401k Plan data: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN plan

SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 401k Plan overview

Plan Name	SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN
Plan identification number	510

SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN Benefits

401k Plan Type	Welfare Benefit
Plan Features/Benefits	Life insurance Death benefits (include travel accident but not life insurance)

401k Sponsoring company profile

SUTHERLAND GLOBAL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: SUTHERLAND GLOBAL SERVICES, INC.

Employer identification number (EIN): 161287080

NAIC Classification: 541990
NAIC Description: All Other Professional, Scientific, and Technical Services

Additional information about SUTHERLAND GLOBAL SERVICES, INC.

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 1986-03-07

Company Identification Number: 1063340

Legal Registered Office Address: 1160 PITTSFORD VICTOR ROAD
Monroe
PITTSFORD
United States of America (USA)
14534

More information about SUTHERLAND GLOBAL SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
510 2015-01-01 DIANE G MOHORTER
510 2015-01-01 FRANCES WEISMAN
510 2014-01-01 DIANE G MOHORTER
510 2013-01-01 DIANE G MOHORTER
510 2012-01-01 DIANE G MOHORTER
510 2011-01-01 DIANE G MOHORTER DIANE G MOHORTER 2012-07-24
510 2009-01-01 REBECCA KLIMEK

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
510	2015-01-01	DIANE G MOHORTER
510	2015-01-01	FRANCES WEISMAN
510	2014-01-01	DIANE G MOHORTER
510	2013-01-01	DIANE G MOHORTER
510	2012-01-01	DIANE G MOHORTER
510	2011-01-01	DIANE G MOHORTER	DIANE G MOHORTER	2012-07-24
510	2009-01-01	REBECCA KLIMEK

Plan Statistics for SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN

401k plan membership statisitcs for SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN

Measure Date Value
2015: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 4,098
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 4,193
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 4,193
2014: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 4,061
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 4,098
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 4,098
Total participants 2014-01-01 4,098
2013: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 3,299
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 4,061
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 4,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 4,061
2012: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 2,889
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 3,299
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 3,299
Total participants 2012-01-01 3,299
2011: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 2,524
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 2,889
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 0
Total of all active and inactive participants 2011-01-01 2,889
2009: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 2,097
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 1,989
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 0
Total of all active and inactive participants 2009-01-01 1,989

Measure	Date	Value
2015: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	4,098
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	4,193
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	4,193
2014: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	4,061
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	4,098
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	4,098
Total participants	2014-01-01	4,098
2013: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	3,299
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	4,061
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	4,061
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	4,061
2012: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	2,889
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	3,299
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	3,299
Total participants	2012-01-01	3,299
2011: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	2,524
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	2,889
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	0
Total of all active and inactive participants	2011-01-01	2,889
2009: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	2,097
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	1,989
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	0
Total of all active and inactive participants	2009-01-01	1,989

Form 5500 Responses for SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN

2015: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2014: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: SUTHERLAND GLOBAL SERVICES INC LIFE INSURANCE PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

101577

Policy instance

Insurance contract or identification number	101577
Number of Individuals Covered	7152
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $21,481
Total amount of fees paid to insurance company	USD $16
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	ACCIDENTAL DEATH AND DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $430,417
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

0101577

Policy instance

Insurance contract or identification number	0101577
Number of Individuals Covered	4098
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $16,752
Total amount of fees paid to insurance company	USD $38
Life Insurance Welfare Benefit	Yes
Other welfare benefits provided	ACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to Carrier	USD $348,349
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $16,752
Amount paid for insurance broker fees	38
Additional information about fees paid to insurance broker	NON-MONETARY COMPENSATION
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS LLC

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

0101577

Policy instance

Insurance contract or identification number	0101577
Number of Individuals Covered	4061
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $15,476
Total amount of fees paid to insurance company	USD $39
Life Insurance Welfare Benefit	Yes
Welfare Benefit Premiums Paid to Carrier	USD $294,724
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $15,476
Amount paid for insurance broker fees	39
Additional information about fees paid to insurance broker	NON-MONETARY COMPENSATION
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS LLC

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

0101577

Policy instance

Insurance contract or identification number	0101577
Number of Individuals Covered	3299
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $14,591
Total amount of fees paid to insurance company	USD $78
Life Insurance Welfare Benefit	Yes
Other welfare benefits provided	ACCIDENTAL DEATH & DISMEMBERMENT
Welfare Benefit Premiums Paid to Carrier	USD $246,142
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $14,591
Amount paid for insurance broker fees	78
Additional information about fees paid to insurance broker	NON-MONETARY COMPENSATION
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS LLC

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

0101577

Policy instance

Insurance contract or identification number	0101577
Number of Individuals Covered	2889
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $10,925
Total amount of fees paid to insurance company	USD $48
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	ACCIDENTAL DEATH & DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $220,078
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )

Policy contract number

0101577

Policy instance

Insurance contract or identification number	0101577
Number of Individuals Covered	2524
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $8,027
Total amount of fees paid to insurance company	USD $2
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	Yes
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	ACCIDENTAL DEATH & DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $173,216
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,027
Amount paid for insurance broker fees	2
Additional information about fees paid to insurance broker	NON-MONETARY COMPENSATION AND SUPPLEMENTAL COMPENSATION
Insurance broker organization code?	3
Insurance broker name	MERCER HEALTH & BENEFITS LLC

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Company Name:	SUTHERLAND GLOBAL SERVICES, INC.
Employer identification number (EIN):	161287080
NAIC Classification:	541990
NAIC Description:	All Other Professional, Scientific, and Technical Services

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	1986-03-07
Company Identification Number:	1063340
Legal Registered Office Address:	1160 PITTSFORD VICTOR ROAD Monroe PITTSFORD United States of America (USA) 14534