401k Plan data: METALADE NY, INC. 401(K) PLAN plan

METALADE NY, INC. 401(K) PLAN 401k Plan overview

Plan Name	METALADE NY, INC. 401(K) PLAN
Plan identification number	002

METALADE NY, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

METALADE NY, INC. has sponsored the creation of one or more 401k plans.

Company Name: METALADE NY, INC.

Employer identification number (EIN): 161417219

NAIC Classification: 332900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan METALADE NY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-04-01 RICHARD GROTH 2014-07-07 RICHARD GROTH 2014-07-07
002 2012-04-01 RICHARD GROTH 2013-07-02 RICHARD GROTH 2013-07-02
002 2011-04-01 RICHARD GROTH RICHARD GROTH 2012-10-29
002 2010-04-01 RICHARD GROTH RICHARD GROTH 2011-12-20
002 2009-04-01 RICHARD GROTH RICHARD GROTH 2010-12-20

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2013-04-01	RICHARD GROTH	2014-07-07	RICHARD GROTH	2014-07-07
002	2012-04-01	RICHARD GROTH	2013-07-02	RICHARD GROTH	2013-07-02
002	2011-04-01	RICHARD GROTH		RICHARD GROTH	2012-10-29
002	2010-04-01	RICHARD GROTH		RICHARD GROTH	2011-12-20
002	2009-04-01	RICHARD GROTH		RICHARD GROTH	2010-12-20

Plan Statistics for METALADE NY, INC. 401(K) PLAN

401k plan membership statisitcs for METALADE NY, INC. 401(K) PLAN

Measure Date Value
2011: METALADE NY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-04-01 110
Total number of active participants reported on line 7a of the Form 5500 2011-04-01 81
Number of retired or separated participants receiving benefits 2011-04-01 0
Number of other retired or separated participants entitled to future benefits 2011-04-01 6
Total of all active and inactive participants 2011-04-01 87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-04-01 0
Total participants 2011-04-01 87
Number of participants with account balances 2011-04-01 39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-04-01 0
2010: METALADE NY, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-04-01 133
Total number of active participants reported on line 7a of the Form 5500 2010-04-01 93
Number of retired or separated participants receiving benefits 2010-04-01 0
Number of other retired or separated participants entitled to future benefits 2010-04-01 16
Total of all active and inactive participants 2010-04-01 109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-04-01 0
Total participants 2010-04-01 109
Number of participants with account balances 2010-04-01 54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-04-01 1
2009: METALADE NY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-04-01 123
Total number of active participants reported on line 7a of the Form 5500 2009-04-01 93
Number of retired or separated participants receiving benefits 2009-04-01 0
Number of other retired or separated participants entitled to future benefits 2009-04-01 21
Total of all active and inactive participants 2009-04-01 114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-04-01 0
Total participants 2009-04-01 114
Number of participants with account balances 2009-04-01 64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-04-01 0

Measure	Date	Value
2011: METALADE NY, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-04-01	110
Total number of active participants reported on line 7a of the Form 5500	2011-04-01	81
Number of retired or separated participants receiving benefits	2011-04-01	0
Number of other retired or separated participants entitled to future benefits	2011-04-01	6
Total of all active and inactive participants	2011-04-01	87
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-04-01	0
Total participants	2011-04-01	87
Number of participants with account balances	2011-04-01	39
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-04-01	0
2010: METALADE NY, INC. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-04-01	133
Total number of active participants reported on line 7a of the Form 5500	2010-04-01	93
Number of retired or separated participants receiving benefits	2010-04-01	0
Number of other retired or separated participants entitled to future benefits	2010-04-01	16
Total of all active and inactive participants	2010-04-01	109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-04-01	0
Total participants	2010-04-01	109
Number of participants with account balances	2010-04-01	54
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-04-01	1
2009: METALADE NY, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-04-01	123
Total number of active participants reported on line 7a of the Form 5500	2009-04-01	93
Number of retired or separated participants receiving benefits	2009-04-01	0
Number of other retired or separated participants entitled to future benefits	2009-04-01	21
Total of all active and inactive participants	2009-04-01	114
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-04-01	0
Total participants	2009-04-01	114
Number of participants with account balances	2009-04-01	64
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-04-01	0

Financial Data on METALADE NY, INC. 401(K) PLAN

Measure	Date	Value
2012 : METALADE NY, INC. 401(K) PLAN 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-03-31	$0
Total income from all sources (including contributions)	2012-03-31	$20,007
Total of all expenses incurred	2012-03-31	$263,830
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-03-31	$256,795
Expenses. Certain deemed distributions of participant loans	2012-03-31	$6,894
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-03-31	$28,786
Value of total assets at end of year	2012-03-31	$1,256,275
Value of total assets at beginning of year	2012-03-31	$1,500,098
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-03-31	$141
Total interest from all sources	2012-03-31	$2,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-03-31	No
Was this plan covered by a fidelity bond	2012-03-31	Yes
Value of fidelity bond cover	2012-03-31	$400,000
If this is an individual account plan, was there a blackout period	2012-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-03-31	No
Contributions received from participants	2012-03-31	$28,786
Participant contributions at end of year	2012-03-31	$23,637
Participant contributions at beginning of year	2012-03-31	$57,076
Participant contributions at end of year	2012-03-31	$499
Participant contributions at beginning of year	2012-03-31	$427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Value of net income/loss	2012-03-31	$-243,823
Value of net assets at end of year (total assets less liabilities)	2012-03-31	$1,256,275
Value of net assets at beginning of year (total assets less liabilities)	2012-03-31	$1,500,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-03-31	No
Were any leases to which the plan was party in default or uncollectible	2012-03-31	No
Investment advisory and management fees	2012-03-31	$141
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-03-31	$1,231,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-03-31	$1,439,671
Interest on participant loans	2012-03-31	$2,282
Interest earned on other investments	2012-03-31	$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-03-31	$725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-03-31	$2,924
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-03-31	$-11,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-03-31	No
Was there a failure to transmit to the plan any participant contributions	2012-03-31	No
Has the plan failed to provide any benefit when due under the plan	2012-03-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-03-31	$256,795
Did the plan have assets held for investment	2012-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-03-31	Disclaimer
Accountancy firm name	2012-03-31	DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN	2012-03-31	161182991
2011 : METALADE NY, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-03-31	$0
Total income from all sources (including contributions)	2011-03-31	$148,400
Total loss/gain on sale of assets	2011-03-31	$0
Total of all expenses incurred	2011-03-31	$177,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-03-31	$177,895
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-03-31	$26,279
Value of total assets at end of year	2011-03-31	$1,500,098
Value of total assets at beginning of year	2011-03-31	$1,529,627
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-03-31	$34
Total interest from all sources	2011-03-31	$3,769
Total dividends received (eg from common stock, registered investment company shares)	2011-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-03-31	No
Was this plan covered by a fidelity bond	2011-03-31	Yes
Value of fidelity bond cover	2011-03-31	$400,000
If this is an individual account plan, was there a blackout period	2011-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-03-31	No
Contributions received from participants	2011-03-31	$26,279
Participant contributions at end of year	2011-03-31	$57,076
Participant contributions at beginning of year	2011-03-31	$87,968
Participant contributions at end of year	2011-03-31	$427
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Value of net income/loss	2011-03-31	$-29,529
Value of net assets at end of year (total assets less liabilities)	2011-03-31	$1,500,098
Value of net assets at beginning of year (total assets less liabilities)	2011-03-31	$1,529,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-03-31	No
Were any leases to which the plan was party in default or uncollectible	2011-03-31	No
Investment advisory and management fees	2011-03-31	$34
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-03-31	$1,439,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-03-31	$1,438,745
Interest on participant loans	2011-03-31	$3,725
Interest earned on other investments	2011-03-31	$44
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-03-31	$2,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-03-31	$2,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-03-31	$118,352
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-03-31	No
Was there a failure to transmit to the plan any participant contributions	2011-03-31	No
Has the plan failed to provide any benefit when due under the plan	2011-03-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-03-31	$177,895
Did the plan have assets held for investment	2011-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-03-31	Disclaimer
Accountancy firm name	2011-03-31	DAVIE KAPLAN, CPA, P.C.
Accountancy firm EIN	2011-03-31	161182991
2010 : METALADE NY, INC. 401(K) PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-03-31	$0

Form 5500 Responses for METALADE NY, INC. 401(K) PLAN

2011: METALADE NY, INC. 401(K) PLAN 2011 form 5500 responses
2011-04-01	Type of plan entity	Single employer plan
2011-04-01	Submission has been amended	No
2011-04-01	This submission is the final filing	No
2011-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-04-01	Plan is a collectively bargained plan	No
2011-04-01	Plan funding arrangement – Insurance	Yes
2011-04-01	Plan funding arrangement – Trust	Yes
2011-04-01	Plan benefit arrangement – Insurance	Yes
2011-04-01	Plan benefit arrangement - Trust	Yes
2010: METALADE NY, INC. 401(K) PLAN 2010 form 5500 responses
2010-04-01	Type of plan entity	Single employer plan
2010-04-01	Submission has been amended	No
2010-04-01	This submission is the final filing	No
2010-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-04-01	Plan is a collectively bargained plan	No
2010-04-01	Plan funding arrangement – Insurance	Yes
2010-04-01	Plan funding arrangement – Trust	Yes
2010-04-01	Plan benefit arrangement – Insurance	Yes
2010-04-01	Plan benefit arrangement - Trust	Yes
2009: METALADE NY, INC. 401(K) PLAN 2009 form 5500 responses
2009-04-01	Type of plan entity	Single employer plan
2009-04-01	Submission has been amended	No
2009-04-01	This submission is the final filing	No
2009-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-04-01	Plan is a collectively bargained plan	No
2009-04-01	Plan funding arrangement – Insurance	Yes
2009-04-01	Plan funding arrangement – Trust	Yes
2009-04-01	Plan benefit arrangement – Insurance	Yes
2009-04-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D2-KT41

Policy instance

Insurance contract or identification number	GAP-D2-KT41
Number of Individuals Covered	39
Insurance policy start date	2011-04-01
Insurance policy end date	2012-03-31
Total amount of commissions paid to insurance broker	USD $28
Total amount of fees paid to insurance company	USD $7
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-D2-KT41

Policy instance

Insurance contract or identification number	GAP-D2-KT41
Number of Individuals Covered	54
Insurance policy start date	2010-04-01
Insurance policy end date	2011-03-31
Total amount of commissions paid to insurance broker	USD $46
Total amount of fees paid to insurance company	USD $11
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

METALADE NY, INC. 401(K) PLAN [EIN = 465157882]

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Company Name:	METALADE NY, INC.
Employer identification number (EIN):	161417219
NAIC Classification:	332900