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F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 401k Plan overview

Plan NameF.S. LOPKE CONTRACTING, INC. 401(K) PLAN
Plan identification number 001

F.S. LOPKE CONTRACTING, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

F.S. LOPKE CONTRACTING, INC. has sponsored the creation of one or more 401k plans.

Company Name:F.S. LOPKE CONTRACTING, INC.
Employer identification number (EIN):161012179
NAIC Classification:212320
NAIC Description: Sand, Gravel, Clay, and Ceramic and Refractory Minerals Mining and Quarrying

Form 5500 Filing Information

Submission information for form 5500 for 401k plan F.S. LOPKE CONTRACTING, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01STEVEN GREGG STEVEN GREGG2018-10-12
0012016-01-01STEVEN GREGG STEVEN GREGG2017-10-13
0012015-01-01STEVEN GREGG STEVEN GREGG2016-10-13
0012014-01-01STEVEN GREGG STEVEN GREGG2015-10-13
0012013-01-01STEVEN GREGG STEVEN GREGG2014-10-14
0012012-01-01STEVEN GREGG STEVEN GREGG2013-10-15
0012011-01-01THOMAS J MURPHY THOMAS J MURPHY2012-10-15
0012009-01-01THOMAS J. MURPHY THOMAS J. MURPHY2010-10-12

Plan Statistics for F.S. LOPKE CONTRACTING, INC. 401(K) PLAN

401k plan membership statisitcs for F.S. LOPKE CONTRACTING, INC. 401(K) PLAN

Measure Date Value
2022: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01155
Total number of active participants reported on line 7a of the Form 55002022-01-01116
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0129
Total of all active and inactive participants2022-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01145
Number of participants with account balances2022-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01165
Total number of active participants reported on line 7a of the Form 55002021-01-01128
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0130
Total of all active and inactive participants2021-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01158
Number of participants with account balances2021-01-0191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01171
Total number of active participants reported on line 7a of the Form 55002020-01-01129
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0128
Total of all active and inactive participants2020-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01157
Number of participants with account balances2020-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01160
Total number of active participants reported on line 7a of the Form 55002019-01-01139
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0120
Total of all active and inactive participants2019-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01159
Number of participants with account balances2019-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01156
Total number of active participants reported on line 7a of the Form 55002018-01-01132
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01154
Number of participants with account balances2018-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01153
Total number of active participants reported on line 7a of the Form 55002017-01-01126
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01146
Number of participants with account balances2017-01-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01157
Total number of active participants reported on line 7a of the Form 55002016-01-01126
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01145
Number of participants with account balances2016-01-0183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01150
Total number of active participants reported on line 7a of the Form 55002015-01-01132
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0121
Total of all active and inactive participants2015-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01153
Number of participants with account balances2015-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01160
Total number of active participants reported on line 7a of the Form 55002014-01-01137
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0118
Total of all active and inactive participants2014-01-01155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01155
Number of participants with account balances2014-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01169
Total number of active participants reported on line 7a of the Form 55002013-01-01135
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0114
Total of all active and inactive participants2013-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01149
Number of participants with account balances2013-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-012
2012: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01153
Total number of active participants reported on line 7a of the Form 55002012-01-01136
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0118
Total of all active and inactive participants2012-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01154
Number of participants with account balances2012-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01155
Total number of active participants reported on line 7a of the Form 55002011-01-01128
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0115
Total of all active and inactive participants2011-01-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01143
Number of participants with account balances2011-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01144
Total number of active participants reported on line 7a of the Form 55002009-01-01121
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0115
Total of all active and inactive participants2009-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01136
Number of participants with account balances2009-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on F.S. LOPKE CONTRACTING, INC. 401(K) PLAN

Measure Date Value
2022 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-526,020
Total of all expenses incurred2022-12-31$927,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$918,271
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$357,151
Value of total assets at end of year2022-12-31$4,000,777
Value of total assets at beginning of year2022-12-31$5,454,647
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$9,579
Total interest from all sources2022-12-31$1,611
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$72,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$72,032
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$284,693
Participant contributions at end of year2022-12-31$51,537
Participant contributions at beginning of year2022-12-31$47,722
Participant contributions at end of year2022-12-31$3,300
Participant contributions at beginning of year2022-12-31$3,486
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,453,870
Value of net assets at end of year (total assets less liabilities)2022-12-31$4,000,777
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$5,454,647
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$9,579
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$2,407,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$3,488,701
Interest on participant loans2022-12-31$1,611
Value of interest in common/collective trusts at end of year2022-12-31$732,170
Value of interest in common/collective trusts at beginning of year2022-12-31$1,219,860
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$805,778
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$693,997
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-956,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$72,458
Employer contributions (assets) at end of year2022-12-31$925
Employer contributions (assets) at beginning of year2022-12-31$881
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$918,271
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2022-12-31161152552
2021 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$941,202
Total of all expenses incurred2021-12-31$752,725
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$743,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$339,154
Value of total assets at end of year2021-12-31$5,454,647
Value of total assets at beginning of year2021-12-31$5,266,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$8,879
Total interest from all sources2021-12-31$2,745
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$185,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$185,992
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$269,234
Participant contributions at end of year2021-12-31$47,722
Participant contributions at beginning of year2021-12-31$58,824
Participant contributions at end of year2021-12-31$3,486
Participant contributions at beginning of year2021-12-31$1,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$188,477
Value of net assets at end of year (total assets less liabilities)2021-12-31$5,454,647
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,266,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$8,879
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$3,488,701
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,605,844
Interest on participant loans2021-12-31$2,745
Value of interest in common/collective trusts at end of year2021-12-31$1,219,860
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$693,997
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$598,969
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$413,311
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$69,920
Employer contributions (assets) at end of year2021-12-31$881
Employer contributions (assets) at beginning of year2021-12-31$566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$743,846
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2021-12-31161152552
2020 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$899,780
Total of all expenses incurred2020-12-31$234,468
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$222,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$276,459
Value of total assets at end of year2020-12-31$5,266,170
Value of total assets at beginning of year2020-12-31$4,600,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$11,731
Total interest from all sources2020-12-31$4,003
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$158,982
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$158,982
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$215,374
Participant contributions at end of year2020-12-31$58,824
Participant contributions at beginning of year2020-12-31$79,395
Participant contributions at end of year2020-12-31$1,967
Participant contributions at beginning of year2020-12-31$4,074
Other income not declared elsewhere2020-12-31$460,336
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$665,312
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,266,170
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,600,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$11,731
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,605,844
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,013,333
Interest on participant loans2020-12-31$4,003
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$598,969
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$502,887
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$61,085
Employer contributions (assets) at end of year2020-12-31$566
Employer contributions (assets) at beginning of year2020-12-31$1,169
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$222,737
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2020-12-31161152552
2019 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$1,051,409
Total income from all sources (including contributions)2019-12-31$1,051,409
Total of all expenses incurred2019-12-31$39,407
Total of all expenses incurred2019-12-31$39,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,739
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$17,739
Expenses. Certain deemed distributions of participant loans2019-12-31$6,044
Expenses. Certain deemed distributions of participant loans2019-12-31$6,044
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$284,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$284,352
Value of total assets at end of year2019-12-31$4,600,858
Value of total assets at end of year2019-12-31$4,600,858
Value of total assets at beginning of year2019-12-31$3,588,856
Value of total assets at beginning of year2019-12-31$3,588,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$15,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$15,624
Total interest from all sources2019-12-31$4,600
Total interest from all sources2019-12-31$4,600
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$284,748
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$284,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$460,100
Value of fidelity bond cover2019-12-31$460,100
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$218,936
Contributions received from participants2019-12-31$218,936
Participant contributions at end of year2019-12-31$79,395
Participant contributions at end of year2019-12-31$79,395
Participant contributions at beginning of year2019-12-31$75,097
Participant contributions at beginning of year2019-12-31$75,097
Participant contributions at end of year2019-12-31$4,074
Participant contributions at end of year2019-12-31$4,074
Participant contributions at beginning of year2019-12-31$3,566
Participant contributions at beginning of year2019-12-31$3,566
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$582
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$582
Administrative expenses (other) incurred2019-12-31$15,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,012,002
Value of net income/loss2019-12-31$1,012,002
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,600,858
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,600,858
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,588,856
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,588,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,013,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,013,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,041,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,041,419
Income. Interest from loans (other than to participants)2019-12-31$4,600
Income. Interest from loans (other than to participants)2019-12-31$4,600
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,035
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$5,035
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$5,035
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$502,887
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$502,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$462,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$462,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$477,709
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$477,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$64,834
Contributions received in cash from employer2019-12-31$64,834
Employer contributions (assets) at end of year2019-12-31$1,169
Employer contributions (assets) at end of year2019-12-31$1,169
Employer contributions (assets) at beginning of year2019-12-31$1,058
Employer contributions (assets) at beginning of year2019-12-31$1,058
Income. Dividends from common stock2019-12-31$284,748
Income. Dividends from common stock2019-12-31$284,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$17,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$17,739
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PIAKER & LYONS P.C.
Accountancy firm name2019-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2019-12-31161152552
Accountancy firm EIN2019-12-31161152552
2018 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$12,763
Total of all expenses incurred2018-12-31$24,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$260,909
Value of total assets at end of year2018-12-31$3,588,856
Value of total assets at beginning of year2018-12-31$3,600,954
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$14,212
Total interest from all sources2018-12-31$1,763
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$358,714
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$199,610
Participant contributions at end of year2018-12-31$75,097
Participant contributions at beginning of year2018-12-31$21,930
Participant contributions at end of year2018-12-31$3,566
Participant contributions at beginning of year2018-12-31$2,537
Administrative expenses (other) incurred2018-12-31$14,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-12,098
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,588,856
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,600,954
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,041,419
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,139,748
Interest on participant loans2018-12-31$1,763
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$5,035
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$4,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$4,914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$462,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$431,053
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-249,909
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$61,299
Employer contributions (assets) at end of year2018-12-31$1,058
Employer contributions (assets) at beginning of year2018-12-31$772
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,649
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2018-12-31161152552
2017 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$769,874
Total of all expenses incurred2017-12-31$509,646
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$462,363
Expenses. Certain deemed distributions of participant loans2017-12-31$35,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$246,562
Value of total assets at end of year2017-12-31$3,600,954
Value of total assets at beginning of year2017-12-31$3,340,726
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,122
Total interest from all sources2017-12-31$2,179
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$360,046
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$187,781
Participant contributions at end of year2017-12-31$21,930
Participant contributions at beginning of year2017-12-31$91,108
Participant contributions at end of year2017-12-31$2,537
Participant contributions at beginning of year2017-12-31$2,504
Administrative expenses (other) incurred2017-12-31$12,122
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$260,228
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,600,954
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,340,726
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,139,748
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,806,800
Interest on participant loans2017-12-31$2,179
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$4,914
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$431,053
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$439,543
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$521,133
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$58,781
Employer contributions (assets) at end of year2017-12-31$772
Employer contributions (assets) at beginning of year2017-12-31$771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$462,363
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2017-12-31161152552
2016 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2016 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$480,979
Total of all expenses incurred2016-12-31$136,036
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$120,036
Expenses. Certain deemed distributions of participant loans2016-12-31$4,850
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$256,903
Value of total assets at end of year2016-12-31$3,340,726
Value of total assets at beginning of year2016-12-31$2,995,783
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$11,150
Total interest from all sources2016-12-31$3,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$334,023
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$195,195
Participant contributions at end of year2016-12-31$91,108
Participant contributions at beginning of year2016-12-31$120,877
Participant contributions at end of year2016-12-31$2,504
Participant contributions at beginning of year2016-12-31$2,032
Administrative expenses (other) incurred2016-12-31$11,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$344,943
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,340,726
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,995,783
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,806,800
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,397,174
Interest on participant loans2016-12-31$3,500
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$9,088
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$9,088
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$439,543
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$466,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$220,576
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$61,708
Employer contributions (assets) at end of year2016-12-31$771
Employer contributions (assets) at beginning of year2016-12-31$599
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$120,036
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2016-12-31161152552
2015 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2015 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$278,333
Total of all expenses incurred2015-12-31$247,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$237,064
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$255,967
Value of total assets at end of year2015-12-31$2,995,783
Value of total assets at beginning of year2015-12-31$2,964,886
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,372
Total interest from all sources2015-12-31$3,181
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$275,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$196,751
Participant contributions at end of year2015-12-31$120,877
Participant contributions at beginning of year2015-12-31$102,462
Participant contributions at end of year2015-12-31$2,032
Participant contributions at beginning of year2015-12-31$3,371
Administrative expenses (other) incurred2015-12-31$10,372
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$30,897
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,995,783
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,964,886
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,397,174
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,360,588
Interest on participant loans2015-12-31$3,181
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$9,088
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,407
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,407
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$466,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$491,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$19,185
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$59,216
Employer contributions (assets) at end of year2015-12-31$599
Employer contributions (assets) at beginning of year2015-12-31$1,077
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$237,064
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2015-12-31161152552
2014 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$388,472
Total of all expenses incurred2014-12-31$69,445
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$59,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$242,144
Value of total assets at end of year2014-12-31$2,964,886
Value of total assets at beginning of year2014-12-31$2,645,859
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$9,567
Total interest from all sources2014-12-31$2,508
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$275,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$182,351
Participant contributions at end of year2014-12-31$102,462
Participant contributions at beginning of year2014-12-31$62,894
Participant contributions at end of year2014-12-31$3,371
Participant contributions at beginning of year2014-12-31$3,505
Administrative expenses (other) incurred2014-12-31$9,567
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$319,027
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,964,886
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,645,859
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,360,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,107,310
Interest on participant loans2014-12-31$2,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,407
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,149
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$491,981
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$468,866
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$143,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$59,793
Employer contributions (assets) at end of year2014-12-31$1,077
Employer contributions (assets) at beginning of year2014-12-31$1,135
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$59,878
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2014-12-31161152552
2013 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$622,618
Total of all expenses incurred2013-12-31$180,372
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$172,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$241,774
Value of total assets at end of year2013-12-31$2,645,859
Value of total assets at beginning of year2013-12-31$2,203,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,976
Total interest from all sources2013-12-31$2,169
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$275,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$183,613
Participant contributions at end of year2013-12-31$62,894
Participant contributions at beginning of year2013-12-31$61,731
Participant contributions at end of year2013-12-31$3,505
Participant contributions at beginning of year2013-12-31$1,991
Other income not declared elsewhere2013-12-31$378,675
Administrative expenses (other) incurred2013-12-31$7,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$442,246
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,645,859
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,203,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,107,310
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$404,265
Interest on participant loans2013-12-31$2,169
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,149
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$3,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$3,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$468,866
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,731,947
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$58,161
Employer contributions (assets) at end of year2013-12-31$1,135
Employer contributions (assets) at beginning of year2013-12-31$647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$172,396
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2013-12-31161152552
2012 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$504,308
Total of all expenses incurred2012-12-31$502,180
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$486,688
Expenses. Certain deemed distributions of participant loans2012-12-31$7,732
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$249,240
Value of total assets at end of year2012-12-31$2,203,613
Value of total assets at beginning of year2012-12-31$2,201,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$7,760
Total interest from all sources2012-12-31$939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$220,149
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$186,363
Participant contributions at end of year2012-12-31$61,731
Participant contributions at beginning of year2012-12-31$16,115
Participant contributions at end of year2012-12-31$1,991
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$19
Administrative expenses (other) incurred2012-12-31$7,760
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,128
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,203,613
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,201,485
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$404,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$613,728
Interest on participant loans2012-12-31$939
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$3,032
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$594
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,731,947
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,571,048
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$254,129
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$62,877
Employer contributions (assets) at end of year2012-12-31$647
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$486,669
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2012-12-31161152552
2011 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$240
Total income from all sources (including contributions)2011-12-31$198,515
Total of all expenses incurred2011-12-31$53,672
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$46,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$261,412
Value of total assets at end of year2011-12-31$2,201,485
Value of total assets at beginning of year2011-12-31$2,056,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$7,029
Total interest from all sources2011-12-31$951
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$205,688
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$197,132
Participant contributions at end of year2011-12-31$16,115
Participant contributions at beginning of year2011-12-31$17,028
Administrative expenses (other) incurred2011-12-31$7,029
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$144,843
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,201,485
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,056,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$613,728
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,640,096
Income. Interest from loans (other than to participants)2011-12-31$951
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$594
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,563
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,571,048
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$396,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-63,848
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$64,280
Employer contributions (assets) at beginning of year2011-12-31$43
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$46,643
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$240
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2011-12-31161152552
2010 : F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$240
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$384,329
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$249,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$241,008
Expenses. Certain deemed distributions of participant loans2010-12-31$5,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$239,599
Value of total assets at end of year2010-12-31$2,056,882
Value of total assets at beginning of year2010-12-31$1,921,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,227
Total interest from all sources2010-12-31$1,468
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$200,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$182,164
Participant contributions at end of year2010-12-31$17,028
Participant contributions at beginning of year2010-12-31$21,105
Administrative expenses (other) incurred2010-12-31$3,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$134,760
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,056,642
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,921,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,640,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,282,222
Interest on participant loans2010-12-31$1,468
Interest earned on other investments2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,563
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$396,152
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$618,555
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$143,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$57,435
Employer contributions (assets) at end of year2010-12-31$43
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$241,008
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$240
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PIAKER & LYONS P.C.
Accountancy firm EIN2010-12-31161152552

Form 5500 Responses for F.S. LOPKE CONTRACTING, INC. 401(K) PLAN

2022: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: F.S. LOPKE CONTRACTING, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered62
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $2,019
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,413
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered61
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $1,526
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $86
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered57
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $1,202
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $663
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered52
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $1,108
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $554
Insurance broker organization code?3
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered45
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $1,237
Total amount of fees paid to insurance companyUSD $3,712
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $619
Insurance broker organization code?3
Amount paid for insurance broker fees3712
Additional information about fees paid to insurance brokerTHIRD PARTY ADMINISTRATION
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered43
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,038
Total amount of fees paid to insurance companyUSD $4,256
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $519
Insurance broker organization code?3
Amount paid for insurance broker fees4256
Additional information about fees paid to insurance brokerDISTRIBUTION FEES, TPA ALLOWANCE
Insurance broker nameACTUARIAL PENSION ANALYSTS, INC.
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered45
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,170
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $782
Insurance broker organization code?3
Insurance broker nameEDWARD YETSKO
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered42
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,187
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,187
Insurance broker organization code?3
Insurance broker nameCHAD WILKINSON
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered40
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $1,060
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,060
Insurance broker organization code?3
Insurance broker nameCHAD WILKINSON
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered38
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,110
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $1,110
Insurance broker organization code?3
Insurance broker nameCHAD WILKINSON
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered42
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1,493
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPH4557
Policy instance 2
Insurance contract or identification numberPH4557
Number of Individuals Covered86
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $1,250
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
FIRST GREAT WEST LIFE INSURANCE & ANNUITY CO (National Association of Insurance Commissioners NAIC id number: 60214 )
Policy contract number386130-01
Policy instance 1
Insurance contract or identification number386130-01
Number of Individuals Covered78
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $4,265
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes

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