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HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 401k Plan overview

Plan NameHAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN
Plan identification number 001

HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LATTA ROAD NURSING HOME has sponsored the creation of one or more 401k plans.

Company Name:LATTA ROAD NURSING HOME
Employer identification number (EIN):160964938
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01DANIEL RICHARDSON
0012015-01-01DANIEL RICHARDSON DANIEL RICHARDSON2016-10-11
0012014-01-01DANIEL RICHARDSON
0012013-01-01DANIEL RICHARDSON
0012012-01-01DANIEL RICHARDSON
0012011-01-01DANIEL RICHARDSON
0012010-01-01DANIEL RICHARDSON
0012009-01-01DANIEL RICHARDSON

Plan Statistics for HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN

401k plan membership statisitcs for HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN

Measure Date Value
2016: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01118
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01130
Total number of active participants reported on line 7a of the Form 55002015-01-01106
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01114
Number of participants with account balances2015-01-0158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01123
Total number of active participants reported on line 7a of the Form 55002014-01-01110
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01119
Number of participants with account balances2014-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01123
Total number of active participants reported on line 7a of the Form 55002013-01-01107
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01113
Number of participants with account balances2013-01-0168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01132
Total number of active participants reported on line 7a of the Form 55002012-01-01108
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-015
Total of all active and inactive participants2012-01-01113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01113
Number of participants with account balances2012-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01117
Total number of active participants reported on line 7a of the Form 55002011-01-01119
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0130
Total of all active and inactive participants2011-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01149
Number of participants with account balances2011-01-0163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01134
Total number of active participants reported on line 7a of the Form 55002010-01-01108
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01112
Number of participants with account balances2010-01-0159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01144
Total number of active participants reported on line 7a of the Form 55002009-01-01117
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-016
Total of all active and inactive participants2009-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01123
Number of participants with account balances2009-01-0165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN

Measure Date Value
2016 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-10-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-10-31$0
Total income from all sources (including contributions)2016-10-31$94,637
Total loss/gain on sale of assets2016-10-31$0
Total of all expenses incurred2016-10-31$2,173,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-10-31$2,157,290
Value of total corrective distributions2016-10-31$4,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-10-31$16,838
Value of total assets at end of year2016-10-31$0
Value of total assets at beginning of year2016-10-31$2,079,016
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-10-31$11,736
Total interest from all sources2016-10-31$1,583
Total dividends received (eg from common stock, registered investment company shares)2016-10-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-10-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-10-31$0
Was this plan covered by a fidelity bond2016-10-31Yes
Value of fidelity bond cover2016-10-31$129,500
If this is an individual account plan, was there a blackout period2016-10-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
Were there any nonexempt tranactions with any party-in-interest2016-10-31No
Contributions received from participants2016-10-31$14,361
Participant contributions at end of year2016-10-31$0
Participant contributions at beginning of year2016-10-31$76,648
Participant contributions at end of year2016-10-31$0
Participant contributions at beginning of year2016-10-31$13,690
Administrative expenses (other) incurred2016-10-31$2,776
Total non interest bearing cash at end of year2016-10-31$0
Total non interest bearing cash at beginning of year2016-10-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Value of net income/loss2016-10-31$-2,079,016
Value of net assets at end of year (total assets less liabilities)2016-10-31$0
Value of net assets at beginning of year (total assets less liabilities)2016-10-31$2,079,016
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-10-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-10-31No
Were any leases to which the plan was party in default or uncollectible2016-10-31No
Value of interest in pooled separate accounts at end of year2016-10-31$0
Value of interest in pooled separate accounts at beginning of year2016-10-31$1,972,188
Interest on participant loans2016-10-31$1,546
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-10-31$37
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-10-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-10-31$14,159
Net investment gain/loss from pooled separate accounts2016-10-31$76,216
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-10-31No
Was there a failure to transmit to the plan any participant contributions2016-10-31Yes
Has the plan failed to provide any benefit when due under the plan2016-10-31No
Contributions received in cash from employer2016-10-31$2,477
Employer contributions (assets) at end of year2016-10-31$0
Employer contributions (assets) at beginning of year2016-10-31$2,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-10-31$2,157,290
Contract administrator fees2016-10-31$8,960
Did the plan have assets held for investment2016-10-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-10-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-10-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-10-31Yes
Opinion of an independent qualified public accountant for this plan2016-10-31Disclaimer
Accountancy firm name2016-10-31SEAN HUCKO CPA LLC
Accountancy firm EIN2016-10-31474215313
2015 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$151,946
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$156,150
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$139,178
Value of total corrective distributions2015-12-31$2,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$168,520
Value of total assets at end of year2015-12-31$2,079,016
Value of total assets at beginning of year2015-12-31$2,083,220
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$14,914
Total interest from all sources2015-12-31$2,285
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$129,500
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$144,856
Participant contributions at end of year2015-12-31$76,648
Participant contributions at beginning of year2015-12-31$48,476
Participant contributions at end of year2015-12-31$13,690
Participant contributions at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$1,075
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$136
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$8
Value of net income/loss2015-12-31$-4,204
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,079,016
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,083,220
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$1,972,188
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,018,542
Interest on participant loans2015-12-31$2,264
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$21
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$14,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,066
Net investment gain/loss from pooled separate accounts2015-12-31$-18,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$23,656
Employer contributions (assets) at end of year2015-12-31$2,331
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$139,178
Contract administrator fees2015-12-31$13,839
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SEAN HUCKO CPA LLC
Accountancy firm EIN2015-12-31474215313
2014 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$237,082
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$224,664
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$203,265
Value of total corrective distributions2014-12-31$2,052
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$194,328
Value of total assets at end of year2014-12-31$2,083,220
Value of total assets at beginning of year2014-12-31$2,070,802
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,347
Total interest from all sources2014-12-31$2,271
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$129,500
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$167,709
Participant contributions at end of year2014-12-31$48,476
Participant contributions at beginning of year2014-12-31$64,353
Administrative expenses (other) incurred2014-12-31$1,260
Total non interest bearing cash at end of year2014-12-31$136
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$12,418
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,083,220
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,070,802
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,018,542
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,994,088
Interest on participant loans2014-12-31$2,253
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$18
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,066
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$12,361
Net investment gain/loss from pooled separate accounts2014-12-31$40,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$26,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$203,265
Contract administrator fees2014-12-31$18,087
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GARY G. KRAUSS CPA PC
Accountancy firm EIN2014-12-31161271514
2013 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$463,259
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$80,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$55,324
Value of total corrective distributions2013-12-31$2,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$197,668
Value of total assets at end of year2013-12-31$2,070,802
Value of total assets at beginning of year2013-12-31$1,688,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$22,708
Total interest from all sources2013-12-31$2,289
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$129,500
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$168,434
Participant contributions at end of year2013-12-31$64,353
Participant contributions at beginning of year2013-12-31$43,581
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$5
Administrative expenses (other) incurred2013-12-31$1,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$382,703
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,070,802
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,688,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$1,994,088
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,630,127
Interest on participant loans2013-12-31$2,259
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$30
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$12,361
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$14,391
Net investment gain/loss from pooled separate accounts2013-12-31$263,302
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$29,229
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$55,324
Contract administrator fees2013-12-31$20,798
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GARY G. KRAUSS CPA PC
Accountancy firm EIN2013-12-31161271514
2012 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$403,247
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$142,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$122,343
Value of total corrective distributions2012-12-31$815
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$188,018
Value of total assets at end of year2012-12-31$1,688,099
Value of total assets at beginning of year2012-12-31$1,427,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$19,081
Total interest from all sources2012-12-31$2,086
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$129,500
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$159,528
Participant contributions at end of year2012-12-31$43,581
Participant contributions at beginning of year2012-12-31$54,243
Administrative expenses (other) incurred2012-12-31$907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$261,008
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,688,099
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,427,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,630,127
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,362,958
Interest on participant loans2012-12-31$2,048
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$38
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$14,391
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$9,890
Net investment gain/loss from pooled separate accounts2012-12-31$213,143
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$28,490
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$122,343
Contract administrator fees2012-12-31$18,174
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GARY G. KRAUSS CPA PC
Accountancy firm EIN2012-12-31161271514
2011 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$61,589
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$81,546
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$63,338
Value of total corrective distributions2011-12-31$359
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$161,945
Value of total assets at end of year2011-12-31$1,427,091
Value of total assets at beginning of year2011-12-31$1,447,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$17,849
Total interest from all sources2011-12-31$2,605
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$129,500
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$144,101
Participant contributions at end of year2011-12-31$54,243
Participant contributions at beginning of year2011-12-31$68,964
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$625
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-19,957
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,427,091
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,447,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,362,958
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,371,568
Interest on participant loans2011-12-31$2,549
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$56
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$9,890
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$6,510
Net investment gain/loss from pooled separate accounts2011-12-31$-102,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$17,844
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$63,338
Contract administrator fees2011-12-31$17,224
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GARY G. KRAUSS CPA PC
Accountancy firm EIN2011-12-31161271514
2010 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$552,330
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$93,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$75,648
Value of total corrective distributions2010-12-31$1,432
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$361,034
Value of total assets at end of year2010-12-31$1,447,048
Value of total assets at beginning of year2010-12-31$988,285
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$16,487
Total interest from all sources2010-12-31$1,778
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$129,500
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$137,965
Participant contributions at end of year2010-12-31$68,964
Participant contributions at beginning of year2010-12-31$22,797
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$13,435
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$205,851
Administrative expenses (other) incurred2010-12-31$1,290
Total non interest bearing cash at end of year2010-12-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$458,763
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,447,048
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$988,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$1,371,568
Value of interest in pooled separate accounts at beginning of year2010-12-31$944,638
Interest on participant loans2010-12-31$1,685
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$93
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$6,510
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,659
Net investment gain/loss from pooled separate accounts2010-12-31$189,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$17,218
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$1,756
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$75,648
Contract administrator fees2010-12-31$15,197
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GARY G. KRAUSS CPA PC
Accountancy firm EIN2010-12-31161271514
2009 : HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN

2016: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: HAMILTON MANOR AND LATTA ROAD NURSING HOMES 401K SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80911
Policy instance 1
Insurance contract or identification number80911
Number of Individuals Covered73
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $7,353
Total amount of fees paid to insurance companyUSD $1,075
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,353
Insurance broker organization code?4
Amount paid for insurance broker fees1075
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHARTMAN CONSULTING LLC
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80911
Policy instance 1
Insurance contract or identification number80911
Number of Individuals Covered76
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,054
Total amount of fees paid to insurance companyUSD $1,260
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,054
Insurance broker organization code?4
Amount paid for insurance broker fees1260
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHARTMAN CONSULTING LLC
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80911
Policy instance 1
Insurance contract or identification number80911
Number of Individuals Covered68
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $13,845
Total amount of fees paid to insurance companyUSD $1,910
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $13,845
Insurance broker organization code?4
Amount paid for insurance broker fees1910
Additional information about fees paid to insurance brokerTPA FEES
Insurance broker nameHARTMAN CONSULTING LLC
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80911
Policy instance 1
Insurance contract or identification number80911
Number of Individuals Covered76
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $11,613
Total amount of fees paid to insurance companyUSD $932
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,613
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Insurance broker nameVANGUARD GROUP
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80911
Policy instance 1
Insurance contract or identification number80911
Number of Individuals Covered72
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $11,073
Total amount of fees paid to insurance companyUSD $625
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )
Policy contract number80911
Policy instance 1
Insurance contract or identification number80911
Number of Individuals Covered68
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $9,003
Total amount of fees paid to insurance companyUSD $1,290
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,003
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?4
Amount paid for insurance broker fees1290
Insurance broker nameHARTMAN CONSULTING LLC

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