CLADDAGH COMMISSION INC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan CLADDAGH COMMISSION, INC. 401(K) PLAN
| Measure | Date | Value |
|---|
| 2017 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2017 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2017-01-05 | $32,932 |
| Total unrealized appreciation/depreciation of assets | 2017-01-05 | $32,932 |
| Total transfer of assets from this plan | 2017-01-05 | $2,919,765 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-01-05 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-01-05 | $0 |
| Total income from all sources (including contributions) | 2017-01-05 | $50,636 |
| Total loss/gain on sale of assets | 2017-01-05 | $0 |
| Total of all expenses incurred | 2017-01-05 | $610 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-01-05 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-01-05 | $17,173 |
| Value of total assets at end of year | 2017-01-05 | $0 |
| Value of total assets at beginning of year | 2017-01-05 | $2,869,739 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-01-05 | $610 |
| Total interest from all sources | 2017-01-05 | $531 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-01-05 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-01-05 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-01-05 | $0 |
| Administrative expenses professional fees incurred | 2017-01-05 | $610 |
| Was this plan covered by a fidelity bond | 2017-01-05 | Yes |
| Value of fidelity bond cover | 2017-01-05 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-01-05 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-01-05 | No |
| Participant contributions at beginning of year | 2017-01-05 | $201,093 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-01-05 | No |
| Value of net income/loss | 2017-01-05 | $50,026 |
| Value of net assets at end of year (total assets less liabilities) | 2017-01-05 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-01-05 | $2,869,739 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-01-05 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-01-05 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-01-05 | No |
| Value of interest in pooled separate accounts at beginning of year | 2017-01-05 | $2,425,559 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-01-05 | $531 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-01-05 | $24,667 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-01-05 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-01-05 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-01-05 | No |
| Contributions received in cash from employer | 2017-01-05 | $17,173 |
| Employer contributions (assets) at beginning of year | 2017-01-05 | $218,420 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-01-05 | No |
| Did the plan have assets held for investment | 2017-01-05 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-01-05 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-01-05 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-01-05 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-01-05 | Disclaimer |
| Accountancy firm name | 2017-01-05 | EFPR GROUP, CPAS, PLLC |
| Accountancy firm EIN | 2017-01-05 | 474526160 |
| 2016 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-12-31 | $559,352 |
| Total of all expenses incurred | 2016-12-31 | $296,467 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $287,556 |
| Expenses. Certain deemed distributions of participant loans | 2016-12-31 | $2,716 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $381,647 |
| Value of total assets at end of year | 2016-12-31 | $2,869,739 |
| Value of total assets at beginning of year | 2016-12-31 | $2,606,854 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $6,195 |
| Total interest from all sources | 2016-12-31 | $4,974 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-12-31 | $0 |
| Administrative expenses professional fees incurred | 2016-12-31 | $6,195 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $260,685 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $163,227 |
| Participant contributions at end of year | 2016-12-31 | $201,093 |
| Participant contributions at beginning of year | 2016-12-31 | $89,924 |
| Other income not declared elsewhere | 2016-12-31 | $531 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $262,885 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $2,869,739 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,606,854 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $2,425,559 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $2,486,425 |
| Interest on participant loans | 2016-12-31 | $4,665 |
| Interest earned on other investments | 2016-12-31 | $309 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $24,667 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $30,505 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $172,200 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $218,420 |
| Employer contributions (assets) at end of year | 2016-12-31 | $218,420 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $287,556 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2016-12-31 | 160765486 |
| 2015 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-12-31 | $170,320 |
| Total of all expenses incurred | 2015-12-31 | $109,604 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $82,268 |
| Expenses. Certain deemed distributions of participant loans | 2015-12-31 | $7,967 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $155,957 |
| Value of total assets at end of year | 2015-12-31 | $2,606,854 |
| Value of total assets at beginning of year | 2015-12-31 | $2,546,138 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $19,369 |
| Total interest from all sources | 2015-12-31 | $4,419 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $20,359 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $20,359 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $254,614 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $155,957 |
| Participant contributions at end of year | 2015-12-31 | $89,924 |
| Participant contributions at beginning of year | 2015-12-31 | $125,810 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $11,763 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $60,716 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $2,606,854 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,546,138 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $19,369 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $2,384,044 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $2,486,425 |
| Interest on participant loans | 2015-12-31 | $4,419 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $24,521 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $24,521 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $30,505 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $101,618 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $-112,033 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $82,268 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2015-12-31 | 160765486 |
| 2014 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $331,922 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $226,436 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $195,354 |
| Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $2,689 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $161,943 |
| Value of total assets at end of year | 2014-12-31 | $2,546,138 |
| Value of total assets at beginning of year | 2014-12-31 | $2,440,652 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $28,393 |
| Total interest from all sources | 2014-12-31 | $5,138 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $88,461 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Administrative expenses professional fees incurred | 2014-12-31 | $16,667 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $142,685 |
| Participant contributions at end of year | 2014-12-31 | $125,810 |
| Participant contributions at beginning of year | 2014-12-31 | $122,957 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $19,258 |
| Total non interest bearing cash at end of year | 2014-12-31 | $11,763 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $13,601 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $105,486 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $2,546,138 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,440,652 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $11,726 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $2,384,044 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,279,510 |
| Interest on participant loans | 2014-12-31 | $5,138 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $24,521 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $24,584 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $24,584 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $76,380 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Income. Dividends from common stock | 2014-12-31 | $88,461 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $195,354 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2014-12-31 | 160765486 |
| 2013 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $574,663 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $113,540 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $80,944 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $5,194 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $141,100 |
| Value of total assets at end of year | 2013-12-31 | $2,440,652 |
| Value of total assets at beginning of year | 2013-12-31 | $1,979,529 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $27,402 |
| Total interest from all sources | 2013-12-31 | $5,356 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $50,082 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $50,082 |
| Administrative expenses professional fees incurred | 2013-12-31 | $17,219 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $141,028 |
| Participant contributions at end of year | 2013-12-31 | $122,957 |
| Participant contributions at beginning of year | 2013-12-31 | $131,309 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $72 |
| Total non interest bearing cash at end of year | 2013-12-31 | $13,601 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $9,842 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $461,123 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,440,652 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,979,529 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $10,183 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,279,510 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,813,016 |
| Interest on participant loans | 2013-12-31 | $5,356 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $24,584 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $25,362 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $25,362 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $378,125 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $80,944 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2013-12-31 | 160765486 |
| 2012 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $342,171 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $153,581 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $127,107 |
| Expenses. Certain deemed distributions of participant loans | 2012-12-31 | $2,373 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $131,841 |
| Value of total assets at end of year | 2012-12-31 | $1,979,529 |
| Value of total assets at beginning of year | 2012-12-31 | $1,790,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $24,101 |
| Total interest from all sources | 2012-12-31 | $5,380 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $43,052 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $43,052 |
| Administrative expenses professional fees incurred | 2012-12-31 | $24,101 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $131,841 |
| Participant contributions at end of year | 2012-12-31 | $131,309 |
| Participant contributions at beginning of year | 2012-12-31 | $135,409 |
| Total non interest bearing cash at end of year | 2012-12-31 | $9,842 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $10,154 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $188,590 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,979,529 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,790,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,813,016 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,618,453 |
| Interest on participant loans | 2012-12-31 | $5,380 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $25,362 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $26,923 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $26,923 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $161,898 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $127,107 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2012-12-31 | 160765486 |
| 2011 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $196,413 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $248,889 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $223,758 |
| Expenses. Certain deemed distributions of participant loans | 2011-12-31 | $3,405 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $193,946 |
| Value of total assets at end of year | 2011-12-31 | $1,790,939 |
| Value of total assets at beginning of year | 2011-12-31 | $1,843,415 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $21,726 |
| Total interest from all sources | 2011-12-31 | $4,169 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $37,213 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $37,213 |
| Administrative expenses professional fees incurred | 2011-12-31 | $21,726 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $127,078 |
| Participant contributions at end of year | 2011-12-31 | $135,409 |
| Participant contributions at beginning of year | 2011-12-31 | $79,912 |
| Participant contributions at end of year | 2011-12-31 | $0 |
| Participant contributions at beginning of year | 2011-12-31 | $6,265 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $66,868 |
| Total non interest bearing cash at end of year | 2011-12-31 | $10,154 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $9,075 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-52,476 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,790,939 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,843,415 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,618,453 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,713,661 |
| Interest on participant loans | 2011-12-31 | $4,169 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $26,923 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $34,502 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $34,502 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-38,915 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Employer contributions (assets) at end of year | 2011-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $223,758 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2011-12-31 | 160765486 |
| 2010 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $284,915 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $135,833 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $109,313 |
| Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $7,265 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $116,800 |
| Value of total assets at end of year | 2010-12-31 | $1,843,415 |
| Value of total assets at beginning of year | 2010-12-31 | $1,694,333 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $19,255 |
| Total interest from all sources | 2010-12-31 | $4,407 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $33,841 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $33,841 |
| Administrative expenses professional fees incurred | 2010-12-31 | $11,577 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $250,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $116,800 |
| Participant contributions at end of year | 2010-12-31 | $79,912 |
| Participant contributions at beginning of year | 2010-12-31 | $103,548 |
| Participant contributions at end of year | 2010-12-31 | $6,265 |
| Participant contributions at beginning of year | 2010-12-31 | $4,507 |
| Total non interest bearing cash at end of year | 2010-12-31 | $9,075 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $7,935 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $149,082 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,843,415 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,694,333 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $7,678 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,713,661 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,443,392 |
| Interest on participant loans | 2010-12-31 | $4,407 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $34,502 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $10,490 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $10,490 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $129,867 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Employer contributions (assets) at end of year | 2010-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $124,461 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $109,313 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LUMSDEN & MCCORMICK LLP |
| Accountancy firm EIN | 2010-12-31 | 160765486 |
| 2009 : CLADDAGH COMMISSION, INC. 401(K) PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
