RICHARDSON & STOUT, INC. has sponsored the creation of one or more 401k plans.
Additional information about RICHARDSON & STOUT, INC.
Submission information for form 5500 for 401k plan RICHARDSON & STOUT, INC. 401 (K) PLAN
401k plan membership statisitcs for RICHARDSON & STOUT, INC. 401 (K) PLAN
| Measure | Date | Value |
|---|
| 2018: RICHARDSON & STOUT, INC. 401 (K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 0 |
| Number of participants with account balances | 2018-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: RICHARDSON & STOUT, INC. 401 (K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 17 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 1 |
| Total of all active and inactive participants | 2017-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 18 |
| Number of participants with account balances | 2017-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: RICHARDSON & STOUT, INC. 401 (K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 16 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 16 |
| Number of participants with account balances | 2016-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: RICHARDSON & STOUT, INC. 401 (K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 14 |
| Number of participants with account balances | 2015-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: RICHARDSON & STOUT, INC. 401 (K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 1 |
| Total of all active and inactive participants | 2014-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 16 |
| Number of participants with account balances | 2014-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: RICHARDSON & STOUT, INC. 401 (K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 15 |
| Number of participants with account balances | 2013-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: RICHARDSON & STOUT, INC. 401 (K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 16 |
| Total of all active and inactive participants | 2012-01-01 | 16 |
| Total participants | 2012-01-01 | 16 |
| Number of participants with account balances | 2012-01-01 | 16 |
| 2011: RICHARDSON & STOUT, INC. 401 (K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 16 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 16 |
| Number of participants with account balances | 2011-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: RICHARDSON & STOUT, INC. 401 (K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 0 |
| Total of all active and inactive participants | 2009-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 15 |
| Number of participants with account balances | 2009-01-01 | 15 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2018 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $70,060 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $1,859,557 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $1,858,541 |
| Total plan assets at end of year | 2018-12-31 | $0 |
| Total plan assets at beginning of year | 2018-12-31 | $1,789,497 |
| Value of fidelity bond covering the plan | 2018-12-31 | $200,000 |
| Other income received | 2018-12-31 | $70,060 |
| Net income (gross income less expenses) | 2018-12-31 | $-1,789,497 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $1,789,497 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $1,016 |
| 2017 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $366,733 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $74,890 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $74,890 |
| Total plan assets at end of year | 2017-12-31 | $1,789,497 |
| Total plan assets at beginning of year | 2017-12-31 | $1,497,654 |
| Value of fidelity bond covering the plan | 2017-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $77,141 |
| Contributions received from other sources (not participants or employers) | 2017-12-31 | $8,915 |
| Other income received | 2017-12-31 | $249,677 |
| Net income (gross income less expenses) | 2017-12-31 | $291,843 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $1,789,497 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $1,497,654 |
| Assets. Value of participant loans | 2017-12-31 | $7,392 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $31,000 |
| 2016 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $215,779 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $153,676 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $153,676 |
| Total plan assets at end of year | 2016-12-31 | $1,497,654 |
| Total plan assets at beginning of year | 2016-12-31 | $1,435,551 |
| Value of fidelity bond covering the plan | 2016-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $74,112 |
| Other income received | 2016-12-31 | $105,429 |
| Net income (gross income less expenses) | 2016-12-31 | $62,103 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $1,497,654 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $1,435,551 |
| Assets. Value of participant loans | 2016-12-31 | $5,162 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $36,238 |
| 2015 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $101,927 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $41,585 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $41,585 |
| Total plan assets at end of year | 2015-12-31 | $1,435,551 |
| Total plan assets at beginning of year | 2015-12-31 | $1,375,209 |
| Value of fidelity bond covering the plan | 2015-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $87,522 |
| Other income received | 2015-12-31 | $-15,595 |
| Net income (gross income less expenses) | 2015-12-31 | $60,342 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $1,435,551 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,375,209 |
| Assets. Value of participant loans | 2015-12-31 | $8,992 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $30,000 |
| 2014 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $183,217 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $80 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $80 |
| Total plan assets at end of year | 2014-12-31 | $1,375,209 |
| Total plan assets at beginning of year | 2014-12-31 | $1,192,072 |
| Value of fidelity bond covering the plan | 2014-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $77,838 |
| Other income received | 2014-12-31 | $75,379 |
| Net income (gross income less expenses) | 2014-12-31 | $183,137 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,375,209 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,192,072 |
| Assets. Value of participant loans | 2014-12-31 | $5,398 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $30,000 |
| Value of corrective distributions | 2014-12-31 | $0 |
| 2013 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $292,404 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $111,302 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $106,235 |
| Total plan assets at end of year | 2013-12-31 | $1,192,072 |
| Total plan assets at beginning of year | 2013-12-31 | $1,010,970 |
| Value of fidelity bond covering the plan | 2013-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $66,553 |
| Other income received | 2013-12-31 | $195,851 |
| Net income (gross income less expenses) | 2013-12-31 | $181,102 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,192,072 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,010,970 |
| Assets. Value of participant loans | 2013-12-31 | $7,338 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $30,000 |
| Value of certain deemed distributions of participant loans | 2013-12-31 | $5,067 |
| 2012 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $206,579 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $0 |
| Total plan assets at end of year | 2012-12-31 | $1,010,970 |
| Total plan assets at beginning of year | 2012-12-31 | $804,391 |
| Value of fidelity bond covering the plan | 2012-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $61,891 |
| Other income received | 2012-12-31 | $115,188 |
| Net income (gross income less expenses) | 2012-12-31 | $206,579 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,010,970 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $804,391 |
| Assets. Value of participant loans | 2012-12-31 | $11,551 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $29,500 |
| 2011 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $69,502 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $0 |
| Total plan assets at end of year | 2011-12-31 | $804,391 |
| Total plan assets at beginning of year | 2011-12-31 | $734,889 |
| Value of fidelity bond covering the plan | 2011-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $60,276 |
| Contributions received from other sources (not participants or employers) | 2011-12-31 | $20,207 |
| Other income received | 2011-12-31 | $-40,481 |
| Net income (gross income less expenses) | 2011-12-31 | $69,502 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $804,391 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $734,889 |
| Assets. Value of participant loans | 2011-12-31 | $1,299 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $29,500 |
| 2010 : RICHARDSON & STOUT, INC. 401 (K) PLAN 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $181,274 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $0 |
| Total plan assets at end of year | 2010-12-31 | $734,889 |
| Total plan assets at beginning of year | 2010-12-31 | $553,615 |
| Value of fidelity bond covering the plan | 2010-12-31 | $100,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $56,242 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $19,294 |
| Other income received | 2010-12-31 | $76,236 |
| Net income (gross income less expenses) | 2010-12-31 | $181,274 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $734,889 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $553,615 |
| Assets. Value of participant loans | 2010-12-31 | $2,495 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $29,502 |
| 2018: RICHARDSON & STOUT, INC. 401 (K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | Yes |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: RICHARDSON & STOUT, INC. 401 (K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: RICHARDSON & STOUT, INC. 401 (K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: RICHARDSON & STOUT, INC. 401 (K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: RICHARDSON & STOUT, INC. 401 (K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: RICHARDSON & STOUT, INC. 401 (K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: RICHARDSON & STOUT, INC. 401 (K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: RICHARDSON & STOUT, INC. 401 (K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: RICHARDSON & STOUT, INC. 401 (K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 808955 |
| Policy instance | 1 |
| Insurance contract or identification number | 808955 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Insurance broker organization code? | 3 |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 808955 |
| Policy instance | 1 |
| Insurance contract or identification number | 808955 | | Number of Individuals Covered | 18 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $875 | | Total amount of fees paid to insurance company | USD $0 | | Commission paid to Insurance Broker | USD $677 | | Insurance broker organization code? | 3 | | Insurance broker name | MILES ANTHONY |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 808955 |
| Policy instance | 1 |
| Insurance contract or identification number | 808955 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $790 | | Total amount of fees paid to insurance company | USD $1,211 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $395 | | Amount paid for insurance broker fees | 606 | | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | PAUL,BRYAN A. |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 808955 |
| Policy instance | 1 |
| Insurance contract or identification number | 808955 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $478 | | Total amount of fees paid to insurance company | USD $2,448 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $228 | | Amount paid for insurance broker fees | 537 | | Additional information about fees paid to insurance broker | PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | MYLES R FIREY AND COMPANY INC |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 940259 |
| Policy instance | 1 |
| Insurance contract or identification number | 940259 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $513 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $513 | | Insurance broker organization code? | 3 | | Insurance broker name | PRINCOR FINANCIAL SERVICES COR |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 808955 |
| Policy instance | 2 |
| Insurance contract or identification number | 808955 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2013-03-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $11,643 | | Total amount of fees paid to insurance company | USD $1,300 | | Commission paid to Insurance Broker | USD $3,959 | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 1300 | | Additional information about fees paid to insurance broker | REFERRAL SERVICE FEE | | Insurance broker name | MYLES R FIREY AND COMPANY INC |
|
| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 940259 |
| Policy instance | 1 |
| Insurance contract or identification number | 940259 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $1,800 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Commission paid to Insurance Broker | USD $1,800 | | Additional information about fees paid to insurance broker | ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPA NT WHO ELECTED TO RECEIVE THEM | | Insurance broker name | PRINCOR FINANCIAL SERVICES COR |
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| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 940259 |
| Policy instance | 1 |
| Insurance contract or identification number | 940259 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $1,593 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes |
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| METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 ) |
| Policy contract number | 940259 |
| Policy instance | 1 |
| Insurance contract or identification number | 940259 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $1,220 | | Amount paid for insurance broker fees | 1220 | | Additional information about fees paid to insurance broker | ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPA NT WHO ELECTED TO RECEIVE THEM | | Insurance broker name | JOHN RICHARDSON |
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