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GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 401k Plan overview

Plan NameGRAHAM CORPORATION INCENTIVE SAVINGS PLAN
Plan identification number 002

GRAHAM CORPORATION INCENTIVE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Life insurance

401k Sponsoring company profile

GRAHAM CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:GRAHAM CORPORATION
Employer identification number (EIN):161194720
NAIC Classification:332900

Additional information about GRAHAM CORPORATION

Jurisdiction of Incorporation: Florida Department of State Division of Corporations
Incorporation Date: 2002-05-03
Company Identification Number: P02000048635
Legal Registered Office Address: 31G CROSSINGS CIRCLE

BOYNTON BEACH

33435

More information about GRAHAM CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRAHAM CORPORATION INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01JEFFREY GLAJCH JEFFREY GLAJCH2018-10-11
0022016-01-01JEFFREY GLAJCH JULIE A. ROLOSON2017-10-13
0022015-01-01JEFFREY GLAJCH JEFFREY GLAJCH2016-10-17
0022015-01-01JEFFREY GLAJCH JEFFREY GLAJCH2016-10-14
0022014-01-01JEFFREY GLAJCH JEFFREY GLAJCH2015-10-13
0022013-01-01JEFFREY GLAJCH
0022012-01-01JEFFREY GLAJCH JEFFREY GLAJCH2013-10-03
0022011-01-01JEFFREY GLAJCH
0022009-01-01JEFFREY GLAJCH

Plan Statistics for GRAHAM CORPORATION INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for GRAHAM CORPORATION INCENTIVE SAVINGS PLAN

Measure Date Value
2022: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01648
Total number of active participants reported on line 7a of the Form 55002022-01-01507
Number of retired or separated participants receiving benefits2022-01-0115
Number of other retired or separated participants entitled to future benefits2022-01-01182
Total of all active and inactive participants2022-01-01704
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-014
Total participants2022-01-01708
Number of participants with account balances2022-01-01701
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0125
2021: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01471
Total number of active participants reported on line 7a of the Form 55002021-01-01473
Number of retired or separated participants receiving benefits2021-01-0114
Number of other retired or separated participants entitled to future benefits2021-01-01159
Total of all active and inactive participants2021-01-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01648
Number of participants with account balances2021-01-01638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0127
2020: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01472
Total number of active participants reported on line 7a of the Form 55002020-01-01323
Number of retired or separated participants receiving benefits2020-01-0113
Number of other retired or separated participants entitled to future benefits2020-01-01132
Total of all active and inactive participants2020-01-01468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01471
Number of participants with account balances2020-01-01455
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0122
2019: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01473
Total number of active participants reported on line 7a of the Form 55002019-01-01315
Number of retired or separated participants receiving benefits2019-01-0115
Number of other retired or separated participants entitled to future benefits2019-01-01141
Total of all active and inactive participants2019-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01472
Number of participants with account balances2019-01-01468
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-017
2018: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01475
Total number of active participants reported on line 7a of the Form 55002018-01-01328
Number of retired or separated participants receiving benefits2018-01-0114
Number of other retired or separated participants entitled to future benefits2018-01-01129
Total of all active and inactive participants2018-01-01471
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01473
Number of participants with account balances2018-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-016
2017: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01461
Total number of active participants reported on line 7a of the Form 55002017-01-01295
Number of retired or separated participants receiving benefits2017-01-0115
Number of other retired or separated participants entitled to future benefits2017-01-01164
Total of all active and inactive participants2017-01-01474
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01475
Number of participants with account balances2017-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01474
Total number of active participants reported on line 7a of the Form 55002016-01-01329
Number of retired or separated participants receiving benefits2016-01-0111
Number of other retired or separated participants entitled to future benefits2016-01-01120
Total of all active and inactive participants2016-01-01460
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01461
Number of participants with account balances2016-01-01451
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01407
Total number of active participants reported on line 7a of the Form 55002015-01-01360
Number of retired or separated participants receiving benefits2015-01-0110
Number of other retired or separated participants entitled to future benefits2015-01-01103
Total of all active and inactive participants2015-01-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01474
Number of participants with account balances2015-01-01469
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0116
2014: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01474
Total number of active participants reported on line 7a of the Form 55002014-01-01407
Number of retired or separated participants receiving benefits2014-01-0111
Number of other retired or separated participants entitled to future benefits2014-01-0173
Total of all active and inactive participants2014-01-01491
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01492
Number of participants with account balances2014-01-01476
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01477
Total number of active participants reported on line 7a of the Form 55002013-01-01381
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-0183
Total of all active and inactive participants2013-01-01473
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-01474
Number of participants with account balances2013-01-01473
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01366
Total number of active participants reported on line 7a of the Form 55002012-01-01402
Number of retired or separated participants receiving benefits2012-01-0110
Number of other retired or separated participants entitled to future benefits2012-01-0163
Total of all active and inactive participants2012-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01477
Number of participants with account balances2012-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01323
Total number of active participants reported on line 7a of the Form 55002011-01-01287
Number of retired or separated participants receiving benefits2011-01-019
Number of other retired or separated participants entitled to future benefits2011-01-0168
Total of all active and inactive participants2011-01-01364
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01366
Number of participants with account balances2011-01-01359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-014
2009: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01362
Total number of active participants reported on line 7a of the Form 55002009-01-01232
Number of retired or separated participants receiving benefits2009-01-018
Number of other retired or separated participants entitled to future benefits2009-01-0187
Total of all active and inactive participants2009-01-01327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-013
Total participants2009-01-01330
Number of participants with account balances2009-01-01328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0130

Financial Data on GRAHAM CORPORATION INCENTIVE SAVINGS PLAN

Measure Date Value
2022 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-258,559
Total unrealized appreciation/depreciation of assets2022-12-31$-258,559
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-5,205,534
Total loss/gain on sale of assets2022-12-31$-41,805
Total of all expenses incurred2022-12-31$8,053,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,998,437
Value of total corrective distributions2022-12-31$3,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,157,752
Value of total assets at end of year2022-12-31$68,187,384
Value of total assets at beginning of year2022-12-31$81,446,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$51,705
Total interest from all sources2022-12-31$58,583
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,996,251
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,996,251
Assets. Corporate prefeered stocks other than exployer securities at end of year2022-12-31$909,491
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2022-12-31$1,324,802
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$3,751,184
Participant contributions at end of year2022-12-31$1,251,824
Participant contributions at beginning of year2022-12-31$1,333,333
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$674,507
Other income not declared elsewhere2022-12-31$21,747
Administrative expenses (other) incurred2022-12-31$51,705
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-13,258,806
Value of net assets at end of year (total assets less liabilities)2022-12-31$68,187,384
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$81,446,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$55,970,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$69,529,518
Interest on participant loans2022-12-31$58,583
Value of interest in common/collective trusts at end of year2022-12-31$8,997,630
Value of interest in common/collective trusts at beginning of year2022-12-31$8,471,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-14,262,934
Net investment gain or loss from common/collective trusts2022-12-31$123,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,732,061
Employer contributions (assets) at end of year2022-12-31$1,057,803
Employer contributions (assets) at beginning of year2022-12-31$787,073
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,998,437
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$114,947
Aggregate carrying amount (costs) on sale of assets2022-12-31$156,752
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2022-12-31454051133
2021 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$-289,616
Total unrealized appreciation/depreciation of assets2021-12-31$-289,616
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$29,192,224
Total loss/gain on sale of assets2021-12-31$-48,404
Total of all expenses incurred2021-12-31$9,259,591
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,232,573
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$22,270,203
Value of total assets at end of year2021-12-31$81,446,190
Value of total assets at beginning of year2021-12-31$61,513,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$27,018
Total interest from all sources2021-12-31$62,051
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,882,153
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,882,153
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$1,324,802
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$1,942,105
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,063,799
Participant contributions at end of year2021-12-31$1,333,333
Participant contributions at beginning of year2021-12-31$1,296,012
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$17,200,985
Other income not declared elsewhere2021-12-31$143,352
Administrative expenses (other) incurred2021-12-31$27,018
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$19,932,633
Value of net assets at end of year (total assets less liabilities)2021-12-31$81,446,190
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$61,513,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$69,529,518
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$48,590,623
Interest on participant loans2021-12-31$62,051
Value of interest in common/collective trusts at end of year2021-12-31$8,471,464
Value of interest in common/collective trusts at beginning of year2021-12-31$9,255,261
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$44,891
Net investment gain or loss from common/collective trusts2021-12-31$127,594
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,005,419
Employer contributions (assets) at end of year2021-12-31$787,073
Employer contributions (assets) at beginning of year2021-12-31$429,556
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,232,573
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$279,282
Aggregate carrying amount (costs) on sale of assets2021-12-31$327,686
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2021-12-31454051133
2020 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-832,023
Total unrealized appreciation/depreciation of assets2020-12-31$-832,023
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$10,662,841
Total loss/gain on sale of assets2020-12-31$-54,328
Total of all expenses incurred2020-12-31$5,043,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,018,066
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,613,334
Value of total assets at end of year2020-12-31$61,513,557
Value of total assets at beginning of year2020-12-31$55,894,138
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25,356
Total interest from all sources2020-12-31$72,150
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,607,717
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,607,717
Assets. Corporate prefeered stocks other than exployer securities at end of year2020-12-31$1,942,105
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2020-12-31$2,916,779
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,185,451
Participant contributions at end of year2020-12-31$1,296,012
Participant contributions at beginning of year2020-12-31$1,372,022
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$124,770
Other income not declared elsewhere2020-12-31$46,309
Administrative expenses (other) incurred2020-12-31$25,356
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,619,419
Value of net assets at end of year (total assets less liabilities)2020-12-31$61,513,557
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$55,894,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$48,590,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$43,406,561
Interest on participant loans2020-12-31$72,150
Value of interest in common/collective trusts at end of year2020-12-31$9,255,261
Value of interest in common/collective trusts at beginning of year2020-12-31$7,792,720
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,024,839
Net investment gain or loss from common/collective trusts2020-12-31$184,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,303,113
Employer contributions (assets) at end of year2020-12-31$429,556
Employer contributions (assets) at beginning of year2020-12-31$406,056
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,018,066
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$88,323
Aggregate carrying amount (costs) on sale of assets2020-12-31$142,651
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2020-12-31454051133
2019 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$-148,653
Total unrealized appreciation/depreciation of assets2019-12-31$-148,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$12,624,552
Total loss/gain on sale of assets2019-12-31$-12,088
Total of all expenses incurred2019-12-31$5,297,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,286,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,788,336
Value of total assets at end of year2019-12-31$55,894,138
Value of total assets at beginning of year2019-12-31$48,567,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$11,316
Total interest from all sources2019-12-31$68,140
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,676,203
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,676,203
Assets. Corporate prefeered stocks other than exployer securities at end of year2019-12-31$2,916,779
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2019-12-31$3,465,254
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,267,166
Participant contributions at end of year2019-12-31$1,372,022
Participant contributions at beginning of year2019-12-31$1,344,794
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$188,793
Administrative expenses (other) incurred2019-12-31$11,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$7,327,060
Value of net assets at end of year (total assets less liabilities)2019-12-31$55,894,138
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$48,567,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$43,406,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$37,044,303
Interest on participant loans2019-12-31$68,140
Value of interest in common/collective trusts at end of year2019-12-31$7,792,720
Value of interest in common/collective trusts at beginning of year2019-12-31$6,387,530
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$7,087,999
Net investment gain or loss from common/collective trusts2019-12-31$164,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,332,377
Employer contributions (assets) at end of year2019-12-31$406,056
Employer contributions (assets) at beginning of year2019-12-31$325,197
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,286,176
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$387,733
Aggregate carrying amount (costs) on sale of assets2019-12-31$399,821
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2019-12-31454051133
2018 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,681,888
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,625,039
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,615,312
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,347,297
Value of total assets at end of year2018-12-31$48,567,078
Value of total assets at beginning of year2018-12-31$49,510,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$9,727
Total interest from all sources2018-12-31$62,905
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$2,011,574
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$2,011,574
Assets. Corporate prefeered stocks other than exployer securities at end of year2018-12-31$3,465,254
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2018-12-31$3,569,603
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,084,663
Participant contributions at end of year2018-12-31$1,344,794
Participant contributions at beginning of year2018-12-31$1,311,681
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$91,343
Administrative expenses (other) incurred2018-12-31$9,727
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-943,151
Value of net assets at end of year (total assets less liabilities)2018-12-31$48,567,078
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$49,510,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$37,044,303
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$38,814,993
Interest on participant loans2018-12-31$62,905
Value of interest in common/collective trusts at end of year2018-12-31$6,387,530
Value of interest in common/collective trusts at beginning of year2018-12-31$5,529,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,867,681
Net investment gain or loss from common/collective trusts2018-12-31$127,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,171,291
Employer contributions (assets) at end of year2018-12-31$325,197
Employer contributions (assets) at beginning of year2018-12-31$284,004
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,615,312
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2018-12-31454051133
2017 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,625,434
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,845,031
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,831,801
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,025,852
Value of total assets at end of year2017-12-31$49,510,229
Value of total assets at beginning of year2017-12-31$44,729,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$13,230
Total interest from all sources2017-12-31$52,335
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,293,680
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,293,680
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$3,569,603
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,914,304
Participant contributions at end of year2017-12-31$1,311,681
Participant contributions at beginning of year2017-12-31$1,194,860
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$4,649,080
Administrative expenses (other) incurred2017-12-31$13,230
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,780,403
Value of net assets at end of year (total assets less liabilities)2017-12-31$49,510,229
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$44,729,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$38,814,993
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$32,481,916
Interest on participant loans2017-12-31$52,335
Value of interest in common/collective trusts at end of year2017-12-31$5,529,948
Value of interest in common/collective trusts at beginning of year2017-12-31$6,117,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,136,128
Net investment gain or loss from common/collective trusts2017-12-31$117,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,111,548
Employer contributions (assets) at end of year2017-12-31$284,004
Employer contributions (assets) at beginning of year2017-12-31$286,247
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,831,801
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2017-12-31454051133
2016 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$4,649,080
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,796,014
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,583,279
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,560,092
Value of total corrective distributions2016-12-31$602
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,149,105
Value of total assets at end of year2016-12-31$44,729,826
Value of total assets at beginning of year2016-12-31$36,868,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,585
Total interest from all sources2016-12-31$46,898
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$711,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$711,450
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,973,922
Participant contributions at end of year2016-12-31$1,194,860
Participant contributions at beginning of year2016-12-31$1,004,118
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$24,050
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$4,649,080
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Administrative expenses (other) incurred2016-12-31$22,585
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$3,212,735
Value of net assets at end of year (total assets less liabilities)2016-12-31$44,729,826
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$36,868,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,481,916
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$29,788,154
Interest on participant loans2016-12-31$46,898
Value of interest in common/collective trusts at end of year2016-12-31$6,117,723
Value of interest in common/collective trusts at beginning of year2016-12-31$5,760,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,781,591
Net investment gain or loss from common/collective trusts2016-12-31$106,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,151,133
Employer contributions (assets) at end of year2016-12-31$286,247
Employer contributions (assets) at beginning of year2016-12-31$315,148
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,560,092
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2016-12-31454051133
2015 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,637,319
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$7,412,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$7,387,914
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,654,401
Value of total assets at end of year2015-12-31$36,868,011
Value of total assets at beginning of year2015-12-31$40,643,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$24,709
Total interest from all sources2015-12-31$40,603
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,119,554
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,119,554
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,198,162
Participant contributions at end of year2015-12-31$1,004,118
Participant contributions at beginning of year2015-12-31$941,352
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$37,819
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$236,980
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$2,422
Administrative expenses (other) incurred2015-12-31$24,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-3,775,304
Value of net assets at end of year (total assets less liabilities)2015-12-31$36,868,011
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$40,643,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$29,788,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$32,588,450
Interest on participant loans2015-12-31$40,603
Value of interest in common/collective trusts at end of year2015-12-31$5,760,591
Value of interest in common/collective trusts at beginning of year2015-12-31$6,759,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,300,229
Net investment gain or loss from common/collective trusts2015-12-31$122,990
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,219,259
Employer contributions (assets) at end of year2015-12-31$315,148
Employer contributions (assets) at beginning of year2015-12-31$316,033
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$7,385,492
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2015-12-31454051133
2014 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$5,693,096
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$3,570,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$3,564,633
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,372,665
Value of total assets at end of year2014-12-31$40,643,315
Value of total assets at beginning of year2014-12-31$38,520,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,570
Total interest from all sources2014-12-31$37,216
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,514,638
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,514,638
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,055,846
Participant contributions at end of year2014-12-31$941,352
Participant contributions at beginning of year2014-12-31$884,355
Participant contributions at end of year2014-12-31$37,819
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$108,295
Administrative expenses (other) incurred2014-12-31$5,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,122,893
Value of net assets at end of year (total assets less liabilities)2014-12-31$40,643,315
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$38,520,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$32,588,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$29,993,610
Interest on participant loans2014-12-31$37,216
Value of interest in common/collective trusts at end of year2014-12-31$6,759,661
Value of interest in common/collective trusts at beginning of year2014-12-31$7,385,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$638,759
Net investment gain or loss from common/collective trusts2014-12-31$129,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,208,524
Employer contributions (assets) at end of year2014-12-31$316,033
Employer contributions (assets) at beginning of year2014-12-31$256,822
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$3,564,633
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FREED MAXICK, CPAS, PC
Accountancy firm EIN2014-12-31454051133
2013 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,505,644
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,717,716
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,707,648
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,203,938
Value of total assets at end of year2013-12-31$38,520,422
Value of total assets at beginning of year2013-12-31$34,732,494
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$10,068
Total interest from all sources2013-12-31$39,574
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,118,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,118,990
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,965,828
Participant contributions at end of year2013-12-31$884,355
Participant contributions at beginning of year2013-12-31$909,251
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$56,170
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$164,850
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$2,912
Administrative expenses (other) incurred2013-12-31$10,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,787,928
Value of net assets at end of year (total assets less liabilities)2013-12-31$38,520,422
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,732,494
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$29,993,610
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$26,531,395
Interest on participant loans2013-12-31$39,574
Value of interest in common/collective trusts at end of year2013-12-31$7,385,635
Value of interest in common/collective trusts at beginning of year2013-12-31$7,004,588
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,012,815
Net investment gain or loss from common/collective trusts2013-12-31$130,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,073,260
Employer contributions (assets) at end of year2013-12-31$256,822
Employer contributions (assets) at beginning of year2013-12-31$231,090
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,704,736
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EFP ROTHENBERG, LLP
Accountancy firm EIN2013-12-31264298079
2012 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,052,961
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,180,843
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,174,809
Value of total corrective distributions2012-12-31$4,586
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,007,508
Value of total assets at end of year2012-12-31$34,732,494
Value of total assets at beginning of year2012-12-31$30,860,376
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,448
Total interest from all sources2012-12-31$38,652
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$850,943
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$850,943
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,691,484
Participant contributions at end of year2012-12-31$909,251
Participant contributions at beginning of year2012-12-31$849,764
Participant contributions at end of year2012-12-31$56,170
Participant contributions at beginning of year2012-12-31$49,482
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$406,424
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$8,375
Other income not declared elsewhere2012-12-31$12,961
Administrative expenses (other) incurred2012-12-31$1,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,872,118
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,732,494
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$30,860,376
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$26,531,395
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$23,056,477
Interest on participant loans2012-12-31$38,652
Value of interest in common/collective trusts at end of year2012-12-31$7,004,588
Value of interest in common/collective trusts at beginning of year2012-12-31$6,444,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,999,755
Net investment gain or loss from common/collective trusts2012-12-31$143,142
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$909,600
Employer contributions (assets) at end of year2012-12-31$231,090
Employer contributions (assets) at beginning of year2012-12-31$459,794
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,166,434
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EFP ROTENBERG, LLP
Accountancy firm EIN2012-12-31264298079
2011 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,661,482
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,917,303
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,906,004
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,528,057
Value of total assets at end of year2011-12-31$30,860,376
Value of total assets at beginning of year2011-12-31$30,116,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,299
Total interest from all sources2011-12-31$38,156
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$469,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$469,700
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,527,042
Participant contributions at end of year2011-12-31$849,764
Participant contributions at beginning of year2011-12-31$737,914
Participant contributions at end of year2011-12-31$49,482
Participant contributions at beginning of year2011-12-31$34,729
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$541,221
Administrative expenses (other) incurred2011-12-31$11,299
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$744,179
Value of net assets at end of year (total assets less liabilities)2011-12-31$30,860,376
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$30,116,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$23,056,477
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$24,283,045
Interest on participant loans2011-12-31$38,156
Value of interest in common/collective trusts at end of year2011-12-31$6,444,859
Value of interest in common/collective trusts at beginning of year2011-12-31$4,703,850
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-526,536
Net investment gain or loss from common/collective trusts2011-12-31$152,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$459,794
Employer contributions (assets) at end of year2011-12-31$459,794
Employer contributions (assets) at beginning of year2011-12-31$356,659
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,906,004
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31EFP ROTENBERG, LLP
Accountancy firm EIN2011-12-31264298079
2010 : GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,877,037
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,092,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,082,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,559,363
Value of total assets at end of year2010-12-31$30,116,197
Value of total assets at beginning of year2010-12-31$26,331,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$10,554
Total interest from all sources2010-12-31$35,724
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$481,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$481,731
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,201,479
Participant contributions at end of year2010-12-31$737,914
Participant contributions at beginning of year2010-12-31$664,627
Participant contributions at end of year2010-12-31$34,729
Participant contributions at beginning of year2010-12-31$7,483
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,225
Other income not declared elsewhere2010-12-31$2,668
Administrative expenses (other) incurred2010-12-31$10,554
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,784,341
Value of net assets at end of year (total assets less liabilities)2010-12-31$30,116,197
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$26,331,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$24,283,045
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$20,829,055
Interest on participant loans2010-12-31$35,724
Value of interest in common/collective trusts at end of year2010-12-31$4,703,850
Value of interest in common/collective trusts at beginning of year2010-12-31$4,507,566
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$8,586
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,666,831
Net investment gain or loss from common/collective trusts2010-12-31$130,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$356,659
Employer contributions (assets) at end of year2010-12-31$356,659
Employer contributions (assets) at beginning of year2010-12-31$323,125
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,073,556
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31EFP ROTENBERG, LLP
Accountancy firm EIN2010-12-31264298079

Form 5500 Responses for GRAHAM CORPORATION INCENTIVE SAVINGS PLAN

2022: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedYes
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: GRAHAM CORPORATION INCENTIVE SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number096818
Policy instance 1
Insurance contract or identification number096818
Number of Individuals Covered11
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number096818
Policy instance 1
Insurance contract or identification number096818
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number096818
Policy instance 1
Insurance contract or identification number096818
Number of Individuals Covered13
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number096818
Policy instance 1
Insurance contract or identification number096818
Number of Individuals Covered13
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number096818
Policy instance 1
Insurance contract or identification number096818
Number of Individuals Covered13
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number096818
Policy instance 1
Insurance contract or identification number096818
Number of Individuals Covered13
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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