assets at end of year | 2019-12-31 | $21,952,044 |
| Value of total assets at beginning of year | 2019-12-31 | $17,570,653 |
| Value of total assets at beginning of year | 2019-12-31 | $17,570,653 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $14,703 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $14,703 |
| Total interest from all sources | 2019-12-31 | $38,931 |
| Total interest from all sources | 2019-12-31 | $38,931 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $12,863 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $12,863 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $12,863 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $12,863 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
| Value of fidelity bond cover | 2019-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $1,233,367 |
| Contributions received from participants | 2019-12-31 | $1,233,367 |
| Participant contributions at end of year | 2019-12-31 | $607,115 |
| Participant contributions at end of year | 2019-12-31 | $607,115 |
| Participant contributions at beginning of year | 2019-12-31 | $533,884 |
| Participant contributions at beginning of year | 2019-12-31 | $533,884 |
| Participant contributions at beginning of year | 2019-12-31 | $43,123 |
| Participant contributions at beginning of year | 2019-12-31 | $43,123 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $32,105 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $32,105 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $4,381,391 |
| Value of net income/loss | 2019-12-31 | $4,381,391 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $21,952,044 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $21,952,044 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,570,653 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $17,570,653 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $14,703 |
| Investment advisory and management fees | 2019-12-31 | $14,703 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,656,352 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $19,656,352 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $15,444,769 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $15,444,769 |
| Interest on participant loans | 2019-12-31 | $38,931 |
| Interest on participant loans | 2019-12-31 | $38,931 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $917,788 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $917,788 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $861,011 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $861,011 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,845,525 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,845,525 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | Yes |
| Contributions received in cash from employer | 2019-12-31 | $771,511 |
| Contributions received in cash from employer | 2019-12-31 | $771,511 |
| Employer contributions (assets) at end of year | 2019-12-31 | $770,789 |
| Employer contributions (assets) at end of year | 2019-12-31 | $770,789 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $687,866 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $687,866 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,560,743 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,560,743 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | RA MERCER & CO PC |
| Accountancy firm name | 2019-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2019-12-31 | 161207156 |
| Accountancy firm EIN | 2019-12-31 | 161207156 |
| 2018 : SENECA NATION OF INDIANS 401(K) PLAN 2018 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-48,230 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-48,230 |
| Total income from all sources (including contributions) | 2018-12-31 | $966,907 |
| Total of all expenses incurred | 2018-12-31 | $1,231,460 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,186,101 |
| Expenses. Certain deemed distributions of participant loans | 2018-12-31 | $36,161 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,882,840 |
| Value of total assets at end of year | 2018-12-31 | $17,570,653 |
| Value of total assets at beginning of year | 2018-12-31 | $17,835,206 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $9,198 |
| Total interest from all sources | 2018-12-31 | $26,968 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $8,074 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $8,074 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,119,596 |
| Participant contributions at end of year | 2018-12-31 | $533,884 |
| Participant contributions at beginning of year | 2018-12-31 | $437,676 |
| Participant contributions at end of year | 2018-12-31 | $43,123 |
| Participant contributions at beginning of year | 2018-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $75,378 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-264,553 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $17,570,653 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $17,835,206 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $9,198 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $15,444,769 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $15,948,006 |
| Interest on participant loans | 2018-12-31 | $26,968 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $861,011 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $827,394 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-902,745 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $687,866 |
| Employer contributions (assets) at end of year | 2018-12-31 | $687,866 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $622,130 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,186,101 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2018-12-31 | 161207156 |
| 2017 : SENECA NATION OF INDIANS 401(K) PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $459 |
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $459 |
| Total income from all sources (including contributions) | 2017-12-31 | $4,234,887 |
| Total of all expenses incurred | 2017-12-31 | $2,075,075 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,954,748 |
| Expenses. Certain deemed distributions of participant loans | 2017-12-31 | $106,774 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,681,286 |
| Value of total assets at end of year | 2017-12-31 | $17,835,206 |
| Value of total assets at beginning of year | 2017-12-31 | $15,675,394 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $13,553 |
| Total interest from all sources | 2017-12-31 | $26,113 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $9,572 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $9,572 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,038,374 |
| Participant contributions at end of year | 2017-12-31 | $437,676 |
| Participant contributions at beginning of year | 2017-12-31 | $512,205 |
| Participant contributions at beginning of year | 2017-12-31 | $15,358 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $20,782 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,159,812 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $17,835,206 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $15,675,394 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Investment advisory and management fees | 2017-12-31 | $13,553 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $15,948,006 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $13,508,668 |
| Interest on participant loans | 2017-12-31 | $26,113 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $827,394 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $1,026,685 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,517,457 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | Yes |
| Contributions received in cash from employer | 2017-12-31 | $622,130 |
| Employer contributions (assets) at end of year | 2017-12-31 | $622,130 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $612,478 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,954,748 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2017-12-31 | 161207156 |
| 2016 : SENECA NATION OF INDIANS 401(K) PLAN 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $22,093 |
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $22,093 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,778,540 |
| Total of all expenses incurred | 2016-12-31 | $1,361,571 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,310,530 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $40,641 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,629,845 |
| Value of total assets at end of year | 2016-12-31 | $15,675,394 |
| Value of total assets at beginning of year | 2016-12-31 | $14,258,425 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $10,400 |
| Total interest from all sources | 2016-12-31 | $24,745 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $11,609 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $11,609 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,016,314 |
| Participant contributions at end of year | 2016-12-31 | $512,205 |
| Participant contributions at beginning of year | 2016-12-31 | $494,321 |
| Participant contributions at end of year | 2016-12-31 | $15,358 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,053 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,416,969 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $15,675,394 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $14,258,425 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Investment advisory and management fees | 2016-12-31 | $10,400 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $13,508,668 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $11,902,241 |
| Interest on participant loans | 2016-12-31 | $24,745 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $1,026,685 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,256,366 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,090,248 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $612,478 |
| Employer contributions (assets) at end of year | 2016-12-31 | $612,478 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $605,497 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,310,530 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2016-12-31 | 161207156 |
| 2015 : SENECA NATION OF INDIANS 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $2,340,205 |
| Total of all expenses incurred | 2015-12-31 | $1,824,635 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $1,737,784 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $76,811 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,221,926 |
| Value of total assets at end of year | 2015-12-31 | $14,258,425 |
| Value of total assets at beginning of year | 2015-12-31 | $13,742,855 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $10,040 |
| Total interest from all sources | 2015-12-31 | $25,254 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $97,477 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $97,477 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,039,988 |
| Participant contributions at end of year | 2015-12-31 | $494,321 |
| Participant contributions at beginning of year | 2015-12-31 | $498,956 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $8,397 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $515,570 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $14,258,425 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $13,742,855 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $10,040 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $11,902,241 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $13,243,899 |
| Interest on participant loans | 2015-12-31 | $25,254 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,256,366 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,452 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | Yes |
| Contributions received in cash from employer | 2015-12-31 | $1,173,541 |
| Employer contributions (assets) at end of year | 2015-12-31 | $605,497 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $1,737,784 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2015-12-31 | 161207156 |
| 2014 : SENECA NATION OF INDIANS 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $2,429,736 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $1,756,888 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $1,744,846 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $3,992 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,535,187 |
| Value of total assets at end of year | 2014-12-31 | $13,742,855 |
| Value of total assets at beginning of year | 2014-12-31 | $13,070,007 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $8,050 |
| Total interest from all sources | 2014-12-31 | $25,645 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $729,899 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $729,899 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $965,983 |
| Participant contributions at end of year | 2014-12-31 | $498,956 |
| Participant contributions at beginning of year | 2014-12-31 | $506,006 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $23,540 |
| Other income not declared elsewhere | 2014-12-31 | $225 |
| Administrative expenses (other) incurred | 2014-12-31 | $8,050 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $672,848 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $13,742,855 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $13,070,007 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $13,243,899 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $12,564,001 |
| Interest on participant loans | 2014-12-31 | $25,645 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $138,780 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $545,664 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $1,744,846 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2014-12-31 | 161207156 |
| 2013 : SENECA NATION OF INDIANS 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $3,743,935 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $1,485,996 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,463,928 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $13,968 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,569,552 |
| Value of total assets at end of year | 2013-12-31 | $13,070,007 |
| Value of total assets at beginning of year | 2013-12-31 | $10,812,068 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $8,100 |
| Total interest from all sources | 2013-12-31 | $24,409 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $410,545 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $410,545 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $964,170 |
| Participant contributions at end of year | 2013-12-31 | $506,006 |
| Participant contributions at beginning of year | 2013-12-31 | $480,960 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $47,895 |
| Other income not declared elsewhere | 2013-12-31 | $-2,586 |
| Administrative expenses (other) incurred | 2013-12-31 | $8,100 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $2,257,939 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $13,070,007 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,812,068 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $12,564,001 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $10,331,108 |
| Interest on participant loans | 2013-12-31 | $24,409 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,742,015 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $557,487 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,463,928 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2013-12-31 | 161207156 |
| 2012 : SENECA NATION OF INDIANS 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,631,979 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $429,620 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $422,170 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,557,871 |
| Value of total assets at end of year | 2012-12-31 | $10,812,068 |
| Value of total assets at beginning of year | 2012-12-31 | $8,609,709 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $7,450 |
| Total interest from all sources | 2012-12-31 | $23,403 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $180,457 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $180,457 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $964,253 |
| Participant contributions at end of year | 2012-12-31 | $480,960 |
| Participant contributions at beginning of year | 2012-12-31 | $351,699 |
| Participant contributions at beginning of year | 2012-12-31 | $13,303 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $73,920 |
| Other income not declared elsewhere | 2012-12-31 | $3 |
| Administrative expenses (other) incurred | 2012-12-31 | $7,450 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $2,202,359 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,812,068 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,609,709 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $10,331,108 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $8,244,707 |
| Interest on participant loans | 2012-12-31 | $23,403 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $870,245 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $519,698 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $422,170 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2012-12-31 | 161207156 |
| 2011 : SENECA NATION OF INDIANS 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $1,299,942 |
| Total loss/gain on sale of assets | 2011-12-31 | $71,982 |
| Total of all expenses incurred | 2011-12-31 | $586,907 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $577,869 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $2,588 |
| Value of total corrective distributions | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,410,556 |
| Value of total assets at end of year | 2011-12-31 | $8,609,709 |
| Value of total assets at beginning of year | 2011-12-31 | $7,896,674 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,450 |
| Total interest from all sources | 2011-12-31 | $16,633 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $130,256 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $130,256 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $885,758 |
| Participant contributions at end of year | 2011-12-31 | $351,699 |
| Participant contributions at beginning of year | 2011-12-31 | $269,201 |
| Participant contributions at end of year | 2011-12-31 | $13,303 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $7,353 |
| Other income not declared elsewhere | 2011-12-31 | $960 |
| Administrative expenses (other) incurred | 2011-12-31 | $6,450 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $713,035 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,609,709 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,896,674 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $8,244,707 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,627,473 |
| Interest on participant loans | 2011-12-31 | $16,633 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-330,445 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $517,445 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $577,869 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $1,125,634 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,053,652 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2011-12-31 | 161207156 |
| 2010 : SENECA NATION OF INDIANS 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $2,205,980 |
| Total loss/gain on sale of assets | 2010-12-31 | $27,888 |
| Total of all expenses incurred | 2010-12-31 | $545,182 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $522,601 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $15,877 |
| Value of total corrective distributions | 2010-12-31 | $729 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,448,990 |
| Value of total assets at end of year | 2010-12-31 | $7,896,674 |
| Value of total assets at beginning of year | 2010-12-31 | $6,235,876 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $5,975 |
| Total interest from all sources | 2010-12-31 | $15,054 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $89,875 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $89,875 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $897,234 |
| Participant contributions at end of year | 2010-12-31 | $269,201 |
| Participant contributions at beginning of year | 2010-12-31 | $195,335 |
| Participant contributions at end of year | 2010-12-31 | $0 |
| Participant contributions at beginning of year | 2010-12-31 | $41,711 |
| Other income not declared elsewhere | 2010-12-31 | $82 |
| Administrative expenses (other) incurred | 2010-12-31 | $5,975 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $1,660,798 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,896,674 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,235,876 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,627,473 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,998,830 |
| Interest on participant loans | 2010-12-31 | $15,054 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $624,091 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $0 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $551,756 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $522,601 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $1,163,605 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $1,135,717 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | RA MERCER & CO PC |
| Accountancy firm EIN | 2010-12-31 | 161207156 |
