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BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 401k Plan overview

Plan NameBUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN
Plan identification number 002

BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BUFFALO MEDICAL GROUP, P.C. has sponsored the creation of one or more 401k plans.

Company Name:BUFFALO MEDICAL GROUP, P.C.
Employer identification number (EIN):161000580
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01DEBORAH L. BAUER
0022016-01-01DEBORAH L. BAUER
0022015-01-01DEBORAH L. BAUER
0022014-01-01DEBORAH L. BAUER
0022013-01-01DEBORAH L. BAUER
0022012-01-01DEBORAH L. BAUER DEBORAH L. BAUER2013-10-14
0022011-01-01DEBORAH BAUER
0022009-01-01
0022009-01-01PATRICK DINICOLA
0022009-01-01PATRICK DINICOLA

Plan Statistics for BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN

401k plan membership statisitcs for BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN

Measure Date Value
2022: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,340
Total number of active participants reported on line 7a of the Form 55002022-01-01895
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01492
Total of all active and inactive participants2022-01-011,397
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,397
Number of participants with account balances2022-01-011,397
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,325
Total number of active participants reported on line 7a of the Form 55002021-01-01875
Number of retired or separated participants receiving benefits2021-01-019
Number of other retired or separated participants entitled to future benefits2021-01-01456
Total of all active and inactive participants2021-01-011,340
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,340
Number of participants with account balances2021-01-011,340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,273
Total number of active participants reported on line 7a of the Form 55002020-01-01856
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-01465
Total of all active and inactive participants2020-01-011,325
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,325
Number of participants with account balances2020-01-011,321
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,186
Total number of active participants reported on line 7a of the Form 55002019-01-01892
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-01367
Total of all active and inactive participants2019-01-011,261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,261
Number of participants with account balances2019-01-011,261
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,203
Total number of active participants reported on line 7a of the Form 55002018-01-01853
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-01330
Total of all active and inactive participants2018-01-011,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,186
Number of participants with account balances2018-01-011,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,133
Total number of active participants reported on line 7a of the Form 55002017-01-01901
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-01301
Total of all active and inactive participants2017-01-011,203
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,203
Number of participants with account balances2017-01-011,133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,069
Total number of active participants reported on line 7a of the Form 55002016-01-01858
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-01250
Total of all active and inactive participants2016-01-011,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,109
Number of participants with account balances2016-01-011,109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,021
Total number of active participants reported on line 7a of the Form 55002015-01-01852
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-01216
Total of all active and inactive participants2015-01-011,069
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,069
Number of participants with account balances2015-01-01996
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01950
Total number of active participants reported on line 7a of the Form 55002014-01-01816
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01193
Total of all active and inactive participants2014-01-011,010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,010
Number of participants with account balances2014-01-01941
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01888
Total number of active participants reported on line 7a of the Form 55002013-01-01778
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-01164
Total of all active and inactive participants2013-01-01943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01943
Number of participants with account balances2013-01-01866
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01865
Total number of active participants reported on line 7a of the Form 55002012-01-01743
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-01140
Total of all active and inactive participants2012-01-01884
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01884
Number of participants with account balances2012-01-01836
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01836
Total number of active participants reported on line 7a of the Form 55002011-01-01721
Number of retired or separated participants receiving benefits2011-01-012
Number of other retired or separated participants entitled to future benefits2011-01-01132
Total of all active and inactive participants2011-01-01855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01855
Number of participants with account balances2011-01-01796
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01807
Total number of active participants reported on line 7a of the Form 55002009-01-01724
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0172
Total of all active and inactive participants2009-01-01796
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01796
Number of participants with account balances2009-01-01712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN

Measure Date Value
2022 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$0
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-15,090,259
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$6,538,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$6,556,561
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$12,548,899
Value of total assets at end of year2022-12-31$180,214,120
Value of total assets at beginning of year2022-12-31$201,843,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$-17,590
Total interest from all sources2022-12-31$337,258
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$250,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$250,823
Administrative expenses professional fees incurred2022-12-31$20,000
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,465,192
Participant contributions at end of year2022-12-31$158,084
Participant contributions at beginning of year2022-12-31$202,219
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,095,478
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,412,144
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$524,594
Other income not declared elsewhere2022-12-31$6,522
Administrative expenses (other) incurred2022-12-31$-65,860
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-21,629,230
Value of net assets at end of year (total assets less liabilities)2022-12-31$180,214,120
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$201,843,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Assets. partnership/joint venture interests at end of year2022-12-31$22,943
Assets. partnership/joint venture interests at beginning of year2022-12-31$30,020
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$9,843,637
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$11,084,103
Value of interest in pooled separate accounts at end of year2022-12-31$142,185,602
Value of interest in pooled separate accounts at beginning of year2022-12-31$161,220,161
Interest earned on other investments2022-12-31$337,258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$19,995,840
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$20,317,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,199,255
Net investment gain/loss from pooled separate accounts2022-12-31$-19,034,506
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$5,559,113
Employer contributions (assets) at end of year2022-12-31$4,912,536
Employer contributions (assets) at beginning of year2022-12-31$5,577,153
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$6,556,561
Contract administrator fees2022-12-31$28,270
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2022-12-31043728817
2021 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$36,212,104
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$10,810,611
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$10,780,555
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,216,114
Value of total assets at end of year2021-12-31$201,843,350
Value of total assets at beginning of year2021-12-31$176,441,857
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$30,056
Total interest from all sources2021-12-31$352,382
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$202,938
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$202,938
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,027,249
Participant contributions at end of year2021-12-31$202,219
Participant contributions at beginning of year2021-12-31$116,116
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,412,144
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,832,860
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$148,083
Other income not declared elsewhere2021-12-31$6,875
Administrative expenses (other) incurred2021-12-31$30,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$25,401,493
Value of net assets at end of year (total assets less liabilities)2021-12-31$201,843,350
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$176,441,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$30,020
Assets. partnership/joint venture interests at beginning of year2021-12-31$22,617
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$11,084,103
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,550,813
Value of interest in pooled separate accounts at end of year2021-12-31$161,220,161
Value of interest in pooled separate accounts at beginning of year2021-12-31$138,308,036
Interest earned on other investments2021-12-31$352,382
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$20,317,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$22,079,940
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,679,508
Net investment gain/loss from pooled separate accounts2021-12-31$20,754,287
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,040,782
Employer contributions (assets) at end of year2021-12-31$5,577,153
Employer contributions (assets) at beginning of year2021-12-31$4,531,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$10,780,555
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2021-12-31043728817
2020 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$0
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$34,094,829
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$11,309,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$11,258,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$13,912,454
Value of total assets at end of year2020-12-31$176,441,857
Value of total assets at beginning of year2020-12-31$153,656,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$51,201
Total interest from all sources2020-12-31$372,886
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$180,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$180,988
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,536,783
Participant contributions at end of year2020-12-31$116,116
Participant contributions at beginning of year2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,832,860
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$519,612
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,225,478
Other income not declared elsewhere2020-12-31$7,286
Administrative expenses (other) incurred2020-12-31$51,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,785,096
Value of net assets at end of year (total assets less liabilities)2020-12-31$176,441,857
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$153,656,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Assets. partnership/joint venture interests at end of year2020-12-31$22,617
Assets. partnership/joint venture interests at beginning of year2020-12-31$28,623
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,550,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,837,013
Value of interest in pooled separate accounts at end of year2020-12-31$138,308,036
Value of interest in pooled separate accounts at beginning of year2020-12-31$119,297,403
Interest earned on other investments2020-12-31$372,886
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$156,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$156,324
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$22,079,940
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$19,085,284
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$-41,262
Net investment gain/loss from pooled separate accounts2020-12-31$19,662,477
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$5,150,193
Employer contributions (assets) at end of year2020-12-31$4,531,475
Employer contributions (assets) at beginning of year2020-12-31$4,330,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$11,258,532
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$1,401,658
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2020-12-31043728817
2019 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$35,924,352
Total income from all sources (including contributions)2019-12-31$35,924,352
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$11,462,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,438,942
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,438,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,235,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$11,235,979
Value of total assets at end of year2019-12-31$153,656,761
Value of total assets at end of year2019-12-31$153,656,761
Value of total assets at beginning of year2019-12-31$129,194,715
Value of total assets at beginning of year2019-12-31$129,194,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$23,364
Total interest from all sources2019-12-31$388,087
Total interest from all sources2019-12-31$388,087
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$251,419
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$251,419
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$251,419
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$251,419
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,662,835
Contributions received from participants2019-12-31$5,662,835
Assets. Other investments not covered elsewhere at end of year2019-12-31$519,612
Assets. Other investments not covered elsewhere at end of year2019-12-31$519,612
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$276,274
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$276,274
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$558,365
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$558,365
Other income not declared elsewhere2019-12-31$3,604
Other income not declared elsewhere2019-12-31$3,604
Administrative expenses (other) incurred2019-12-31$23,364
Administrative expenses (other) incurred2019-12-31$23,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$24,462,046
Value of net income/loss2019-12-31$24,462,046
Value of net assets at end of year (total assets less liabilities)2019-12-31$153,656,761
Value of net assets at end of year (total assets less liabilities)2019-12-31$153,656,761
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$129,194,715
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$129,194,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Assets. partnership/joint venture interests at end of year2019-12-31$28,623
Assets. partnership/joint venture interests at end of year2019-12-31$28,623
Assets. partnership/joint venture interests at beginning of year2019-12-31$24,294
Assets. partnership/joint venture interests at beginning of year2019-12-31$24,294
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,837,013
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,837,013
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,491,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,491,035
Value of interest in pooled separate accounts at end of year2019-12-31$119,297,403
Value of interest in pooled separate accounts at end of year2019-12-31$119,297,403
Value of interest in pooled separate accounts at beginning of year2019-12-31$97,305,400
Value of interest in pooled separate accounts at beginning of year2019-12-31$97,305,400
Interest earned on other investments2019-12-31$388,087
Interest earned on other investments2019-12-31$388,087
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$156,324
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$156,324
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$237,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$237,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$237,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$237,628
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,085,284
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,085,284
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$18,526,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$18,526,080
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,053,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,053,259
Net investment gain/loss from pooled separate accounts2019-12-31$21,992,004
Net investment gain/loss from pooled separate accounts2019-12-31$21,992,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$5,014,779
Contributions received in cash from employer2019-12-31$5,014,779
Employer contributions (assets) at end of year2019-12-31$4,330,844
Employer contributions (assets) at end of year2019-12-31$4,330,844
Employer contributions (assets) at beginning of year2019-12-31$4,367,181
Employer contributions (assets) at beginning of year2019-12-31$4,367,181
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,438,942
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,438,942
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,401,658
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$1,401,658
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$966,823
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$966,823
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm name2019-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2019-12-31043728817
Accountancy firm EIN2019-12-31043728817
2018 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$2,334,057
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$10,866,618
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,851,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$10,431,293
Value of total assets at end of year2018-12-31$129,194,715
Value of total assets at beginning of year2018-12-31$137,727,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$15,405
Total interest from all sources2018-12-31$337,622
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$199,818
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$199,818
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$966,823
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$982,747
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$5,004,686
Assets. Other investments not covered elsewhere at end of year2018-12-31$276,274
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$269,740
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$464,250
Other income not declared elsewhere2018-12-31$6,001
Administrative expenses (other) incurred2018-12-31$15,405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,532,561
Value of net assets at end of year (total assets less liabilities)2018-12-31$129,194,715
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$137,727,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Assets. partnership/joint venture interests at end of year2018-12-31$24,294
Assets. partnership/joint venture interests at beginning of year2018-12-31$22,320
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,491,035
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,958,016
Value of interest in pooled separate accounts at end of year2018-12-31$97,305,400
Value of interest in pooled separate accounts at beginning of year2018-12-31$105,550,199
Interest earned on other investments2018-12-31$337,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$237,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$498,131
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$498,131
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$18,526,080
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$17,377,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-395,878
Net investment gain/loss from pooled separate accounts2018-12-31$-8,244,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$4,962,357
Employer contributions (assets) at end of year2018-12-31$4,367,181
Employer contributions (assets) at beginning of year2018-12-31$4,068,442
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,851,213
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2018-12-31043728817
2017 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$28,058,550
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,610,574
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,596,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$11,368,381
Value of total assets at end of year2017-12-31$137,727,276
Value of total assets at beginning of year2017-12-31$122,279,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,921
Total interest from all sources2017-12-31$314,821
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$174,950
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$174,950
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$982,747
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$994,092
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,732,213
Assets. Other investments not covered elsewhere at end of year2017-12-31$269,740
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$262,937
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,964,305
Other income not declared elsewhere2017-12-31$15,663
Administrative expenses (other) incurred2017-12-31$13,921
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$15,447,976
Value of net assets at end of year (total assets less liabilities)2017-12-31$137,727,276
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$122,279,300
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$22,320
Assets. partnership/joint venture interests at beginning of year2017-12-31$23,425
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,958,016
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,996,421
Value of interest in pooled separate accounts at end of year2017-12-31$105,550,199
Value of interest in pooled separate accounts at beginning of year2017-12-31$90,100,154
Interest earned on other investments2017-12-31$314,821
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$498,131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$137,947
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$137,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$17,377,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$17,763,496
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$739,379
Net investment gain/loss from pooled separate accounts2017-12-31$15,445,356
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$4,671,863
Employer contributions (assets) at end of year2017-12-31$4,068,442
Employer contributions (assets) at beginning of year2017-12-31$4,000,828
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,596,653
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2017-12-31043728817
2016 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$0
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$17,767,134
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,359,201
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,348,564
Value of total corrective distributions2016-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$9,740,511
Value of total assets at end of year2016-12-31$122,279,300
Value of total assets at beginning of year2016-12-31$111,871,367
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,637
Total interest from all sources2016-12-31$299,182
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$164,905
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$164,905
Assets. Corporate prefeered stocks other than exployer securities at end of year2016-12-31$994,092
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,590,275
Assets. Other investments not covered elsewhere at end of year2016-12-31$262,937
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,725,746
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$567,429
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$351,384
Other income not declared elsewhere2016-12-31$29,410
Administrative expenses (other) incurred2016-12-31$10,637
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$10,407,933
Value of net assets at end of year (total assets less liabilities)2016-12-31$122,279,300
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$111,871,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$23,425
Assets. partnership/joint venture interests at beginning of year2016-12-31$13,606
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,996,421
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$7,307,743
Value of interest in pooled separate accounts at end of year2016-12-31$90,100,154
Value of interest in pooled separate accounts at beginning of year2016-12-31$81,607,401
Interest earned on other investments2016-12-31$299,182
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$137,947
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$17,763,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$17,424,676
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,845,755
Net investment gain/loss from pooled separate accounts2016-12-31$5,687,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$4,582,807
Employer contributions (assets) at end of year2016-12-31$4,000,828
Employer contributions (assets) at beginning of year2016-12-31$3,792,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,997,180
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31TRONCONI SEQARRA & ASSOCIATES LLP
Accountancy firm EIN2016-12-31043728817
2015 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,443,555
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$11,402,870
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$11,399,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,847,623
Value of total assets at end of year2015-12-31$111,871,367
Value of total assets at beginning of year2015-12-31$114,830,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,373
Total interest from all sources2015-12-31$288,672
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$165,237
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$165,237
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,534,677
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,725,746
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,006,727
Other income not declared elsewhere2015-12-31$-44,626
Administrative expenses (other) incurred2015-12-31$3,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,959,315
Value of net assets at end of year (total assets less liabilities)2015-12-31$111,871,367
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$114,830,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$13,606
Assets. partnership/joint venture interests at beginning of year2015-12-31$17,928
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$7,307,743
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,933,753
Value of interest in pooled separate accounts at end of year2015-12-31$81,607,401
Value of interest in pooled separate accounts at beginning of year2015-12-31$83,285,022
Interest earned on other investments2015-12-31$288,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$17,424,676
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,769,773
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,725,593
Net investment gain/loss from pooled separate accounts2015-12-31$912,242
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,312,946
Employer contributions (assets) at end of year2015-12-31$3,792,195
Employer contributions (assets) at beginning of year2015-12-31$3,817,479
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$11,399,497
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TRONCONI SEQARRA& ASSOCIATES LLP
Accountancy firm EIN2015-12-31043728817
2014 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$13,894,193
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,506,442
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,495,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$8,038,739
Value of total assets at end of year2014-12-31$114,830,682
Value of total assets at beginning of year2014-12-31$104,442,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$10,953
Total interest from all sources2014-12-31$267,237
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$163,722
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$163,722
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$4,289,967
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,006,727
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$2,991,328
Other income not declared elsewhere2014-12-31$24,281
Administrative expenses (other) incurred2014-12-31$10,953
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,387,751
Value of net assets at end of year (total assets less liabilities)2014-12-31$114,830,682
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$104,442,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Assets. partnership/joint venture interests at end of year2014-12-31$17,928
Assets. partnership/joint venture interests at beginning of year2014-12-31$14,735
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,933,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$11,200,733
Value of interest in pooled separate accounts at end of year2014-12-31$83,285,022
Value of interest in pooled separate accounts at beginning of year2014-12-31$72,476,078
Interest earned on other investments2014-12-31$267,237
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,769,773
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$14,122,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$498,828
Net investment gain/loss from pooled separate accounts2014-12-31$4,901,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,748,772
Employer contributions (assets) at end of year2014-12-31$3,817,479
Employer contributions (assets) at beginning of year2014-12-31$3,637,620
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,495,489
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TRONCONI SEQARRA& ASSOCIATES LLP
Accountancy firm EIN2014-12-31043728817
2013 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$23,699,338
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,731,654
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,722,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$7,971,709
Value of total assets at end of year2013-12-31$104,442,931
Value of total assets at beginning of year2013-12-31$84,475,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$8,815
Total interest from all sources2013-12-31$281,317
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$111,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$111,589
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,278,383
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$445
Assets. Other investments not covered elsewhere at end of year2013-12-31$2,991,328
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,059,489
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$621,740
Other income not declared elsewhere2013-12-31$25,960
Administrative expenses (other) incurred2013-12-31$8,815
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$19,967,684
Value of net assets at end of year (total assets less liabilities)2013-12-31$104,442,931
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$84,475,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$14,735
Assets. partnership/joint venture interests at beginning of year2013-12-31$12,420
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$11,200,733
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$6,549,782
Value of interest in pooled separate accounts at end of year2013-12-31$72,476,078
Value of interest in pooled separate accounts at beginning of year2013-12-31$57,393,233
Interest earned on other investments2013-12-31$281,317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$14,122,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$14,038,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,251,951
Net investment gain/loss from pooled separate accounts2013-12-31$14,056,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$4,071,586
Employer contributions (assets) at end of year2013-12-31$3,637,620
Employer contributions (assets) at beginning of year2013-12-31$3,421,271
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,722,839
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TRONCONI SEQARRA & ASSOCIATES LLP
Accountancy firm EIN2013-12-31043728817
2012 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$3,886
Total unrealized appreciation/depreciation of assets2012-12-31$3,886
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$15,397,971
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,733,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,725,038
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,995,639
Value of total assets at end of year2012-12-31$84,475,247
Value of total assets at beginning of year2012-12-31$73,810,320
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$8,006
Total interest from all sources2012-12-31$333,733
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$76,750
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$76,750
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,083,805
Participant contributions at end of year2012-12-31$445
Participant contributions at beginning of year2012-12-31$51,891
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,059,489
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$2,801,399
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$90,512
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$30,390
Administrative expenses (other) incurred2012-12-31$8,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$10,664,927
Value of net assets at end of year (total assets less liabilities)2012-12-31$84,475,247
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$73,810,320
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$12,420
Assets. partnership/joint venture interests at beginning of year2012-12-31$8,534
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$6,549,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,290,680
Value of interest in pooled separate accounts at end of year2012-12-31$57,393,233
Value of interest in pooled separate accounts at beginning of year2012-12-31$48,238,586
Interest earned on other investments2012-12-31$333,733
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$14,038,607
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$14,154,341
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$971,370
Net investment gain/loss from pooled separate accounts2012-12-31$6,986,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$3,821,322
Employer contributions (assets) at end of year2012-12-31$3,421,271
Employer contributions (assets) at beginning of year2012-12-31$3,264,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,725,038
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TRONCONI SEGARRA & ASSOCIATES LLP
Accountancy firm EIN2012-12-31043728817
2011 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$1,172
Total unrealized appreciation/depreciation of assets2011-12-31$1,172
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,557,043
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,815,528
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,809,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,083,892
Value of total assets at end of year2011-12-31$73,810,320
Value of total assets at beginning of year2011-12-31$73,068,805
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$6,475
Total interest from all sources2011-12-31$358,389
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$80,245
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$80,245
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,930,278
Participant contributions at end of year2011-12-31$51,891
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$2,801,399
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,520,372
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$502,560
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$36,214,793
Other income not declared elsewhere2011-12-31$151,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$741,515
Value of net assets at end of year (total assets less liabilities)2011-12-31$73,810,320
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$73,068,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$8,534
Assets. partnership/joint venture interests at beginning of year2011-12-31$7,362
Investment advisory and management fees2011-12-31$6,475
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,290,680
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,951,265
Value of interest in pooled separate accounts at end of year2011-12-31$48,238,586
Value of interest in pooled separate accounts at beginning of year2011-12-31$23,845,830
Interest earned on other investments2011-12-31$358,389
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$14,154,341
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,462,078
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$6,670
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-925,941
Net investment gain/loss from pooled separate accounts2011-12-31$-191,770
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$3,651,054
Employer contributions (assets) at end of year2011-12-31$3,264,889
Employer contributions (assets) at beginning of year2011-12-31$3,067,105
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,802,383
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31TRONCONI SEGARRA & ASSOCIATES
Accountancy firm EIN2011-12-31043728817
2010 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$36,214,793
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$10,018,044
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,768,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,763,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,259,482
Value of total assets at end of year2010-12-31$73,068,805
Value of total assets at beginning of year2010-12-31$28,604,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$5,053
Total interest from all sources2010-12-31$159,153
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$26,104
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$26,104
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,660,829
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$46,409
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,520,372
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,485,271
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$172,398
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$36,214,793
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$27,721
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,249,523
Value of net assets at end of year (total assets less liabilities)2010-12-31$73,068,805
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$28,604,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$7,362
Assets. partnership/joint venture interests at beginning of year2010-12-31$7,146
Investment advisory and management fees2010-12-31$5,053
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,951,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,410,661
Value of interest in pooled separate accounts at end of year2010-12-31$23,845,830
Value of interest in pooled separate accounts at beginning of year2010-12-31$19,251,837
Interest earned on other investments2010-12-31$159,153
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,462,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,396,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$422,337
Net investment gain/loss from pooled separate accounts2010-12-31$3,123,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,426,255
Employer contributions (assets) at end of year2010-12-31$3,067,105
Employer contributions (assets) at beginning of year2010-12-31$6,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,763,468
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31TRONCONI SEGARRA & ASSOCIATES
Accountancy firm EIN2010-12-31043728817
2009 : BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN

2022: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: BUFFALO MEDICAL GROUP, P.C. 401K PROFIT SHARING AND PENSION PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038446
Policy instance 3
Insurance contract or identification number038446
Number of Individuals Covered1397
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038446
Policy instance 3
Insurance contract or identification number038446
Number of Individuals Covered1340
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038446
Policy instance 3
Insurance contract or identification number038446
Number of Individuals Covered1325
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038446
Policy instance 3
Insurance contract or identification number038446
Number of Individuals Covered1261
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038446
Policy instance 3
Insurance contract or identification number038446
Number of Individuals Covered1186
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Number of Individuals Covered10
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038446
Policy instance 3
Insurance contract or identification number038446
Number of Individuals Covered1203
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38446-001
Policy instance 3
Insurance contract or identification number38446-001
Number of Individuals Covered1069
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Number of Individuals Covered1
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38446-001
Policy instance 1
Insurance contract or identification number38446-001
Number of Individuals Covered1010
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 2
Insurance contract or identification number313686
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 3
Insurance contract or identification number313687
Number of Individuals Covered1
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameBUFLIFE AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38446-001
Policy instance 1
Insurance contract or identification number38446-001
Number of Individuals Covered943
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 3
Insurance contract or identification number313686
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameBUFLIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $69
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees69
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameBUFLIFE AGENCY INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 3
Insurance contract or identification number313686
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees35
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameBUFLIFE AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38446-001
Policy instance 1
Insurance contract or identification number38446-001
Number of Individuals Covered884
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38446-001
Policy instance 3
Insurance contract or identification number38446-001
Number of Individuals Covered855
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313687
Policy instance 2
Insurance contract or identification number313687
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $69
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number313686
Policy instance 1
Insurance contract or identification number313686
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $35
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38446-001
Policy instance 1
Insurance contract or identification number38446-001
Number of Individuals Covered821
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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