401k Plan data: SHANE M. SOPP, M.D., P.C. 401(K) PLAN plan

SHANE M. SOPP, M.D., P.C. 401(K) PLAN 401k Plan overview

Plan Name	SHANE M. SOPP, M.D., P.C. 401(K) PLAN
Plan identification number	003

SHANE M. SOPP, M.D., P.C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SHANE M. SOPP, M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name: SHANE M. SOPP, M.D., P.C.

Employer identification number (EIN): 161259908

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Additional information about SHANE M. SOPP, M.D., P.C.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1985-10-10

Company Identification Number: 1031681

Legal Registered Office Address: 2V PHYSICIANS OFFICE BUILDING
COMMUNITY GENERAL HOSPITAL
SYRACUSE
United States of America (USA)
13215

More information about SHANE M. SOPP, M.D., P.C.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHANE M. SOPP, M.D., P.C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
003 2021-01-01 SHANE SOPP 2021-09-08 SHANE SOPP 2021-09-08
003 2020-01-01 SHANE SOPP 2021-05-10 SHANE SOPP 2021-05-10
003 2019-01-01 SHANE SOPP 2020-09-22 SHANE SOPP 2020-09-22
003 2018-01-01 SHANE SOPP 2019-04-18 SHANE SOPP 2019-04-18
003 2017-01-01 SHANE SOPP SHANE SOPP 2018-08-28
003 2016-01-01 SHANE M SOPP SHANE M SOPP 2017-08-14
003 2015-01-01 SHANE M SOPP, MD SHANE M SOPP, MD 2016-05-18
003 2014-01-01 SHANE M SOPP, MD SHANE M SOPP, MD 2015-08-18
003 2013-01-01 SHANE SOPP SHANE SOPP 2014-09-10
003 2012-01-01 SHANE SOPP SHANE SOPP 2013-06-21
003 2011-01-01 SHANE SOPP SHANE SOPP 2012-09-25
003 2010-01-01 SHANE SOPP SHANE SOPP 2011-10-12
003 2009-01-01 SHANE SOPP SHANE SOPP 2010-10-06

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
003	2021-01-01	SHANE SOPP	2021-09-08	SHANE SOPP	2021-09-08
003	2020-01-01	SHANE SOPP	2021-05-10	SHANE SOPP	2021-05-10
003	2019-01-01	SHANE SOPP	2020-09-22	SHANE SOPP	2020-09-22
003	2018-01-01	SHANE SOPP	2019-04-18	SHANE SOPP	2019-04-18
003	2017-01-01	SHANE SOPP		SHANE SOPP	2018-08-28
003	2016-01-01	SHANE M SOPP		SHANE M SOPP	2017-08-14
003	2015-01-01	SHANE M SOPP, MD		SHANE M SOPP, MD	2016-05-18
003	2014-01-01	SHANE M SOPP, MD		SHANE M SOPP, MD	2015-08-18
003	2013-01-01	SHANE SOPP		SHANE SOPP	2014-09-10
003	2012-01-01	SHANE SOPP		SHANE SOPP	2013-06-21
003	2011-01-01	SHANE SOPP		SHANE SOPP	2012-09-25
003	2010-01-01	SHANE SOPP		SHANE SOPP	2011-10-12
003	2009-01-01	SHANE SOPP		SHANE SOPP	2010-10-06

Plan Statistics for SHANE M. SOPP, M.D., P.C. 401(K) PLAN

401k plan membership statisitcs for SHANE M. SOPP, M.D., P.C. 401(K) PLAN

Measure Date Value
2017: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 17
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 12
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 2
Total of all active and inactive participants 2017-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 14
Number of participants with account balances 2017-01-01 9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 14
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 3
Total of all active and inactive participants 2016-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 17
Number of participants with account balances 2016-01-01 10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 13
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 4
Total of all active and inactive participants 2015-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 17
Number of participants with account balances 2015-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 16
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 2
Total of all active and inactive participants 2014-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 18
Number of participants with account balances 2014-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 15
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 5
Total of all active and inactive participants 2013-01-01 20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 20
Number of participants with account balances 2013-01-01 13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 10
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 14
Number of participants with account balances 2012-01-01 11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 9
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 6
Total of all active and inactive participants 2011-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 15
Number of participants with account balances 2011-01-01 12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 8
Number of other retired or separated participants entitled to future benefits 2010-01-01 7
Total of all active and inactive participants 2010-01-01 15
Total participants 2010-01-01 15
Number of participants with account balances 2010-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 14
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 10
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 4
Total of all active and inactive participants 2009-01-01 14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 14
Number of participants with account balances 2009-01-01 14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2017: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	17
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	12
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	2
Total of all active and inactive participants	2017-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	14
Number of participants with account balances	2017-01-01	9
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	14
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	3
Total of all active and inactive participants	2016-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	17
Number of participants with account balances	2016-01-01	10
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	13
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	4
Total of all active and inactive participants	2015-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	17
Number of participants with account balances	2015-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	16
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	2
Total of all active and inactive participants	2014-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	18
Number of participants with account balances	2014-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	15
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	5
Total of all active and inactive participants	2013-01-01	20
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	20
Number of participants with account balances	2013-01-01	13
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	10
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	14
Number of participants with account balances	2012-01-01	11
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	9
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	6
Total of all active and inactive participants	2011-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	15
Number of participants with account balances	2011-01-01	12
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	8
Number of other retired or separated participants entitled to future benefits	2010-01-01	7
Total of all active and inactive participants	2010-01-01	15
Total participants	2010-01-01	15
Number of participants with account balances	2010-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	14
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	10
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	4
Total of all active and inactive participants	2009-01-01	14
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	14
Number of participants with account balances	2009-01-01	14
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SHANE M. SOPP, M.D., P.C. 401(K) PLAN

Measure	Date	Value
2017 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$0
Total plan liabilities at beginning of year	2017-12-31	$38
Total income from all sources	2017-12-31	$281,947
Expenses. Total of all expenses incurred	2017-12-31	$118,535
Benefits paid (including direct rollovers)	2017-12-31	$107,100
Total plan assets at end of year	2017-12-31	$2,029,561
Total plan assets at beginning of year	2017-12-31	$1,866,187
Value of fidelity bond covering the plan	2017-12-31	$435,000
Total contributions received or receivable from participants	2017-12-31	$33,465
Expenses. Other expenses not covered elsewhere	2017-12-31	$0
Contributions received from other sources (not participants or employers)	2017-12-31	$0
Other income received	2017-12-31	$248,482
Noncash contributions received	2017-12-31	$0
Net income (gross income less expenses)	2017-12-31	$163,412
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$2,029,561
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$1,866,149
Assets. Value of participant loans	2017-12-31	$11,342
Total contributions received or receivable from employer(s)	2017-12-31	$0
Value of certain deemed distributions of participant loans	2017-12-31	$932
Value of corrective distributions	2017-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2017-12-31	$10,503
2016 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$38
Total plan liabilities at beginning of year	2016-12-31	$38
Total income from all sources	2016-12-31	$210,154
Expenses. Total of all expenses incurred	2016-12-31	$525,257
Benefits paid (including direct rollovers)	2016-12-31	$510,516
Total plan assets at end of year	2016-12-31	$1,866,187
Total plan assets at beginning of year	2016-12-31	$2,181,290
Value of fidelity bond covering the plan	2016-12-31	$435,000
Total contributions received or receivable from participants	2016-12-31	$33,403
Expenses. Other expenses not covered elsewhere	2016-12-31	$0
Contributions received from other sources (not participants or employers)	2016-12-31	$0
Other income received	2016-12-31	$176,751
Noncash contributions received	2016-12-31	$0
Net income (gross income less expenses)	2016-12-31	$-315,103
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$1,866,149
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$2,181,252
Assets. Value of participant loans	2016-12-31	$17,026
Total contributions received or receivable from employer(s)	2016-12-31	$0
Value of certain deemed distributions of participant loans	2016-12-31	$0
Value of corrective distributions	2016-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2016-12-31	$14,741
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
2015 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2015 401k financial data
Total plan liabilities at end of year	2015-12-31	$38
Total plan liabilities at beginning of year	2015-12-31	$24
Total income from all sources	2015-12-31	$-62,879
Expenses. Total of all expenses incurred	2015-12-31	$13,924
Benefits paid (including direct rollovers)	2015-12-31	$0
Total plan assets at end of year	2015-12-31	$2,181,290
Total plan assets at beginning of year	2015-12-31	$2,258,079
Value of fidelity bond covering the plan	2015-12-31	$435,000
Total contributions received or receivable from participants	2015-12-31	$34,876
Expenses. Other expenses not covered elsewhere	2015-12-31	$0
Contributions received from other sources (not participants or employers)	2015-12-31	$0
Other income received	2015-12-31	$-97,755
Net income (gross income less expenses)	2015-12-31	$-76,803
Net plan assets at end of year (total assets less liabilities)	2015-12-31	$2,181,252
Net plan assets at beginning of year (total assets less liabilities)	2015-12-31	$2,258,055
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2015-12-31	$3,624
Total contributions received or receivable from employer(s)	2015-12-31	$0
Value of certain deemed distributions of participant loans	2015-12-31	$0
Value of corrective distributions	2015-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-12-31	$13,924
2014 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2014 401k financial data
Total plan liabilities at end of year	2014-12-31	$24
Total income from all sources	2014-12-31	$213,014
Expenses. Total of all expenses incurred	2014-12-31	$18,394
Benefits paid (including direct rollovers)	2014-12-31	$570
Total plan assets at end of year	2014-12-31	$2,258,079
Total plan assets at beginning of year	2014-12-31	$2,063,435
Value of fidelity bond covering the plan	2014-12-31	$435,000
Total contributions received or receivable from participants	2014-12-31	$34,059
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$178,955
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$194,620
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,258,055
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$2,063,435
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2014-12-31	$3,624
Total contributions received or receivable from employer(s)	2014-12-31	$0
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$17,824
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$367,891
Expenses. Total of all expenses incurred	2013-12-31	$16,356
Benefits paid (including direct rollovers)	2013-12-31	$506
Total plan assets at end of year	2013-12-31	$2,063,435
Total plan assets at beginning of year	2013-12-31	$1,711,900
Value of fidelity bond covering the plan	2013-12-31	$435,000
Total contributions received or receivable from participants	2013-12-31	$32,884
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$335,007
Net income (gross income less expenses)	2013-12-31	$351,535
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$2,063,435
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,711,900
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2013-12-31	$5,083
Total contributions received or receivable from employer(s)	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$15,850
2012 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$198,505
Expenses. Total of all expenses incurred	2012-12-31	$40,100
Benefits paid (including direct rollovers)	2012-12-31	$26,320
Total plan assets at end of year	2012-12-31	$1,711,900
Total plan assets at beginning of year	2012-12-31	$1,553,495
Value of fidelity bond covering the plan	2012-12-31	$435,000
Total contributions received or receivable from participants	2012-12-31	$31,170
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$167,335
Net income (gross income less expenses)	2012-12-31	$158,405
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,711,900
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,553,495
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-102	2012-12-31	$5,070
Total contributions received or receivable from employer(s)	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$13,780
2011 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$37,286
Expenses. Total of all expenses incurred	2011-12-31	$13,871
Benefits paid (including direct rollovers)	2011-12-31	$916
Total plan assets at end of year	2011-12-31	$1,553,495
Total plan assets at beginning of year	2011-12-31	$1,530,080
Value of fidelity bond covering the plan	2011-12-31	$435,000
Total contributions received or receivable from participants	2011-12-31	$24,497
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$0
Other income received	2011-12-31	$12,789
Net income (gross income less expenses)	2011-12-31	$23,415
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,553,495
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,530,080
Total contributions received or receivable from employer(s)	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$12,955
2010 : SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$168,877
Expenses. Total of all expenses incurred	2010-12-31	$15,600
Benefits paid (including direct rollovers)	2010-12-31	$4,094
Total plan assets at end of year	2010-12-31	$1,530,080
Total plan assets at beginning of year	2010-12-31	$1,376,803
Value of fidelity bond covering the plan	2010-12-31	$175,000
Total contributions received or receivable from participants	2010-12-31	$28,594
Other income received	2010-12-31	$137,204
Net income (gross income less expenses)	2010-12-31	$153,277
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,530,080
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,376,803
Total contributions received or receivable from employer(s)	2010-12-31	$3,079
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$11,506

Form 5500 Responses for SHANE M. SOPP, M.D., P.C. 401(K) PLAN

2017: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: SHANE M. SOPP, M.D., P.C. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK (National Association of Insurance Commissioners NAIC id number: 86375 )

Policy contract number

82413

Policy instance

Insurance contract or identification number	82413
Number of Individuals Covered	10
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $4,410
Total amount of fees paid to insurance company	USD $442
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes
Commission paid to Insurance Broker	USD $4,410
Amount paid for insurance broker fees	0
Insurance broker organization code?	7
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR FEES
Insurance broker name	PINNACLE PLAN DESIGN, LLC

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Company Name:	SHANE M. SOPP, M.D., P.C.
Employer identification number (EIN):	161259908
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1985-10-10
Company Identification Number:	1031681
Legal Registered Office Address:	2V PHYSICIANS OFFICE BUILDING COMMUNITY GENERAL HOSPITAL SYRACUSE United States of America (USA) 13215