401k Plan data: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN plan

UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 401k Plan overview

Plan Name	UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN
Plan identification number	002

UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UB FOUNDATION ACTIVITIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: UB FOUNDATION ACTIVITIES, INC.

Employer identification number (EIN): 161372561

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-01-01 RICHARD J. KUSTICH RICHARD J. KUSTICH 2014-10-13
002 2012-01-01 RICHARD J. KUSTICH
002 2012-01-01 RICHARD J. KUSTICH
002 2011-01-01 RICHARD J KUSTICH
002 2009-01-01 RICHARD J KUSTICH
002 2009-01-01 RICHARD J KUSTICH
002 2009-01-01 EDWARD P SCHNEIDER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-01-01	RICHARD J. KUSTICH	RICHARD J. KUSTICH	2014-10-13
002	2012-01-01	RICHARD J. KUSTICH
002	2012-01-01	RICHARD J. KUSTICH
002	2011-01-01	RICHARD J KUSTICH
002	2009-01-01	RICHARD J KUSTICH
002	2009-01-01	RICHARD J KUSTICH
002	2009-01-01	EDWARD P SCHNEIDER

Plan Statistics for UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN

401k plan membership statisitcs for UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN

Measure Date Value
2013: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 663
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 464
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 359
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 106
Total of all active and inactive participants 2012-01-01 465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 465
Number of participants with account balances 2012-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 463
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 375
Number of other retired or separated participants entitled to future benefits 2011-01-01 89
Total of all active and inactive participants 2011-01-01 464
Total participants 2011-01-01 464
Number of participants with account balances 2011-01-01 337
2009: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 468
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 388
Number of other retired or separated participants entitled to future benefits 2009-01-01 69
Total of all active and inactive participants 2009-01-01 457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 458
Number of participants with account balances 2009-01-01 340

Measure	Date	Value
2013: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	663
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	464
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	359
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	106
Total of all active and inactive participants	2012-01-01	465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	465
Number of participants with account balances	2012-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	463
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	375
Number of other retired or separated participants entitled to future benefits	2011-01-01	89
Total of all active and inactive participants	2011-01-01	464
Total participants	2011-01-01	464
Number of participants with account balances	2011-01-01	337
2009: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	468
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	388
Number of other retired or separated participants entitled to future benefits	2009-01-01	69
Total of all active and inactive participants	2009-01-01	457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	458
Number of participants with account balances	2009-01-01	340

Financial Data on UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN

Measure	Date	Value
2013 : UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total transfer of assets from this plan	2013-12-31	$11,160,763
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,448,662
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$841,154
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$841,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$824,699
Value of total assets at end of year	2013-12-31	$0
Value of total assets at beginning of year	2013-12-31	$9,553,255
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$0
Total interest from all sources	2013-12-31	$90,925
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$109,978
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$109,978
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$767,633
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$57,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,607,508
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$9,553,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$6,490,361
Value of interest in pooled separate accounts at end of year	2013-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$432,911
Interest earned on other investments	2013-12-31	$90,529
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$14,412
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$14,412
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$396
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,615,571
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,380,469
Net investment gain/loss from pooled separate accounts	2013-12-31	$42,591
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$841,154
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	FREED MAXICK CPA, PC
Accountancy firm EIN	2013-12-31	454051133
2012 : UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,726,358
Total of all expenses incurred	2012-12-31	$425,477
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$425,477
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$773,259
Value of total assets at end of year	2012-12-31	$9,553,255
Value of total assets at beginning of year	2012-12-31	$8,252,374
Total interest from all sources	2012-12-31	$83,810
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$41,917
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$41,917
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$773,259
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,300,881
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$9,553,255
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$8,252,374
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$6,490,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$5,440,247
Value of interest in pooled separate accounts at end of year	2012-12-31	$432,911
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$374,206
Interest earned on other investments	2012-12-31	$83,810
Value of interest in common/collective trusts at end of year	2012-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$14,412
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$13,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$13,882
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,615,571
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,424,039
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$788,747
Net investment gain/loss from pooled separate accounts	2012-12-31	$38,625
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$425,477
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	FREED MAXICK CPA, PC
Accountancy firm EIN	2012-12-31	454051133
2011 : UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$642,579
Total of all expenses incurred	2011-12-31	$631,473
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$631,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$646,771
Value of total assets at end of year	2011-12-31	$8,252,374
Value of total assets at beginning of year	2011-12-31	$8,241,268
Total interest from all sources	2011-12-31	$76,632
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$24,053
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$24,053
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$1,000,000
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$646,771
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$11,106
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,252,374
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,241,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$5,440,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,550,854
Value of interest in pooled separate accounts at end of year	2011-12-31	$374,206
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$343,580
Interest earned on other investments	2011-12-31	$76,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$13,882
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$13,356
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$13,356
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,424,039
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,333,478
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-149,103
Net investment gain/loss from pooled separate accounts	2011-12-31	$44,226
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$631,473
Did the plan have assets held for investment	2011-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	FREED MAXICK CPAS, P.C.
Accountancy firm EIN	2011-12-31	454051133
2010 : UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,425,633
Total of all expenses incurred	2010-12-31	$332,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$332,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$641,344
Value of total assets at end of year	2010-12-31	$8,241,268
Value of total assets at beginning of year	2010-12-31	$7,148,601
Total interest from all sources	2010-12-31	$72,299
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$9,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$9,621
Was this plan covered by a fidelity bond	2010-12-31	No
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$0
Amount contributed by the employer to the plan for this plan year	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$641,344
Participant contributions at beginning of year	2010-12-31	$53,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,092,667
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,241,268
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,148,601
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,550,854
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$4,602,752
Value of interest in pooled separate accounts at end of year	2010-12-31	$343,580
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$231,887
Interest earned on other investments	2010-12-31	$72,299
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$13,356
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$12,831
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$12,831
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,333,478
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,247,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$664,462
Net investment gain/loss from pooled separate accounts	2010-12-31	$37,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$332,966
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	FREED MAXICK & BATTAGLIA
Accountancy firm EIN	2010-12-31	161608956
2009 : UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$0
Amount contributed by the employer to the plan for this plan year	2009-12-31	$0

Form 5500 Responses for UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN

2013: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2009: UB FOUNDATION ACTIVITIES, INC. SUPPLEMENTAL RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104640

Policy instance

Insurance contract or identification number	104640
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104640

Policy instance

Insurance contract or identification number	104640
Number of Individuals Covered	335
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104640

Policy instance

Insurance contract or identification number	104640
Number of Individuals Covered	338
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

104640

Policy instance

Insurance contract or identification number	104640
Number of Individuals Covered	339
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	UB FOUNDATION ACTIVITIES, INC.
Employer identification number (EIN):	161372561
NAIC Classification:	611000