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ROHM SERVICES GROUP 401K RETIREMENT PLAN 401k Plan overview

Plan NameROHM SERVICES GROUP 401K RETIREMENT PLAN
Plan identification number 001

ROHM SERVICES GROUP 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROHM SERVICES CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:ROHM SERVICES CORPORATION
Employer identification number (EIN):160984022
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about ROHM SERVICES CORPORATION

Jurisdiction of Incorporation: New York Department of State
Incorporation Date: 1971-04-01
Company Identification Number: 305360
Legal Registered Office Address: 740 EAST AVENUE
Monroe
ROCHESTER
United States of America (USA)
14607

More information about ROHM SERVICES CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROHM SERVICES GROUP 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01BRIDGETT REED
0012016-01-01BRIDGETT REED
0012015-01-01BRIDGETT REED
0012014-01-01BRIDGETT REED
0012013-01-01BRIDGETT REED
0012012-01-01BRIDGETT REED
0012011-01-01BRIDGETT REED
0012010-01-01DENNIS MART
0012009-01-01DENNIS MART

Plan Statistics for ROHM SERVICES GROUP 401K RETIREMENT PLAN

401k plan membership statisitcs for ROHM SERVICES GROUP 401K RETIREMENT PLAN

Measure Date Value
2019: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-012,038
Total number of active participants reported on line 7a of the Form 55002019-01-011,992
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01374
Total of all active and inactive participants2019-01-012,366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-012,366
Number of participants with account balances2019-01-01847
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,273
Total number of active participants reported on line 7a of the Form 55002018-01-011,895
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-01136
Total of all active and inactive participants2018-01-012,038
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-012,038
Number of participants with account balances2018-01-01703
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,177
Total number of active participants reported on line 7a of the Form 55002017-01-011,125
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01148
Total of all active and inactive participants2017-01-011,273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,273
Number of participants with account balances2017-01-01750
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0159
2016: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,184
Total number of active participants reported on line 7a of the Form 55002016-01-011,064
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01113
Total of all active and inactive participants2016-01-011,177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,177
Number of participants with account balances2016-01-01785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0156
2015: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,140
Total number of active participants reported on line 7a of the Form 55002015-01-01951
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0194
Total of all active and inactive participants2015-01-011,045
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,045
Number of participants with account balances2015-01-01696
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0126
2014: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,117
Total number of active participants reported on line 7a of the Form 55002014-01-01956
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0168
Total of all active and inactive participants2014-01-011,024
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,024
Number of participants with account balances2014-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,135
Total number of active participants reported on line 7a of the Form 55002013-01-01916
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0159
Total of all active and inactive participants2013-01-01975
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01975
Number of participants with account balances2013-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,198
Total number of active participants reported on line 7a of the Form 55002012-01-01907
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01138
Total of all active and inactive participants2012-01-011,045
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,045
Number of participants with account balances2012-01-01517
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,149
Total number of active participants reported on line 7a of the Form 55002011-01-01941
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01136
Total of all active and inactive participants2011-01-011,077
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,077
Number of participants with account balances2011-01-01508
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2010: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,144
Total number of active participants reported on line 7a of the Form 55002010-01-01892
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01138
Total of all active and inactive participants2010-01-011,030
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-011,030
Number of participants with account balances2010-01-01524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-015
2009: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,083
Total number of active participants reported on line 7a of the Form 55002009-01-01909
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01128
Total of all active and inactive participants2009-01-011,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,037
Number of participants with account balances2009-01-01556
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on ROHM SERVICES GROUP 401K RETIREMENT PLAN

Measure Date Value
2019 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,086,692
Total income from all sources (including contributions)2019-12-31$4,086,692
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,010,295
Total of all expenses incurred2019-12-31$2,010,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,844,139
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,844,139
Value of total corrective distributions2019-12-31$35,039
Value of total corrective distributions2019-12-31$35,039
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,544,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,544,879
Value of total assets at end of year2019-12-31$14,689,851
Value of total assets at end of year2019-12-31$14,689,851
Value of total assets at beginning of year2019-12-31$12,613,454
Value of total assets at beginning of year2019-12-31$12,613,454
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$131,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$131,117
Total interest from all sources2019-12-31$444
Total interest from all sources2019-12-31$444
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$410,114
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$410,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$410,114
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$410,114
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,256,801
Contributions received from participants2019-12-31$1,256,801
Participant contributions at end of year2019-12-31$5,131
Participant contributions at end of year2019-12-31$5,131
Participant contributions at beginning of year2019-12-31$15,791
Participant contributions at beginning of year2019-12-31$15,791
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$25,327
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$25,327
Total non interest bearing cash at end of year2019-12-31$56
Total non interest bearing cash at end of year2019-12-31$56
Total non interest bearing cash at beginning of year2019-12-31$0
Total non interest bearing cash at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,076,397
Value of net income/loss2019-12-31$2,076,397
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,689,851
Value of net assets at end of year (total assets less liabilities)2019-12-31$14,689,851
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,613,454
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$12,613,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$32,374
Investment advisory and management fees2019-12-31$32,374
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,059,826
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$14,059,826
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,440,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$12,440,974
Interest on participant loans2019-12-31$444
Interest on participant loans2019-12-31$444
Value of interest in common/collective trusts at end of year2019-12-31$624,838
Value of interest in common/collective trusts at end of year2019-12-31$624,838
Value of interest in common/collective trusts at beginning of year2019-12-31$156,689
Value of interest in common/collective trusts at beginning of year2019-12-31$156,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,131,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,131,255
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$262,751
Contributions received in cash from employer2019-12-31$262,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,844,139
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,844,139
Contract administrator fees2019-12-31$98,743
Contract administrator fees2019-12-31$98,743
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THE BONADIO GROUP, CPAS
Accountancy firm name2019-12-31THE BONADIO GROUP, CPAS
Accountancy firm EIN2019-12-31161131146
Accountancy firm EIN2019-12-31161131146
2018 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$498,267
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,410,561
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,267,555
Value of total corrective distributions2018-12-31$22,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,218,854
Value of total assets at end of year2018-12-31$12,613,454
Value of total assets at beginning of year2018-12-31$15,525,748
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$120,018
Total interest from all sources2018-12-31$900
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$487,272
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$487,272
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,134,004
Participant contributions at end of year2018-12-31$15,791
Participant contributions at beginning of year2018-12-31$27,132
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$5,539
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$3,060
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,912,294
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,613,454
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,525,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$34,571
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$12,440,974
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,976,495
Interest on participant loans2018-12-31$900
Value of interest in common/collective trusts at end of year2018-12-31$156,689
Value of interest in common/collective trusts at beginning of year2018-12-31$519,061
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,208,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$79,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,267,555
Contract administrator fees2018-12-31$85,447
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EFPR GROUP, CPAS, PLLC
Accountancy firm EIN2018-12-31474526160
2017 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,532,513
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,995,547
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,876,538
Value of total corrective distributions2017-12-31$9,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,443,861
Value of total assets at end of year2017-12-31$15,525,748
Value of total assets at beginning of year2017-12-31$13,988,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$109,831
Total interest from all sources2017-12-31$1,457
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$419,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$419,625
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,283,496
Participant contributions at end of year2017-12-31$27,132
Participant contributions at beginning of year2017-12-31$42,442
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$69,917
Administrative expenses (other) incurred2017-12-31$7,150
Total non interest bearing cash at end of year2017-12-31$3,060
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,536,966
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,525,748
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,988,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$33,923
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,976,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,055,551
Interest on participant loans2017-12-31$1,457
Value of interest in common/collective trusts at end of year2017-12-31$519,061
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$3,890,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,659,415
Net investment gain or loss from common/collective trusts2017-12-31$8,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$90,448
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,876,538
Contract administrator fees2017-12-31$68,758
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EFPR GROUP, CPAS, PLLC
Accountancy firm EIN2017-12-31474526160
2016 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,335,233
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,305,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,286,726
Value of total corrective distributions2016-12-31$6,233
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,673,888
Value of total assets at end of year2016-12-31$13,988,782
Value of total assets at beginning of year2016-12-31$12,959,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$12,803
Total interest from all sources2016-12-31$1,358
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,220,274
Participant contributions at end of year2016-12-31$42,442
Participant contributions at beginning of year2016-12-31$0
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$40,281
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,377,574
Administrative expenses (other) incurred2016-12-31$12,803
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,029,471
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,988,782
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,959,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,055,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,040,172
Interest on participant loans2016-12-31$1,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$3,890,789
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,876,163
Net investment gain/loss from pooled separate accounts2016-12-31$659,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$76,040
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$2,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,286,726
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EFPR GROUP, CPAS, PLLC
Accountancy firm EIN2016-12-31474526160
2015 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,259,930
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,033,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,011,942
Value of total corrective distributions2015-12-31$13,255
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,089,867
Value of total assets at end of year2015-12-31$12,959,311
Value of total assets at beginning of year2015-12-31$12,732,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,245
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,005,113
Participant contributions at end of year2015-12-31$40,281
Participant contributions at beginning of year2015-12-31$16,479
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$24,903
Administrative expenses (other) incurred2015-12-31$8,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$226,488
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,959,311
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,732,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,040,172
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,537,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,876,163
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,177,833
Net investment gain/loss from pooled separate accounts2015-12-31$170,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$59,851
Employer contributions (assets) at end of year2015-12-31$2,695
Employer contributions (assets) at beginning of year2015-12-31$945
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,011,942
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EFPR GROUP, CPAS, PLLC
Accountancy firm EIN2015-12-31474526160
2014 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,600,618
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$832,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$806,946
Value of total corrective distributions2014-12-31$12,724
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$869,453
Value of total assets at end of year2014-12-31$12,732,823
Value of total assets at beginning of year2014-12-31$11,964,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$12,427
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$857,929
Participant contributions at end of year2014-12-31$16,479
Participant contributions at beginning of year2014-12-31$16,540
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$5,959
Administrative expenses (other) incurred2014-12-31$12,427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$768,521
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,732,823
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,964,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,537,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,650,081
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,177,833
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,296,852
Net investment gain/loss from pooled separate accounts2014-12-31$731,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$5,565
Employer contributions (assets) at end of year2014-12-31$945
Employer contributions (assets) at beginning of year2014-12-31$829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$806,946
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EFP ROTENBERG
Accountancy firm EIN2014-12-31264298079
2013 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,339,302
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$870,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$849,634
Value of total corrective distributions2013-12-31$11,596
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$902,835
Value of total assets at end of year2013-12-31$11,964,302
Value of total assets at beginning of year2013-12-31$10,495,436
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$9,206
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$858,987
Participant contributions at end of year2013-12-31$16,540
Participant contributions at beginning of year2013-12-31$16,635
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$27,625
Administrative expenses (other) incurred2013-12-31$9,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,468,866
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,964,302
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$10,495,436
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,650,081
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,882,169
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,296,852
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,595,774
Net investment gain/loss from pooled separate accounts2013-12-31$1,436,467
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$16,223
Employer contributions (assets) at end of year2013-12-31$829
Employer contributions (assets) at beginning of year2013-12-31$858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$849,634
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EFP ROTENBERG
Accountancy firm EIN2013-12-31264298079
2012 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,861,401
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$835,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$831,364
Value of total corrective distributions2012-12-31$709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$992,505
Value of total assets at end of year2012-12-31$10,495,436
Value of total assets at beginning of year2012-12-31$9,469,639
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$3,531
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$936,084
Participant contributions at end of year2012-12-31$16,635
Participant contributions at beginning of year2012-12-31$16,641
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$9,837
Administrative expenses (other) incurred2012-12-31$3,531
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,025,797
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,495,436
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$9,469,639
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,882,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,749,963
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,595,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$3,702,168
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$868,896
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$46,584
Employer contributions (assets) at end of year2012-12-31$858
Employer contributions (assets) at beginning of year2012-12-31$867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$831,364
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EFP ROTENBERG
Accountancy firm EIN2012-12-31264298079
2011 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$896,715
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$484,695
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$478,365
Value of total corrective distributions2011-12-31$6,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$946,751
Value of total assets at end of year2011-12-31$9,469,639
Value of total assets at beginning of year2011-12-31$9,057,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$899,652
Participant contributions at end of year2011-12-31$16,641
Participant contributions at beginning of year2011-12-31$31,438
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$412,020
Value of net assets at end of year (total assets less liabilities)2011-12-31$9,469,639
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,057,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,749,963
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,381,944
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$3,702,168
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,642,568
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-50,036
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$44,830
Employer contributions (assets) at end of year2011-12-31$867
Employer contributions (assets) at beginning of year2011-12-31$1,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$478,365
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EFP ROTENBERG
Accountancy firm EIN2011-12-31264298079
2010 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,666,404
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$840,099
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$833,939
Value of total corrective distributions2010-12-31$6,160
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$921,850
Value of total assets at end of year2010-12-31$9,057,619
Value of total assets at beginning of year2010-12-31$8,231,314
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$876,681
Participant contributions at end of year2010-12-31$31,438
Participant contributions at beginning of year2010-12-31$53,682
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$826,305
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,057,619
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,231,314
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,381,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,579,522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,642,568
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,595,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$744,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$45,169
Employer contributions (assets) at end of year2010-12-31$1,669
Employer contributions (assets) at beginning of year2010-12-31$2,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$833,939
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EFP ROTENBERG
Accountancy firm EIN2010-12-31264298079
2009 : ROHM SERVICES GROUP 401K RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROHM SERVICES GROUP 401K RETIREMENT PLAN

2019: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ROHM SERVICES GROUP 401K RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876413
Policy instance 1
Insurance contract or identification number876413
Number of Individuals Covered0
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $4,068
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $4,068
Insurance broker organization code?3
Insurance broker nameBOND FINANCIAL NETWORK INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876413
Policy instance 1
Insurance contract or identification number876413
Number of Individuals Covered695
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $47,050
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,050
Insurance broker organization code?3
Insurance broker nameBOND FINANCIAL NETWORK INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876413
Policy instance 1
Insurance contract or identification number876413
Number of Individuals Covered422
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $49,809
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $49,809
Insurance broker organization code?3
Insurance broker nameBOND FINANCIAL NETWORK INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876413
Policy instance 1
Insurance contract or identification number876413
Number of Individuals Covered419
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $43,991
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $43,991
Insurance broker organization code?3
Insurance broker nameBOND FINANCIAL NETWORK INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876413
Policy instance 1
Insurance contract or identification number876413
Number of Individuals Covered518
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $40,225
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,225
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameBOND FINANCIAL NETWORK INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number876413
Policy instance 1
Insurance contract or identification number876413
Number of Individuals Covered512
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $34,580
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH2780
Policy instance 2
Insurance contract or identification numberPH2780
Number of Individuals Covered0
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,008
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH2780
Policy instance 1
Insurance contract or identification numberPH2780
Number of Individuals Covered524
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $33,436
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $33,436
Insurance broker organization code?3
Insurance broker nameBOND FINANCIAL NETWORK INC.

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