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A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 401k Plan overview

Plan NameA.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN
Plan identification number 002

A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ABC REFRIGERATION & AIR CONDITIONING, INC. has sponsored the creation of one or more 401k plans.

Company Name:ABC REFRIGERATION & AIR CONDITIONING, INC.
Employer identification number (EIN):160952613
NAIC Classification:238220
NAIC Description:Plumbing, Heating, and Air-Conditioning Contractors

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022019-01-01
0022018-01-01
0022017-01-01SALLY EDDY
0022016-01-01SALLY EDDY
0022015-01-01SALLY EDDY
0022014-01-01SALLY EDDY
0022013-01-01JOSEPH C. LIGOCI
0022012-01-01JOSEPH C. LIGOCI
0022011-01-01RICHARD CLARK
0022009-01-01RICHARD G CLARK IV
0022009-01-01 RICHARD G CLARK IV2010-12-29
0022009-01-01RICHARD G CLARK IV

Plan Statistics for A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN

401k plan membership statisitcs for A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN

Measure Date Value
2019: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01238
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01214
Total of all active and inactive participants2019-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01215
Number of participants with account balances2019-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01199
Total number of active participants reported on line 7a of the Form 55002018-01-01184
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0130
Total of all active and inactive participants2018-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01214
Number of participants with account balances2018-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01160
Total number of active participants reported on line 7a of the Form 55002017-01-01118
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0129
Total of all active and inactive participants2017-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01147
Number of participants with account balances2017-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01181
Total number of active participants reported on line 7a of the Form 55002016-01-01126
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0134
Total of all active and inactive participants2016-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01160
Number of participants with account balances2016-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01217
Total number of active participants reported on line 7a of the Form 55002015-01-01135
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0142
Total of all active and inactive participants2015-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01177
Number of participants with account balances2015-01-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01226
Total number of active participants reported on line 7a of the Form 55002014-01-01165
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0150
Total of all active and inactive participants2014-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01215
Number of participants with account balances2014-01-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01158
Total number of active participants reported on line 7a of the Form 55002013-01-01181
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0145
Total of all active and inactive participants2013-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01226
Number of participants with account balances2013-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-015
2012: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01129
Total number of active participants reported on line 7a of the Form 55002012-01-01119
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0139
Total of all active and inactive participants2012-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01158
Number of participants with account balances2012-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-011
2011: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01126
Total number of active participants reported on line 7a of the Form 55002011-01-01114
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01127
Number of participants with account balances2011-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01132
Total number of active participants reported on line 7a of the Form 55002009-01-01112
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01120
Number of participants with account balances2009-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN

Measure Date Value
2019 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,797,426
Total income from all sources (including contributions)2019-12-31$1,797,426
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$12,367,699
Total of all expenses incurred2019-12-31$12,367,699
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,285,232
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$12,285,232
Expenses. Certain deemed distributions of participant loans2019-12-31$48,739
Expenses. Certain deemed distributions of participant loans2019-12-31$48,739
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$165,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$165,221
Value of total assets at end of year2019-12-31$1,303,501
Value of total assets at end of year2019-12-31$1,303,501
Value of total assets at beginning of year2019-12-31$11,873,774
Value of total assets at beginning of year2019-12-31$11,873,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$33,728
Total interest from all sources2019-12-31$10,656
Total interest from all sources2019-12-31$10,656
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$73,515
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$73,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$73,515
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$73,515
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$86,900
Contributions received from participants2019-12-31$86,900
Participant contributions at beginning of year2019-12-31$378,507
Participant contributions at beginning of year2019-12-31$378,507
Participant contributions at beginning of year2019-12-31$8,388
Participant contributions at beginning of year2019-12-31$8,388
Administrative expenses (other) incurred2019-12-31$33,728
Administrative expenses (other) incurred2019-12-31$33,728
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-10,570,273
Value of net income/loss2019-12-31$-10,570,273
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,303,501
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,303,501
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,873,774
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$11,873,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,216,658
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,216,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,746,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$10,746,233
Interest on participant loans2019-12-31$10,656
Interest on participant loans2019-12-31$10,656
Value of interest in common/collective trusts at end of year2019-12-31$86,843
Value of interest in common/collective trusts at end of year2019-12-31$86,843
Value of interest in common/collective trusts at beginning of year2019-12-31$736,147
Value of interest in common/collective trusts at beginning of year2019-12-31$736,147
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,539,413
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,539,413
Net investment gain or loss from common/collective trusts2019-12-31$8,621
Net investment gain or loss from common/collective trusts2019-12-31$8,621
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$78,321
Contributions received in cash from employer2019-12-31$78,321
Employer contributions (assets) at beginning of year2019-12-31$4,499
Employer contributions (assets) at beginning of year2019-12-31$4,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$12,285,232
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BONADIO& CO., LLP
Accountancy firm name2019-12-31BONADIO& CO., LLP
Accountancy firm EIN2019-12-31161131146
Accountancy firm EIN2019-12-31161131146
2018 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$308,807
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$894,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$835,024
Expenses. Certain deemed distributions of participant loans2018-12-31$15,006
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,008,413
Value of total assets at end of year2018-12-31$11,873,774
Value of total assets at beginning of year2018-12-31$12,458,974
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$43,977
Total interest from all sources2018-12-31$21,105
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$412,510
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$412,510
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$530,744
Participant contributions at end of year2018-12-31$378,507
Participant contributions at beginning of year2018-12-31$393,966
Participant contributions at end of year2018-12-31$8,388
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$196,880
Other income not declared elsewhere2018-12-31$6,034
Administrative expenses (other) incurred2018-12-31$43,977
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-585,200
Value of net assets at end of year (total assets less liabilities)2018-12-31$11,873,774
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,458,974
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$10,746,233
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$11,317,986
Interest on participant loans2018-12-31$21,105
Value of interest in common/collective trusts at end of year2018-12-31$736,147
Value of interest in common/collective trusts at beginning of year2018-12-31$747,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,156,980
Net investment gain or loss from common/collective trusts2018-12-31$17,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$280,789
Employer contributions (assets) at end of year2018-12-31$4,499
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$835,024
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BONADIO& CO., LLP
Accountancy firm EIN2018-12-31161131146
2017 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,061,402
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,803,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,764,585
Expenses. Certain deemed distributions of participant loans2017-12-31$12,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$833,418
Value of total assets at end of year2017-12-31$12,458,974
Value of total assets at beginning of year2017-12-31$11,201,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$26,794
Total interest from all sources2017-12-31$19,740
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$288,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$288,482
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$546,596
Participant contributions at end of year2017-12-31$393,966
Participant contributions at beginning of year2017-12-31$256,135
Other income not declared elsewhere2017-12-31$27,765
Administrative expenses (other) incurred2017-12-31$26,794
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,257,468
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,458,974
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,201,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$11,317,986
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,028,260
Interest on participant loans2017-12-31$19,740
Value of interest in common/collective trusts at end of year2017-12-31$747,022
Value of interest in common/collective trusts at beginning of year2017-12-31$917,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,876,670
Net investment gain or loss from common/collective trusts2017-12-31$15,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$286,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,764,585
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BONADIO& CO., LLP
Accountancy firm EIN2017-12-31161131146
2016 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,428,497
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$841,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$753,706
Expenses. Certain deemed distributions of participant loans2016-12-31$54,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$791,187
Value of total assets at end of year2016-12-31$11,201,506
Value of total assets at beginning of year2016-12-31$10,614,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$32,451
Total interest from all sources2016-12-31$10,865
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$227,628
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$227,628
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$507,052
Participant contributions at end of year2016-12-31$256,135
Participant contributions at beginning of year2016-12-31$395,731
Participant contributions at beginning of year2016-12-31$8,142
Other income not declared elsewhere2016-12-31$34,362
Administrative expenses (other) incurred2016-12-31$32,451
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$587,445
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,201,506
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,614,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,028,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,283,597
Interest on participant loans2016-12-31$10,865
Value of interest in common/collective trusts at end of year2016-12-31$917,111
Value of interest in common/collective trusts at beginning of year2016-12-31$921,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$356,275
Net investment gain or loss from common/collective trusts2016-12-31$8,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$284,135
Employer contributions (assets) at beginning of year2016-12-31$4,815
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$753,706
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BONADIO& CO., LLP
Accountancy firm EIN2016-12-31161131146
2015 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$859,792
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,705,483
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,611,999
Expenses. Certain deemed distributions of participant loans2015-12-31$57,286
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$882,697
Value of total assets at end of year2015-12-31$10,614,061
Value of total assets at beginning of year2015-12-31$11,459,752
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$36,198
Total interest from all sources2015-12-31$15,759
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$490,240
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$490,240
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$540,646
Participant contributions at end of year2015-12-31$395,731
Participant contributions at beginning of year2015-12-31$478,375
Participant contributions at end of year2015-12-31$8,142
Participant contributions at beginning of year2015-12-31$8,716
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$24,747
Other income not declared elsewhere2015-12-31$35,279
Administrative expenses (other) incurred2015-12-31$36,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-845,691
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,614,061
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$11,459,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,283,597
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,911,494
Interest on participant loans2015-12-31$15,759
Value of interest in common/collective trusts at end of year2015-12-31$921,776
Value of interest in common/collective trusts at beginning of year2015-12-31$1,055,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-559,875
Net investment gain or loss from common/collective trusts2015-12-31$-4,308
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$317,304
Employer contributions (assets) at end of year2015-12-31$4,815
Employer contributions (assets) at beginning of year2015-12-31$5,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,611,999
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BONADIO & CO., LLP
Accountancy firm EIN2015-12-31161131146
2014 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,580,091
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$484,443
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$451,263
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$951,621
Value of total assets at end of year2014-12-31$11,459,752
Value of total assets at beginning of year2014-12-31$10,364,104
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$33,180
Total interest from all sources2014-12-31$17,636
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$637,889
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$637,889
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$602,804
Participant contributions at end of year2014-12-31$478,375
Participant contributions at beginning of year2014-12-31$445,844
Participant contributions at end of year2014-12-31$8,716
Other income not declared elsewhere2014-12-31$33,611
Administrative expenses (other) incurred2014-12-31$33,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,095,648
Value of net assets at end of year (total assets less liabilities)2014-12-31$11,459,752
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,364,104
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,911,494
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,847,771
Interest on participant loans2014-12-31$17,636
Value of interest in common/collective trusts at end of year2014-12-31$1,055,745
Value of interest in common/collective trusts at beginning of year2014-12-31$1,070,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-93,185
Net investment gain or loss from common/collective trusts2014-12-31$32,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$348,817
Employer contributions (assets) at end of year2014-12-31$5,422
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$451,263
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BONADIO & CO, LLP
Accountancy firm EIN2014-12-31161131146
2013 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,773,187
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$787,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$762,189
Expenses. Certain deemed distributions of participant loans2013-12-31$3,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,007,927
Value of total assets at end of year2013-12-31$10,352,698
Value of total assets at beginning of year2013-12-31$8,367,386
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22,471
Total interest from all sources2013-12-31$13,584
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$342,756
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$342,756
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$635,632
Participant contributions at end of year2013-12-31$445,844
Participant contributions at beginning of year2013-12-31$302,763
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$37,844
Other income not declared elsewhere2013-12-31$21,061
Administrative expenses (other) incurred2013-12-31$22,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,985,312
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,352,698
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,367,386
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,847,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,747,426
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,366,402
Interest on participant loans2013-12-31$13,584
Value of interest in common/collective trusts at end of year2013-12-31$1,059,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$950,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,369,701
Net investment gain or loss from common/collective trusts2013-12-31$18,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$334,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$762,189
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TESTONE, MARSHALL, & DISCENZA
Accountancy firm EIN2013-12-31161076996
2012 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,957,304
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$169,738
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$168,104
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$979,252
Value of total assets at end of year2012-12-31$8,367,386
Value of total assets at beginning of year2012-12-31$6,579,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,634
Total interest from all sources2012-12-31$24,687
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$54,667
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$54,667
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$612,705
Participant contributions at end of year2012-12-31$302,763
Participant contributions at beginning of year2012-12-31$232,683
Administrative expenses (other) incurred2012-12-31$1,634
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,787,566
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,367,386
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,579,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,747,426
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,705,443
Value of interest in pooled separate accounts at end of year2012-12-31$2,366,402
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,960,710
Interest on participant loans2012-12-31$10,651
Interest earned on other investments2012-12-31$14,036
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$950,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$680,984
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$458,033
Net investment gain/loss from pooled separate accounts2012-12-31$440,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$366,547
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$168,104
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TESTONE, MARSHALL & DISCENZA
Accountancy firm EIN2012-12-31161076996
2011 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$689,189
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$358,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$356,375
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$891,264
Value of total assets at end of year2011-12-31$6,579,820
Value of total assets at beginning of year2011-12-31$6,248,938
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,932
Total interest from all sources2011-12-31$23,460
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$35,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$35,763
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$560,167
Participant contributions at end of year2011-12-31$232,683
Participant contributions at beginning of year2011-12-31$216,687
Administrative expenses (other) incurred2011-12-31$1,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$330,882
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,579,820
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,248,938
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,705,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,081,962
Value of interest in pooled separate accounts at end of year2011-12-31$1,960,710
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,255,445
Interest on participant loans2011-12-31$8,912
Interest earned on other investments2011-12-31$14,548
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$680,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$694,844
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$57,601
Net investment gain/loss from pooled separate accounts2011-12-31$-318,899
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$331,097
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$356,375
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TESTONE, MARSHALL & DISCENZA
Accountancy firm EIN2011-12-31161076996
2010 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,617,238
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$244,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$185,794
Expenses. Certain deemed distributions of participant loans2010-12-31$55,600
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$911,227
Value of total assets at end of year2010-12-31$6,248,938
Value of total assets at beginning of year2010-12-31$4,875,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,678
Total interest from all sources2010-12-31$24,718
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$35,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$35,865
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$517,537
Participant contributions at end of year2010-12-31$216,687
Participant contributions at beginning of year2010-12-31$215,272
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$65,933
Administrative expenses (other) incurred2010-12-31$2,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,373,166
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,248,938
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,875,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,081,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,120,527
Value of interest in pooled separate accounts at end of year2010-12-31$1,255,445
Value of interest in pooled separate accounts at beginning of year2010-12-31$958,670
Interest on participant loans2010-12-31$10,548
Interest earned on other investments2010-12-31$14,170
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$694,844
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$551,040
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$484,593
Net investment gain/loss from pooled separate accounts2010-12-31$160,835
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$327,757
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$30,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$185,794
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TESTONE, MARSHALL & DISCENZA
Accountancy firm EIN2010-12-31161076996
2009 : A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN

2019: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: A.B.C. REFRIGERATION & AIR CONDITIONING, INC.401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040309
Policy instance 1
Insurance contract or identification number040309
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-01-07
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040309
Policy instance 1
Insurance contract or identification number040309
Number of Individuals Covered158
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $9,578
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees9578
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker namePINNACLE INVESTMENTS, LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040309
Policy instance 1
Insurance contract or identification number040309
Number of Individuals Covered127
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,839
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040309
Policy instance 1
Insurance contract or identification number040309
Number of Individuals Covered126
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $7,398
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees7398
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker namePINNACLE INVESTMENTS, LLC

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