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COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NameCOMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

COMMUNITY BANK SYSTEM, INC. has sponsored the creation of one or more 401k plans.

Company Name:COMMUNITY BANK SYSTEM, INC.
Employer identification number (EIN):161213679
NAIC Classification:523900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022018-01-01
0022018-01-01
0022018-01-01LISA BENNETT
0022017-01-01
0022017-01-01
0022017-01-01LISA BENNETT
0022016-01-01BERNADETTE BARBER
0022015-01-01BERNADETTE BARBER
0022014-01-01BERNADETTE BARBER
0022013-01-01BERNADETTE BARBER
0022012-01-01BERNADETTE BARBER
0022011-01-01BERNADETTE BARBER
0022010-01-01BERNADETTE BARBER
0022009-01-01BERNADETTE BARBER

Plan Statistics for COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,701
Total number of active participants reported on line 7a of the Form 55002022-01-012,752
Number of retired or separated participants receiving benefits2022-01-0155
Number of other retired or separated participants entitled to future benefits2022-01-011,074
Total of all active and inactive participants2022-01-013,881
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0119
Total participants2022-01-013,900
Number of participants with account balances2022-01-013,584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0170
2021: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,591
Total number of active participants reported on line 7a of the Form 55002021-01-012,674
Number of retired or separated participants receiving benefits2021-01-0149
Number of other retired or separated participants entitled to future benefits2021-01-01915
Total of all active and inactive participants2021-01-013,638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0114
Total participants2021-01-013,652
Number of participants with account balances2021-01-013,400
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0184
2020: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,473
Total number of active participants reported on line 7a of the Form 55002020-01-012,757
Number of retired or separated participants receiving benefits2020-01-0134
Number of other retired or separated participants entitled to future benefits2020-01-01756
Total of all active and inactive participants2020-01-013,547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0116
Total participants2020-01-013,563
Number of participants with account balances2020-01-013,315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0147
2019: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,428
Total number of active participants reported on line 7a of the Form 55002019-01-012,724
Number of retired or separated participants receiving benefits2019-01-0128
Number of other retired or separated participants entitled to future benefits2019-01-01676
Total of all active and inactive participants2019-01-013,428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0110
Total participants2019-01-013,438
Number of participants with account balances2019-01-013,161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0164
2018: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01329
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Number of retired or separated participants receiving benefits2018-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0173
2017: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01433
Total number of active participants reported on line 7a of the Form 55002017-01-01166
Number of other retired or separated participants entitled to future benefits2017-01-01167
Total of all active and inactive participants2017-01-01333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-017
Total participants2017-01-01340
Number of participants with account balances2017-01-01329
Number of retired or separated participants receiving benefits2017-01-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0143
2016: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,762
Total number of active participants reported on line 7a of the Form 55002016-01-012,375
Number of retired or separated participants receiving benefits2016-01-0113
Number of other retired or separated participants entitled to future benefits2016-01-01455
Total of all active and inactive participants2016-01-012,843
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-012,849
Number of participants with account balances2016-01-012,553
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0130
2015: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-012,438
Total number of active participants reported on line 7a of the Form 55002015-01-012,086
Number of retired or separated participants receiving benefits2015-01-0116
Number of other retired or separated participants entitled to future benefits2015-01-01347
Total of all active and inactive participants2015-01-012,449
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-012,450
Number of participants with account balances2015-01-012,254
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0125
2014: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,488
Total number of active participants reported on line 7a of the Form 55002014-01-012,103
Number of retired or separated participants receiving benefits2014-01-0113
Number of other retired or separated participants entitled to future benefits2014-01-01296
Total of all active and inactive participants2014-01-012,412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-012,416
Number of participants with account balances2014-01-012,177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0123
2013: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,459
Total number of active participants reported on line 7a of the Form 55002013-01-012,139
Number of retired or separated participants receiving benefits2013-01-019
Number of other retired or separated participants entitled to future benefits2013-01-01309
Total of all active and inactive participants2013-01-012,457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-012,462
Number of participants with account balances2013-01-012,191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0128
2012: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,317
Total number of active participants reported on line 7a of the Form 55002012-01-012,147
Number of retired or separated participants receiving benefits2012-01-017
Number of other retired or separated participants entitled to future benefits2012-01-01284
Total of all active and inactive participants2012-01-012,438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-012,441
Number of participants with account balances2012-01-012,155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0133
2011: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,970
Total number of active participants reported on line 7a of the Form 55002011-01-012,010
Number of retired or separated participants receiving benefits2011-01-016
Number of other retired or separated participants entitled to future benefits2011-01-01282
Total of all active and inactive participants2011-01-012,298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-014
Total participants2011-01-012,302
Number of participants with account balances2011-01-012,028
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-011,943
Total number of active participants reported on line 7a of the Form 55002010-01-011,737
Number of retired or separated participants receiving benefits2010-01-017
Number of other retired or separated participants entitled to future benefits2010-01-01199
Total of all active and inactive participants2010-01-011,943
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-015
Total participants2010-01-011,948
Number of participants with account balances2010-01-011,702
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0119
2009: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,953
Total number of active participants reported on line 7a of the Form 55002009-01-011,771
Number of retired or separated participants receiving benefits2009-01-016
Number of other retired or separated participants entitled to future benefits2009-01-01151
Total of all active and inactive participants2009-01-011,928
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,932
Number of participants with account balances2009-01-011,671
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0112

Financial Data on COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-13,475,305
Total unrealized appreciation/depreciation of assets2022-12-31$-13,475,305
Total transfer of assets to this plan2022-12-31$7,191,079
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-46,140,412
Total loss/gain on sale of assets2022-12-31$-1,599,451
Total of all expenses incurred2022-12-31$30,679,836
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$30,116,923
Expenses. Certain deemed distributions of participant loans2022-12-31$465,469
Value of total corrective distributions2022-12-31$709
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$24,917,304
Value of total assets at end of year2022-12-31$379,450,506
Value of total assets at beginning of year2022-12-31$449,079,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$96,735
Total interest from all sources2022-12-31$196,663
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$11,502,819
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,231,079
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$20,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$14,329,171
Participant contributions at end of year2022-12-31$4,753,043
Participant contributions at beginning of year2022-12-31$4,736,658
Assets. Other investments not covered elsewhere at end of year2022-12-31$4,444,568
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$5,930,637
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,544,859
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$7,191,079
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$7,891,080
Other income not declared elsewhere2022-12-31$-1,293,835
Administrative expenses (other) incurred2022-12-31$5,710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-76,820,248
Value of net assets at end of year (total assets less liabilities)2022-12-31$379,450,506
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$449,079,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$2,094
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$230,654,720
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$282,111,373
Interest on participant loans2022-12-31$182,470
Interest earned on other investments2022-12-31$14,193
Value of interest in common/collective trusts at end of year2022-12-31$47,120,955
Value of interest in common/collective trusts at beginning of year2022-12-31$51,534,924
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-62,476,559
Net investment gain or loss from common/collective trusts2022-12-31$-3,912,048
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$85,286,141
Assets. Invements in employer securities at beginning of year2022-12-31$96,874,904
Contributions received in cash from employer2022-12-31$8,043,274
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$99
Income. Dividends from common stock2022-12-31$2,271,740
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$30,116,923
Contract administrator fees2022-12-31$88,931
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$14,963,112
Aggregate carrying amount (costs) on sale of assets2022-12-31$16,562,563
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2022-12-31330996661
2021 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$11,631,286
Total unrealized appreciation/depreciation of assets2021-12-31$11,631,286
Total transfer of assets to this plan2021-12-31$7,891,080
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$78,207,259
Total loss/gain on sale of assets2021-12-31$4,308,903
Total of all expenses incurred2021-12-31$39,395,446
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$38,763,764
Expenses. Certain deemed distributions of participant loans2021-12-31$535,292
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$22,793,392
Value of total assets at end of year2021-12-31$449,079,675
Value of total assets at beginning of year2021-12-31$402,376,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$96,390
Total interest from all sources2021-12-31$205,566
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$28,524,945
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$26,378,521
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$20,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$13,171,338
Participant contributions at end of year2021-12-31$4,736,658
Participant contributions at beginning of year2021-12-31$4,724,852
Assets. Other investments not covered elsewhere at end of year2021-12-31$5,930,637
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$4,739,754
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,218,808
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$7,891,080
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$17,667,520
Other income not declared elsewhere2021-12-31$320,510
Administrative expenses (other) incurred2021-12-31$7,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$38,811,813
Value of net assets at end of year (total assets less liabilities)2021-12-31$449,079,675
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$402,376,782
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$1,992
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$282,111,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$258,112,607
Interest on participant loans2021-12-31$203,305
Interest earned on other investments2021-12-31$2,261
Value of interest in common/collective trusts at end of year2021-12-31$51,534,924
Value of interest in common/collective trusts at beginning of year2021-12-31$36,714,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$8,100,482
Net investment gain or loss from common/collective trusts2021-12-31$2,322,175
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$96,874,904
Assets. Invements in employer securities at beginning of year2021-12-31$80,413,687
Contributions received in cash from employer2021-12-31$7,403,246
Employer contributions (assets) at end of year2021-12-31$99
Employer contributions (assets) at beginning of year2021-12-31$3,444
Income. Dividends from common stock2021-12-31$2,146,424
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$38,763,764
Contract administrator fees2021-12-31$87,364
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$28,223,006
Aggregate carrying amount (costs) on sale of assets2021-12-31$23,914,103
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2021-12-31330996661
2020 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-5,512,021
Total unrealized appreciation/depreciation of assets2020-12-31$-5,512,021
Total transfer of assets to this plan2020-12-31$23,007,076
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$54,990,285
Total loss/gain on sale of assets2020-12-31$-4,076,661
Total of all expenses incurred2020-12-31$24,437,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$24,146,890
Expenses. Certain deemed distributions of participant loans2020-12-31$202,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$20,531,396
Value of total assets at end of year2020-12-31$402,376,782
Value of total assets at beginning of year2020-12-31$348,816,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$87,942
Total interest from all sources2020-12-31$202,649
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$8,398,228
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$6,297,735
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$20,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$12,626,397
Participant contributions at end of year2020-12-31$4,724,852
Participant contributions at beginning of year2020-12-31$4,343,781
Assets. Other investments not covered elsewhere at end of year2020-12-31$4,739,754
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,851,888
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$748,909
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$17,667,520
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$587,934
Administrative expenses (other) incurred2020-12-31$3,666
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$30,552,764
Value of net assets at end of year (total assets less liabilities)2020-12-31$402,376,782
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$348,816,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$1,902
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$258,112,607
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$221,588,549
Interest on participant loans2020-12-31$202,334
Interest earned on other investments2020-12-31$315
Value of interest in common/collective trusts at end of year2020-12-31$36,714,918
Value of interest in common/collective trusts at beginning of year2020-12-31$31,157,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$34,264,768
Net investment gain or loss from common/collective trusts2020-12-31$593,992
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$80,413,687
Assets. Invements in employer securities at beginning of year2020-12-31$87,874,923
Contributions received in cash from employer2020-12-31$7,156,090
Employer contributions (assets) at end of year2020-12-31$3,444
Employer contributions (assets) at beginning of year2020-12-31$0
Income. Dividends from common stock2020-12-31$2,100,493
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$24,146,890
Contract administrator fees2020-12-31$82,374
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$25,509,267
Aggregate carrying amount (costs) on sale of assets2020-12-31$29,585,928
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2020-12-31330996661
2019 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$14,147,882
Total unrealized appreciation/depreciation of assets2019-12-31$14,147,882
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$83,258,249
Total loss/gain on sale of assets2019-12-31$2,391,632
Total of all expenses incurred2019-12-31$27,538,186
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$27,076,506
Expenses. Certain deemed distributions of participant loans2019-12-31$374,924
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$19,266,170
Value of total assets at end of year2019-12-31$348,816,942
Value of total assets at beginning of year2019-12-31$293,096,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$86,756
Total interest from all sources2019-12-31$204,658
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$7,952,831
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$5,967,981
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,246,840
Participant contributions at end of year2019-12-31$4,343,781
Participant contributions at beginning of year2019-12-31$4,390,300
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,851,888
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$3,028,967
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,351,651
Other income not declared elsewhere2019-12-31$520,372
Administrative expenses (other) incurred2019-12-31$5,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$55,720,063
Value of net assets at end of year (total assets less liabilities)2019-12-31$348,816,942
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$293,096,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$1,929
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$221,588,549
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$181,102,210
Interest on participant loans2019-12-31$198,593
Interest earned on other investments2019-12-31$6,065
Value of interest in common/collective trusts at end of year2019-12-31$31,157,801
Value of interest in common/collective trusts at beginning of year2019-12-31$27,409,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$38,120,034
Net investment gain or loss from common/collective trusts2019-12-31$654,670
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$87,874,923
Assets. Invements in employer securities at beginning of year2019-12-31$77,165,730
Contributions received in cash from employer2019-12-31$6,667,679
Income. Dividends from common stock2019-12-31$1,984,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$27,076,506
Contract administrator fees2019-12-31$78,853
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$23,988,374
Aggregate carrying amount (costs) on sale of assets2019-12-31$21,596,742
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2019-12-31330996661
2018 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$4,807,493
Total unrealized appreciation/depreciation of assets2018-12-31$4,807,493
Total transfer of assets to this plan2018-12-31$40,004,456
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$18,819,385
Total loss/gain on sale of assets2018-12-31$2,919,930
Total of all expenses incurred2018-12-31$27,728,568
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$27,196,376
Expenses. Certain deemed distributions of participant loans2018-12-31$449,896
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$18,339,271
Value of total assets at end of year2018-12-31$293,096,879
Value of total assets at beginning of year2018-12-31$262,001,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$82,296
Total interest from all sources2018-12-31$169,645
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$10,934,587
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,063,592
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$10,654,128
Participant contributions at end of year2018-12-31$4,390,300
Participant contributions at beginning of year2018-12-31$3,891,426
Assets. Other investments not covered elsewhere at end of year2018-12-31$3,028,967
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$2,709,251
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,483,638
Other income not declared elsewhere2018-12-31$-178,572
Administrative expenses (other) incurred2018-12-31$4,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-8,909,183
Value of net assets at end of year (total assets less liabilities)2018-12-31$293,096,879
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$262,001,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$1,761
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$181,102,210
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$157,370,357
Interest on participant loans2018-12-31$169,645
Value of interest in common/collective trusts at end of year2018-12-31$27,409,672
Value of interest in common/collective trusts at beginning of year2018-12-31$25,905,262
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-18,725,034
Net investment gain or loss from common/collective trusts2018-12-31$552,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$77,165,730
Assets. Invements in employer securities at beginning of year2018-12-31$72,125,257
Contributions received in cash from employer2018-12-31$6,201,505
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$53
Income. Dividends from common stock2018-12-31$1,870,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$27,196,376
Contract administrator fees2018-12-31$76,270
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$29,310,647
Aggregate carrying amount (costs) on sale of assets2018-12-31$26,390,717
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2018-12-31330996661
Unrealized appreciation/depreciation of other (non real estate) assets2018-05-11$0
Total unrealized appreciation/depreciation of assets2018-05-11$0
Total transfer of assets from this plan2018-05-11$36,757,517
Total income from all sources (including contributions)2018-05-11$412,379
Total loss/gain on sale of assets2018-05-11$0
Total of all expenses incurred2018-05-11$2,563,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-05-11$2,563,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-05-11$0
Value of total assets at end of year2018-05-11$0
Value of total assets at beginning of year2018-05-11$38,908,933
Total interest from all sources2018-05-11$2,843
Total dividends received (eg from common stock, registered investment company shares)2018-05-11$159,748
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-05-11No
Total dividends received from registered investment company shares (eg mutual funds)2018-05-11$82,379
Was this plan covered by a fidelity bond2018-05-11No
If this is an individual account plan, was there a blackout period2018-05-11No
Were there any nonexempt tranactions with any party-in-interest2018-05-11No
Contributions received from participants2018-05-11$0
Participant contributions at end of year2018-05-11$0
Participant contributions at beginning of year2018-05-11$405,421
Income. Received or receivable in cash from other sources (including rollovers)2018-05-11$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-11No
Value of net income/loss2018-05-11$-2,151,416
Value of net assets at end of year (total assets less liabilities)2018-05-11$0
Value of net assets at beginning of year (total assets less liabilities)2018-05-11$38,908,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-05-11No
Were any loans by the plan or fixed income obligations due to the plan in default2018-05-11No
Were any leases to which the plan was party in default or uncollectible2018-05-11No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-05-11$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-05-11$32,257,970
Interest on participant loans2018-05-11$2,843
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-05-11$249,788
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-05-11No
Was there a failure to transmit to the plan any participant contributions2018-05-11No
Has the plan failed to provide any benefit when due under the plan2018-05-11No
Assets. Invements in employer securities at end of year2018-05-11$0
Assets. Invements in employer securities at beginning of year2018-05-11$6,207,443
Contributions received in cash from employer2018-05-11$0
Employer contributions (assets) at end of year2018-05-11$0
Employer contributions (assets) at beginning of year2018-05-11$38,099
Income. Dividends from common stock2018-05-11$77,369
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-05-11$2,563,795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-05-11No
Did the plan have assets held for investment2018-05-11No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-05-11No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-05-11Yes
Aggregate proceeds on sale of assets2018-05-11$0
Aggregate carrying amount (costs) on sale of assets2018-05-11$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-05-11No
Opinion of an independent qualified public accountant for this plan2018-05-11Unqualified
Accountancy firm name2018-05-11MCSOLEY MCCOY & CO.
Accountancy firm EIN2018-05-11030327374
2017 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$-9,117,545
Total unrealized appreciation/depreciation of assets2017-12-31$-9,117,545
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$33,813,015
Total loss/gain on sale of assets2017-12-31$-1,788,543
Total of all expenses incurred2017-12-31$14,184,980
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$13,692,109
Expenses. Certain deemed distributions of participant loans2017-12-31$404,528
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$15,434,934
Value of total assets at end of year2017-12-31$262,001,606
Value of total assets at beginning of year2017-12-31$242,373,571
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$88,343
Total interest from all sources2017-12-31$400,828
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$7,950,652
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,200,785
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,739,509
Participant contributions at end of year2017-12-31$3,891,426
Participant contributions at beginning of year2017-12-31$3,680,235
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$867
Assets. Other investments not covered elsewhere at end of year2017-12-31$2,709,251
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,000,932
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,580,605
Other income not declared elsewhere2017-12-31$238,286
Administrative expenses (other) incurred2017-12-31$6,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$19,628,035
Value of net assets at end of year (total assets less liabilities)2017-12-31$262,001,606
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$242,373,571
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$1,623
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$157,370,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$126,250,427
Interest on participant loans2017-12-31$400,828
Value of interest in common/collective trusts at end of year2017-12-31$25,905,262
Value of interest in common/collective trusts at beginning of year2017-12-31$25,857,788
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$20,219,675
Net investment gain or loss from common/collective trusts2017-12-31$474,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$72,125,257
Assets. Invements in employer securities at beginning of year2017-12-31$84,583,102
Contributions received in cash from employer2017-12-31$5,114,820
Employer contributions (assets) at end of year2017-12-31$53
Employer contributions (assets) at beginning of year2017-12-31$220
Income. Dividends from common stock2017-12-31$1,749,867
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$13,692,109
Contract administrator fees2017-12-31$80,619
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$17,104,101
Aggregate carrying amount (costs) on sale of assets2017-12-31$18,892,644
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2017-12-31330996661
2016 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$30,772,672
Total unrealized appreciation/depreciation of assets2016-12-31$30,772,672
Total transfer of assets to this plan2016-12-31$43,429,291
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$61,507,202
Total loss/gain on sale of assets2016-12-31$3,299,291
Total of all expenses incurred2016-12-31$19,589,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$18,772,941
Expenses. Certain deemed distributions of participant loans2016-12-31$729,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$15,712,505
Value of total assets at end of year2016-12-31$242,373,571
Value of total assets at beginning of year2016-12-31$157,027,033
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$87,545
Total interest from all sources2016-12-31$157,405
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,929,738
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,120,619
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,485,553
Participant contributions at end of year2016-12-31$3,680,235
Participant contributions at beginning of year2016-12-31$3,956,845
Participant contributions at end of year2016-12-31$867
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,000,932
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,594,431
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,312,814
Other income not declared elsewhere2016-12-31$76,844
Administrative expenses (other) incurred2016-12-31$6,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$41,917,247
Value of net assets at end of year (total assets less liabilities)2016-12-31$242,373,571
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$157,027,033
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$1,491
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$126,250,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$72,104,727
Interest on participant loans2016-12-31$157,405
Value of interest in common/collective trusts at end of year2016-12-31$25,857,788
Value of interest in common/collective trusts at beginning of year2016-12-31$35,304,249
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,837,034
Net investment gain or loss from common/collective trusts2016-12-31$721,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$84,583,102
Assets. Invements in employer securities at beginning of year2016-12-31$44,066,781
Contributions received in cash from employer2016-12-31$4,914,138
Employer contributions (assets) at end of year2016-12-31$220
Employer contributions (assets) at beginning of year2016-12-31$0
Income. Dividends from common stock2016-12-31$1,809,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$18,772,941
Contract administrator fees2016-12-31$79,770
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$27,419,034
Aggregate carrying amount (costs) on sale of assets2016-12-31$24,119,743
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2016-12-31330996661
2015 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$2,647,227
Total unrealized appreciation/depreciation of assets2015-12-31$2,647,227
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$17,049,858
Total loss/gain on sale of assets2015-12-31$-90,290
Total of all expenses incurred2015-12-31$9,019,819
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,450,344
Value of total corrective distributions2015-12-31$466,313
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,076,139
Value of total assets at end of year2015-12-31$157,027,033
Value of total assets at beginning of year2015-12-31$148,996,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$103,162
Total interest from all sources2015-12-31$132,504
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,160,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,795,765
Administrative expenses professional fees incurred2015-12-31$16,300
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$6,951,617
Participant contributions at end of year2015-12-31$3,956,845
Participant contributions at beginning of year2015-12-31$3,727,749
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,594,431
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,671,722
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$505,242
Administrative expenses (other) incurred2015-12-31$5,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$8,030,039
Value of net assets at end of year (total assets less liabilities)2015-12-31$157,027,033
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$148,996,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$1,338
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$72,104,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$68,280,894
Interest on participant loans2015-12-31$132,504
Value of interest in common/collective trusts at end of year2015-12-31$35,304,249
Value of interest in common/collective trusts at beginning of year2015-12-31$33,353,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,661,763
Net investment gain or loss from common/collective trusts2015-12-31$-214,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$44,066,781
Assets. Invements in employer securities at beginning of year2015-12-31$41,926,945
Contributions received in cash from employer2015-12-31$4,619,280
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$36,044
Income. Dividends from common stock2015-12-31$1,364,514
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,450,344
Contract administrator fees2015-12-31$79,850
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$13,136,139
Aggregate carrying amount (costs) on sale of assets2015-12-31$13,226,429
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2015-12-31330996661
2014 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-538,632
Total unrealized appreciation/depreciation of assets2014-12-31$-538,632
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$16,609,032
Total loss/gain on sale of assets2014-12-31$-786,403
Total of all expenses incurred2014-12-31$9,490,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,019,048
Expenses. Certain deemed distributions of participant loans2014-12-31$373,765
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,987,026
Value of total assets at end of year2014-12-31$148,996,994
Value of total assets at beginning of year2014-12-31$141,878,081
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$97,306
Total interest from all sources2014-12-31$117,804
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$5,213,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,988,320
Administrative expenses professional fees incurred2014-12-31$13,875
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,441,302
Participant contributions at end of year2014-12-31$3,727,749
Participant contributions at beginning of year2014-12-31$3,203,225
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$66
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,671,722
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,519,546
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,344,521
Other income not declared elsewhere2014-12-31$129,101
Administrative expenses (other) incurred2014-12-31$7,490
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,118,913
Value of net assets at end of year (total assets less liabilities)2014-12-31$148,996,994
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$141,878,081
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,392
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$68,280,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$61,563,296
Interest on participant loans2014-12-31$117,789
Interest earned on other investments2014-12-31$15
Value of interest in common/collective trusts at end of year2014-12-31$33,353,640
Value of interest in common/collective trusts at beginning of year2014-12-31$34,217,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-459,689
Net investment gain or loss from common/collective trusts2014-12-31$946,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$41,926,945
Assets. Invements in employer securities at beginning of year2014-12-31$41,374,129
Contributions received in cash from employer2014-12-31$4,201,203
Employer contributions (assets) at end of year2014-12-31$36,044
Employer contributions (assets) at beginning of year2014-12-31$45
Income. Dividends from common stock2014-12-31$1,225,102
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,019,048
Contract administrator fees2014-12-31$74,549
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$10,591,621
Aggregate carrying amount (costs) on sale of assets2014-12-31$11,378,024
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2014-12-31330996661
2013 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$11,732,068
Total unrealized appreciation/depreciation of assets2013-12-31$11,732,068
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$39,320,988
Total loss/gain on sale of assets2013-12-31$1,223,651
Total of all expenses incurred2013-12-31$9,580,555
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,063,119
Expenses. Certain deemed distributions of participant loans2013-12-31$418,678
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,642,373
Value of total assets at end of year2013-12-31$141,878,081
Value of total assets at beginning of year2013-12-31$112,137,648
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$98,758
Total interest from all sources2013-12-31$97,554
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$3,159,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,007,172
Administrative expenses professional fees incurred2013-12-31$13,875
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$6,209,941
Participant contributions at end of year2013-12-31$3,203,225
Participant contributions at beginning of year2013-12-31$2,722,237
Participant contributions at end of year2013-12-31$66
Participant contributions at beginning of year2013-12-31$41
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,519,546
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,334,089
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$630,214
Other income not declared elsewhere2013-12-31$165,036
Administrative expenses (other) incurred2013-12-31$4,454
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$29,740,433
Value of net assets at end of year (total assets less liabilities)2013-12-31$141,878,081
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$112,137,648
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$1,323
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$61,563,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$48,209,570
Interest on participant loans2013-12-31$97,382
Interest earned on other investments2013-12-31$172
Value of interest in common/collective trusts at end of year2013-12-31$34,217,774
Value of interest in common/collective trusts at beginning of year2013-12-31$30,206,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$9,988,962
Net investment gain or loss from common/collective trusts2013-12-31$2,311,825
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$41,374,129
Assets. Invements in employer securities at beginning of year2013-12-31$29,664,821
Contributions received in cash from employer2013-12-31$3,802,218
Employer contributions (assets) at end of year2013-12-31$45
Employer contributions (assets) at beginning of year2013-12-31$34
Income. Dividends from common stock2013-12-31$1,152,347
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,063,119
Contract administrator fees2013-12-31$79,106
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$9,641,640
Aggregate carrying amount (costs) on sale of assets2013-12-31$8,417,989
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2013-12-31330996661
2012 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$-1,047,834
Total unrealized appreciation/depreciation of assets2012-12-31$-1,047,834
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$19,214,079
Total loss/gain on sale of assets2012-12-31$-18,254
Total of all expenses incurred2012-12-31$5,542,329
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,177,815
Expenses. Certain deemed distributions of participant loans2012-12-31$268,657
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$11,604,820
Value of total assets at end of year2012-12-31$112,137,648
Value of total assets at beginning of year2012-12-31$98,465,898
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$95,857
Total interest from all sources2012-12-31$99,553
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,195,611
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,120,183
Administrative expenses professional fees incurred2012-12-31$14,896
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$5,892,093
Participant contributions at end of year2012-12-31$2,722,237
Participant contributions at beginning of year2012-12-31$2,601,732
Participant contributions at end of year2012-12-31$41
Participant contributions at beginning of year2012-12-31$154
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,334,089
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,490,854
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$2,247,848
Other income not declared elsewhere2012-12-31$97,492
Administrative expenses (other) incurred2012-12-31$1,082
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,671,750
Value of net assets at end of year (total assets less liabilities)2012-12-31$112,137,648
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$98,465,898
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6,852
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$48,209,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$41,016,960
Interest on participant loans2012-12-31$99,433
Value of interest in common/collective trusts at end of year2012-12-31$30,206,856
Value of interest in common/collective trusts at beginning of year2012-12-31$25,195,808
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$120
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,713,759
Net investment gain or loss from common/collective trusts2012-12-31$1,568,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$29,664,821
Assets. Invements in employer securities at beginning of year2012-12-31$28,160,292
Contributions received in cash from employer2012-12-31$3,464,879
Employer contributions (assets) at end of year2012-12-31$34
Employer contributions (assets) at beginning of year2012-12-31$98
Income. Dividends from common stock2012-12-31$1,075,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,177,815
Contract administrator fees2012-12-31$73,027
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$6,901,633
Aggregate carrying amount (costs) on sale of assets2012-12-31$6,919,887
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2012-12-31330996661
2011 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$726,314
Total unrealized appreciation/depreciation of assets2011-12-31$726,314
Total transfer of assets to this plan2011-12-31$7,103,508
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$9,523,487
Total loss/gain on sale of assets2011-12-31$-879,171
Total of all expenses incurred2011-12-31$6,791,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,372,881
Expenses. Certain deemed distributions of participant loans2011-12-31$325,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,237,994
Value of total assets at end of year2011-12-31$98,465,898
Value of total assets at beginning of year2011-12-31$88,630,315
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$93,282
Total interest from all sources2011-12-31$102,587
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,401,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,445,960
Administrative expenses professional fees incurred2011-12-31$13,350
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,993,603
Participant contributions at end of year2011-12-31$2,601,732
Participant contributions at beginning of year2011-12-31$2,409,756
Participant contributions at end of year2011-12-31$154
Participant contributions at beginning of year2011-12-31$137,707
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,490,854
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,376,416
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$324,531
Administrative expenses (other) incurred2011-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,732,075
Value of net assets at end of year (total assets less liabilities)2011-12-31$98,465,898
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$88,630,315
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$1,966
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$41,016,960
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$36,227,166
Interest on participant loans2011-12-31$102,587
Value of interest in common/collective trusts at end of year2011-12-31$25,195,808
Value of interest in common/collective trusts at beginning of year2011-12-31$23,388,716
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,278,127
Net investment gain or loss from common/collective trusts2011-12-31$212,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$28,160,292
Assets. Invements in employer securities at beginning of year2011-12-31$25,012,395
Contributions received in cash from employer2011-12-31$2,919,860
Employer contributions (assets) at end of year2011-12-31$98
Employer contributions (assets) at beginning of year2011-12-31$78,159
Income. Dividends from common stock2011-12-31$955,922
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,372,881
Contract administrator fees2011-12-31$77,959
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$8,351,226
Aggregate carrying amount (costs) on sale of assets2011-12-31$9,230,397
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2011-12-31330996661
2010 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$6,426,817
Total unrealized appreciation/depreciation of assets2010-12-31$6,426,817
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$21,522,200
Total loss/gain on sale of assets2010-12-31$1,814,748
Total of all expenses incurred2010-12-31$5,665,273
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,309,907
Expenses. Certain deemed distributions of participant loans2010-12-31$260,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$6,954,605
Value of total assets at end of year2010-12-31$88,630,315
Value of total assets at beginning of year2010-12-31$72,773,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$95,325
Total interest from all sources2010-12-31$106,696
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$874,075
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$13,553
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$20,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,440,664
Participant contributions at end of year2010-12-31$2,409,756
Participant contributions at beginning of year2010-12-31$2,256,076
Participant contributions at end of year2010-12-31$137,707
Participant contributions at beginning of year2010-12-31$134,681
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,376,416
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$106,566
Administrative expenses (other) incurred2010-12-31$2,576
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$15,856,927
Value of net assets at end of year (total assets less liabilities)2010-12-31$88,630,315
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$72,773,388
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$2,180
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$36,227,166
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$34,110,247
Interest on participant loans2010-12-31$106,696
Value of interest in common/collective trusts at end of year2010-12-31$23,388,716
Value of interest in common/collective trusts at beginning of year2010-12-31$17,329,094
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,375,204
Net investment gain or loss from common/collective trusts2010-12-31$970,055
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$25,012,395
Assets. Invements in employer securities at beginning of year2010-12-31$18,891,263
Contributions received in cash from employer2010-12-31$2,407,375
Employer contributions (assets) at end of year2010-12-31$78,159
Employer contributions (assets) at beginning of year2010-12-31$52,027
Income. Dividends from common stock2010-12-31$874,075
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,309,907
Contract administrator fees2010-12-31$77,016
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$9,055,963
Aggregate carrying amount (costs) on sale of assets2010-12-31$7,241,215
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31DANNIBLE & MCKEE, LLP
Accountancy firm EIN2010-12-31330996661
2009 : COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN

2022: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COMMUNITY BANK SYSTEM, INC. 401(K) EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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