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Plan Name | WOODS OVIATT GILMAN, LLP 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | WOODS OVIATT GILMAN, LLP |
Employer identification number (EIN): | 160902614 |
NAIC Classification: | 541110 |
NAIC Description: | Offices of Lawyers |
Additional information about WOODS OVIATT GILMAN, LLP
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 1994-12-30 |
Company Identification Number: | 1880223 |
Legal Registered Office Address: |
ATTN: MANAGING PARTNER 1900 BAUSCH & LOMB PLACE ROCHESTER United States of America (USA) 14604 |
More information about WOODS OVIATT GILMAN, LLP
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | PAUL A. FARNSWORTH | |||
001 | 2016-01-01 | PAUL FARNSWORTH | |||
001 | 2015-01-01 | PAUL FARNSWORTH | |||
001 | 2014-01-01 | PAUL FARNSWORTH | |||
001 | 2013-01-01 | JAMES P MCELHENY PARTNER | |||
001 | 2012-01-01 | JAMES P MCELHENY PARTNER | |||
001 | 2011-01-01 | JAMES P MCELHENY PARTNER | |||
001 | 2010-01-01 | JAMES P. MCELHENY, PARTNER | |||
001 | 2009-01-01 | JAMES P. MCELHENY, PARTNER | |||
001 | 2009-01-01 | JAMES P. MCELHENY, PARTNER |
Measure | Date | Value |
---|---|---|
2022: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 185 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 184 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 54 |
Total of all active and inactive participants | 2022-01-01 | 238 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 238 |
Number of participants with account balances | 2022-01-01 | 238 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 13 |
2021: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 268 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 185 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 0 |
Total of all active and inactive participants | 2021-01-01 | 185 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 185 |
Number of participants with account balances | 2021-01-01 | 182 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 13 |
2020: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 263 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 192 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 63 |
Total of all active and inactive participants | 2020-01-01 | 255 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 255 |
Number of participants with account balances | 2020-01-01 | 255 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 26 |
2019: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 237 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 219 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 44 |
Total of all active and inactive participants | 2019-01-01 | 263 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 263 |
Number of participants with account balances | 2019-01-01 | 256 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 22 |
2018: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 249 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 204 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 33 |
Total of all active and inactive participants | 2018-01-01 | 237 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 237 |
Number of participants with account balances | 2018-01-01 | 237 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 17 |
2017: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 234 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 203 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 28 |
Total of all active and inactive participants | 2017-01-01 | 231 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 231 |
Number of participants with account balances | 2017-01-01 | 216 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 8 |
2016: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 212 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 190 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 3 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 16 |
Total of all active and inactive participants | 2016-01-01 | 209 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 209 |
Number of participants with account balances | 2016-01-01 | 209 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 12 |
2015: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 184 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 184 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 15 |
Total of all active and inactive participants | 2015-01-01 | 199 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 199 |
Number of participants with account balances | 2015-01-01 | 199 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 19 |
2014: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 176 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 175 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 9 |
Total of all active and inactive participants | 2014-01-01 | 184 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 184 |
Number of participants with account balances | 2014-01-01 | 184 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 14 |
2013: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 133 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 152 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 10 |
Total of all active and inactive participants | 2013-01-01 | 162 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 162 |
Number of participants with account balances | 2013-01-01 | 162 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 12 |
2012: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 133 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 127 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 6 |
Total of all active and inactive participants | 2012-01-01 | 133 |
Total participants | 2012-01-01 | 133 |
Number of participants with account balances | 2012-01-01 | 133 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 10 |
2011: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 133 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 129 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 6 |
Total of all active and inactive participants | 2011-01-01 | 135 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 135 |
Number of participants with account balances | 2011-01-01 | 133 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 134 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 126 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 7 |
Total of all active and inactive participants | 2010-01-01 | 133 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 133 |
Number of participants with account balances | 2010-01-01 | 133 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 1 |
2009: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 129 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 126 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 8 |
Total of all active and inactive participants | 2009-01-01 | 134 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 134 |
Number of participants with account balances | 2009-01-01 | 134 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 8 |
Measure | Date | Value |
---|---|---|
2022 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-6,698,915 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,404,561 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,272,081 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $4,038,172 |
Value of total assets at end of year | 2022-12-31 | $45,809,669 |
Value of total assets at beginning of year | 2022-12-31 | $53,913,145 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $132,480 |
Total interest from all sources | 2022-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,514,754 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,514,754 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,634,817 |
Participant contributions at end of year | 2022-12-31 | $45,230 |
Participant contributions at beginning of year | 2022-12-31 | $24,700 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $316,525 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $2,312,106 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $261,821 |
Total non interest bearing cash at end of year | 2022-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-8,103,476 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $45,809,669 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $53,913,145 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $45,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $42,187,429 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $49,181,487 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $2,700,040 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,895,220 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-12,310,344 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $58,503 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,141,534 |
Employer contributions (assets) at end of year | 2022-12-31 | $560,445 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $499,632 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,272,081 |
Contract administrator fees | 2022-12-31 | $87,480 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2022-12-31 | 161092347 |
2021 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $10,791,319 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $6,757,697 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $6,621,112 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,978,119 |
Value of total assets at end of year | 2021-12-31 | $53,913,145 |
Value of total assets at beginning of year | 2021-12-31 | $49,879,523 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $136,585 |
Total interest from all sources | 2021-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,218,025 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,218,025 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,602,684 |
Participant contributions at end of year | 2021-12-31 | $24,700 |
Participant contributions at beginning of year | 2021-12-31 | $67,850 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $2,312,106 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,826,459 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $276,022 |
Total non interest bearing cash at end of year | 2021-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $2,386 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $4,033,622 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $53,913,145 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $49,879,523 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $45,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $49,181,487 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $45,125,706 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,895,220 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $2,355,811 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,549,471 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $45,704 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,099,413 |
Employer contributions (assets) at end of year | 2021-12-31 | $499,632 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $501,311 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $6,621,112 |
Contract administrator fees | 2021-12-31 | $91,585 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2021-12-31 | 161092347 |
2020 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,941,896 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,675,073 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,534,560 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,571,224 |
Value of total assets at end of year | 2020-12-31 | $49,879,523 |
Value of total assets at beginning of year | 2020-12-31 | $43,612,700 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $140,513 |
Total interest from all sources | 2020-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,154,700 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,154,700 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | Yes |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,595,650 |
Participant contributions at end of year | 2020-12-31 | $67,850 |
Participant contributions at beginning of year | 2020-12-31 | $38,300 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,826,459 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $1,417,719 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $4,384 |
Total non interest bearing cash at end of year | 2020-12-31 | $2,386 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $654 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $6,266,823 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $49,879,523 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $43,612,700 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $45,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $45,125,706 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $39,485,417 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $2,355,811 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,161,696 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,170,490 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $45,482 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,971,190 |
Employer contributions (assets) at end of year | 2020-12-31 | $501,311 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $508,914 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,534,560 |
Contract administrator fees | 2020-12-31 | $95,513 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-12-31 | Yes |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2020-12-31 | 161092347 |
2019 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $11,169,936 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,626,702 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,498,114 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,953,419 |
Value of total assets at end of year | 2019-12-31 | $43,612,700 |
Value of total assets at beginning of year | 2019-12-31 | $34,069,466 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $128,588 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,338,387 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,338,387 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $4,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,605,089 |
Participant contributions at end of year | 2019-12-31 | $38,300 |
Participant contributions at beginning of year | 2019-12-31 | $10,050 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $1,417,719 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $1,130,225 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $236,421 |
Total non interest bearing cash at end of year | 2019-12-31 | $654 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $5,103 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $9,543,234 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $43,612,700 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $34,069,466 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $45,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $39,485,417 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $30,483,860 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,161,696 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,971,893 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,830,624 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $47,506 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $2,111,909 |
Employer contributions (assets) at end of year | 2019-12-31 | $508,914 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $468,335 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,498,114 |
Contract administrator fees | 2019-12-31 | $83,588 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2019-12-31 | 161092347 |
2018 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $577,808 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,343,654 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,219,003 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,607,738 |
Value of total assets at end of year | 2018-12-31 | $34,069,466 |
Value of total assets at beginning of year | 2018-12-31 | $36,835,312 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $124,651 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,791,874 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,791,874 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,523,313 |
Participant contributions at end of year | 2018-12-31 | $10,050 |
Participant contributions at beginning of year | 2018-12-31 | $19,800 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $1,130,225 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $2,022,638 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $39,234 |
Total non interest bearing cash at end of year | 2018-12-31 | $5,103 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $15,071 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-2,765,846 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $34,069,466 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $36,835,312 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $45,000 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $30,483,860 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $29,914,846 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,971,893 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $4,410,549 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,854,181 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $32,377 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $2,045,191 |
Employer contributions (assets) at end of year | 2018-12-31 | $468,335 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $452,408 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,219,003 |
Contract administrator fees | 2018-12-31 | $79,651 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2018-12-31 | 161092347 |
2017 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $7,965,451 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,480,210 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,433,131 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,523,665 |
Value of total assets at end of year | 2017-12-31 | $36,835,312 |
Value of total assets at beginning of year | 2017-12-31 | $31,350,071 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $47,079 |
Total interest from all sources | 2017-12-31 | $33 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,499,304 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,499,304 |
Administrative expenses professional fees incurred | 2017-12-31 | $9,050 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,423,680 |
Participant contributions at end of year | 2017-12-31 | $19,800 |
Participant contributions at beginning of year | 2017-12-31 | $13,750 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $2,022,638 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $2,947,631 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $107,026 |
Other income not declared elsewhere | 2017-12-31 | $353,760 |
Administrative expenses (other) incurred | 2017-12-31 | $6,090 |
Total non interest bearing cash at end of year | 2017-12-31 | $15,071 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $5,485,241 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $36,835,312 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $31,350,071 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $14,067 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $29,914,846 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $23,165,429 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $4,410,549 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $4,741,166 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $36,272 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $36,272 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $33 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,540,194 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $48,495 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,992,959 |
Employer contributions (assets) at end of year | 2017-12-31 | $452,408 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $445,823 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,433,131 |
Contract administrator fees | 2017-12-31 | $17,872 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2017-12-31 | 161092347 |
2016 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total transfer of assets to this plan | 2016-12-31 | $0 |
Total transfer of assets from this plan | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $2,445 |
Expenses. Interest paid | 2016-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,986,319 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $2,425,909 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,404,634 |
Value of total corrective distributions | 2016-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,222,370 |
Value of total assets at end of year | 2016-12-31 | $31,350,071 |
Value of total assets at beginning of year | 2016-12-31 | $28,792,106 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $21,275 |
Total interest from all sources | 2016-12-31 | $92 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $820,884 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $820,884 |
Assets. Real estate other than employer real property at end of year | 2016-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2016-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $0 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,262,972 |
Participant contributions at end of year | 2016-12-31 | $0 |
Participant contributions at beginning of year | 2016-12-31 | $0 |
Participant contributions at end of year | 2016-12-31 | $13,750 |
Participant contributions at beginning of year | 2016-12-31 | $10,900 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $2,947,631 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $2,775,666 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $41,580 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2016-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2016-12-31 | $0 |
Other income not declared elsewhere | 2016-12-31 | $20,458 |
Administrative expenses (other) incurred | 2016-12-31 | $21,275 |
Total non interest bearing cash at end of year | 2016-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Income. Non cash contributions | 2016-12-31 | $0 |
Value of net income/loss | 2016-12-31 | $2,560,410 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $31,350,071 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $28,789,661 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2016-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $23,165,429 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,245,659 |
Interest on participant loans | 2016-12-31 | $0 |
Interest earned on other investments | 2016-12-31 | $0 |
Income. Interest from US Government securities | 2016-12-31 | $0 |
Income. Interest from corporate debt instruments | 2016-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $4,741,166 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $4,153,383 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $36,272 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $186,507 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $186,507 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $92 |
Asset value of US Government securities at end of year | 2016-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $883,702 |
Net investment gain/loss from pooled separate accounts | 2016-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $38,813 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $0 |
Contributions received in cash from employer | 2016-12-31 | $1,917,818 |
Employer contributions (assets) at end of year | 2016-12-31 | $445,823 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $419,991 |
Income. Dividends from preferred stock | 2016-12-31 | $0 |
Income. Dividends from common stock | 2016-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,404,634 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2016-12-31 | $2,445 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Aggregate proceeds on sale of assets | 2016-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2016-12-31 | 161092347 |
2015 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total transfer of assets to this plan | 2015-12-31 | $0 |
Total transfer of assets from this plan | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $2,445 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Expenses. Interest paid | 2015-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,234,630 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $687,294 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $667,187 |
Value of total corrective distributions | 2015-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,129,480 |
Value of total assets at end of year | 2015-12-31 | $28,792,106 |
Value of total assets at beginning of year | 2015-12-31 | $26,242,325 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $20,107 |
Total interest from all sources | 2015-12-31 | $91 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,246,111 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,246,111 |
Assets. Real estate other than employer real property at end of year | 2015-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $0 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,207,525 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at end of year | 2015-12-31 | $10,900 |
Participant contributions at beginning of year | 2015-12-31 | $34,851 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $2,775,666 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $2,879,234 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $97,973 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2015-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2015-12-31 | $0 |
Other income not declared elsewhere | 2015-12-31 | $-144,608 |
Administrative expenses (other) incurred | 2015-12-31 | $20,107 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Income. Non cash contributions | 2015-12-31 | $0 |
Value of net income/loss | 2015-12-31 | $2,547,336 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $28,789,661 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $26,242,325 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2015-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,245,659 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $21,454,177 |
Interest on participant loans | 2015-12-31 | $0 |
Interest earned on other investments | 2015-12-31 | $0 |
Income. Interest from US Government securities | 2015-12-31 | $0 |
Income. Interest from corporate debt instruments | 2015-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $4,153,383 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,385,968 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $186,507 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $105,043 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $105,043 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $91 |
Asset value of US Government securities at end of year | 2015-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,016,363 |
Net investment gain/loss from pooled separate accounts | 2015-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $19,919 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
Contributions received in cash from employer | 2015-12-31 | $1,823,982 |
Employer contributions (assets) at end of year | 2015-12-31 | $419,991 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $383,052 |
Income. Dividends from preferred stock | 2015-12-31 | $0 |
Income. Dividends from common stock | 2015-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $667,187 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2015-12-31 | $2,445 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Aggregate proceeds on sale of assets | 2015-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $0 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2015-12-31 | 161092347 |
2014 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $5,169,537 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $2,518,604 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $2,507,569 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,739,647 |
Value of total assets at end of year | 2014-12-31 | $26,242,325 |
Value of total assets at beginning of year | 2014-12-31 | $23,591,392 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $11,035 |
Total interest from all sources | 2014-12-31 | $73 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,283,633 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,283,633 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $3,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,088,979 |
Participant contributions at end of year | 2014-12-31 | $34,851 |
Participant contributions at beginning of year | 2014-12-31 | $34,500 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $2,879,234 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,972,820 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $36,833 |
Other income not declared elsewhere | 2014-12-31 | $1,199,862 |
Administrative expenses (other) incurred | 2014-12-31 | $11,035 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,650,933 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $26,242,325 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $23,591,392 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $21,454,177 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $21,162,772 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,385,968 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $105,043 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $78,683 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $78,683 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $73 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-63,808 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $10,130 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $1,613,835 |
Employer contributions (assets) at end of year | 2014-12-31 | $383,052 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $342,617 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $2,507,569 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2014-12-31 | 161092347 |
2013 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2013 401k financial data | ||
Total income from all sources (including contributions) | 2013-12-31 | $6,016,366 |
Total of all expenses incurred | 2013-12-31 | $1,239,023 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,239,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,829,389 |
Value of total assets at end of year | 2013-12-31 | $23,591,392 |
Value of total assets at beginning of year | 2013-12-31 | $18,814,049 |
Total interest from all sources | 2013-12-31 | $719 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $987,264 |
Participant contributions at end of year | 2013-12-31 | $34,500 |
Participant contributions at beginning of year | 2013-12-31 | $12,750 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,972,820 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $1,552,987 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $379,766 |
Other income not declared elsewhere | 2013-12-31 | $419,833 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $4,777,343 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $23,591,392 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $18,814,049 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $21,162,772 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $14,747,994 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $78,683 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $2,195,786 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $2,195,786 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $719 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,766,425 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $1,462,359 |
Employer contributions (assets) at end of year | 2013-12-31 | $342,617 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $304,532 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,239,023 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2013-12-31 | 161092347 |
2012 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2012 401k financial data | ||
Total income from all sources (including contributions) | 2012-12-31 | $3,883,371 |
Total of all expenses incurred | 2012-12-31 | $1,060,249 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,055,416 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,207,694 |
Value of total assets at end of year | 2012-12-31 | $18,814,049 |
Value of total assets at beginning of year | 2012-12-31 | $15,990,927 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $4,833 |
Total interest from all sources | 2012-12-31 | $2,119 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $827,620 |
Participant contributions at end of year | 2012-12-31 | $12,750 |
Participant contributions at beginning of year | 2012-12-31 | $12,000 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $1,552,987 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $1,264,790 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $53,489 |
Other income not declared elsewhere | 2012-12-31 | $152,145 |
Total non interest bearing cash at end of year | 2012-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $40,312 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,823,122 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $18,814,049 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $15,990,927 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $4,333 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $14,747,994 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $12,546,504 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,195,786 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $1,830,693 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $1,830,693 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $2,119 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,521,413 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $1,326,585 |
Employer contributions (assets) at end of year | 2012-12-31 | $304,532 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $296,628 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,055,416 |
Contract administrator fees | 2012-12-31 | $500 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2012-12-31 | 161092347 |
2011 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-12-31 | $1,892,108 |
Total of all expenses incurred | 2011-12-31 | $977,433 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $973,487 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,114,113 |
Value of total assets at end of year | 2011-12-31 | $15,990,927 |
Value of total assets at beginning of year | 2011-12-31 | $15,076,252 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $3,946 |
Total interest from all sources | 2011-12-31 | $3,180 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $1,319,674 |
Participant contributions at end of year | 2011-12-31 | $12,000 |
Participant contributions at beginning of year | 2011-12-31 | $24,200 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $1,264,790 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $1,200,879 |
Other income not declared elsewhere | 2011-12-31 | $-62,414 |
Total non interest bearing cash at end of year | 2011-12-31 | $40,312 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $1,060 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $914,675 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $15,990,927 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,076,252 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $3,446 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $12,546,504 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $11,734,925 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $1,830,693 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,837,833 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,837,833 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $3,180 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-162,771 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $794,439 |
Employer contributions (assets) at end of year | 2011-12-31 | $296,628 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $277,355 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $973,487 |
Contract administrator fees | 2011-12-31 | $500 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MENGEL METZGER BARR & CO LLP |
Accountancy firm EIN | 2011-12-31 | 161092347 |
2010 : WOODS OVIATT GILMAN, LLP 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $3,555,717 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $487,592 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $483,245 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,095,437 |
Value of total assets at end of year | 2010-12-31 | $15,076,252 |
Value of total assets at beginning of year | 2010-12-31 | $12,008,127 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $4,347 |
Total interest from all sources | 2010-12-31 | $1,535 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $816,877 |
Participant contributions at end of year | 2010-12-31 | $24,200 |
Participant contributions at beginning of year | 2010-12-31 | $8,950 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $1,200,879 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $994,725 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $34,229 |
Other income not declared elsewhere | 2010-12-31 | $228,513 |
Total non interest bearing cash at end of year | 2010-12-31 | $1,060 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $3,068,125 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,076,252 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $12,008,127 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $3,847 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $11,734,925 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $8,939,038 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,837,833 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,776,809 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,776,809 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $1,535 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,230,232 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $1,244,331 |
Employer contributions (assets) at end of year | 2010-12-31 | $277,355 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $288,605 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $483,245 |
Contract administrator fees | 2010-12-31 | $500 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MENGEL, METZGER, BARR & CO., LLP |
Accountancy firm EIN | 2010-12-31 | 161092347 |
2022: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: WOODS OVIATT GILMAN, LLP 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | Yes |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |