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AKWESASNE MOHAWK CASINO 401(K) PLAN 401k Plan overview

Plan NameAKWESASNE MOHAWK CASINO 401(K) PLAN
Plan identification number 001

AKWESASNE MOHAWK CASINO 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MOHAWK GAMING ENTERPRISES, LLC has sponsored the creation of one or more 401k plans.

Company Name:MOHAWK GAMING ENTERPRISES, LLC
Employer identification number (EIN):161558843
NAIC Classification:713200
NAIC Description: Gambling Industries

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AKWESASNE MOHAWK CASINO 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01TYLER JOCK
0012016-01-01TYLER JOCK
0012015-01-01TYLER JOCK TYLER JOCK2016-08-03
0012014-01-01TYLER JOCK
0012014-01-01TYLER JOCK
0012013-01-01TYLER E. JOCK
0012012-01-01MICHAEL CARROLL
0012011-01-01MICHAEL CARROLL PATRICK BASSNEY2012-08-01
0012010-01-01PATRICK BASSNEY PATRICK BASSNEY2011-10-13
0012009-01-01PATRICK BASSNEY

Plan Statistics for AKWESASNE MOHAWK CASINO 401(K) PLAN

401k plan membership statisitcs for AKWESASNE MOHAWK CASINO 401(K) PLAN

Measure Date Value
2022: AKWESASNE MOHAWK CASINO 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01601
Total number of active participants reported on line 7a of the Form 55002022-01-01496
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01177
Total of all active and inactive participants2022-01-01674
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01674
Number of participants with account balances2022-01-01655
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: AKWESASNE MOHAWK CASINO 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01757
Total number of active participants reported on line 7a of the Form 55002021-01-01410
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-01182
Total of all active and inactive participants2021-01-01593
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01593
Number of participants with account balances2021-01-01593
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-013
2020: AKWESASNE MOHAWK CASINO 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01874
Total number of active participants reported on line 7a of the Form 55002020-01-01493
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01261
Total of all active and inactive participants2020-01-01756
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01756
Number of participants with account balances2020-01-01756
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0112
2019: AKWESASNE MOHAWK CASINO 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01866
Total number of active participants reported on line 7a of the Form 55002019-01-01737
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01120
Total of all active and inactive participants2019-01-01858
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01858
Number of participants with account balances2019-01-01850
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-019
2018: AKWESASNE MOHAWK CASINO 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01822
Total number of active participants reported on line 7a of the Form 55002018-01-01746
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-01108
Total of all active and inactive participants2018-01-01855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01855
Number of participants with account balances2018-01-01834
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: AKWESASNE MOHAWK CASINO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01840
Total number of active participants reported on line 7a of the Form 55002017-01-01729
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0185
Total of all active and inactive participants2017-01-01814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01814
Number of participants with account balances2017-01-01794
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: AKWESASNE MOHAWK CASINO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01863
Total number of active participants reported on line 7a of the Form 55002016-01-01664
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01156
Total of all active and inactive participants2016-01-01820
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01820
Number of participants with account balances2016-01-01820
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: AKWESASNE MOHAWK CASINO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01916
Total number of active participants reported on line 7a of the Form 55002015-01-01760
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01102
Total of all active and inactive participants2015-01-01862
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01863
Number of participants with account balances2015-01-01808
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: AKWESASNE MOHAWK CASINO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,015
Total number of active participants reported on line 7a of the Form 55002014-01-01782
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01123
Total of all active and inactive participants2014-01-01905
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01905
Number of participants with account balances2014-01-01827
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: AKWESASNE MOHAWK CASINO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01975
Total number of active participants reported on line 7a of the Form 55002013-01-01915
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0194
Total of all active and inactive participants2013-01-011,009
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,010
Number of participants with account balances2013-01-01870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-019
2012: AKWESASNE MOHAWK CASINO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01989
Total number of active participants reported on line 7a of the Form 55002012-01-01881
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0182
Total of all active and inactive participants2012-01-01963
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01964
Number of participants with account balances2012-01-01779
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-018
2011: AKWESASNE MOHAWK CASINO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01864
Total number of active participants reported on line 7a of the Form 55002011-01-01755
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01170
Total of all active and inactive participants2011-01-01925
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01926
Number of participants with account balances2011-01-01781
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0114
2010: AKWESASNE MOHAWK CASINO 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01795
Total number of active participants reported on line 7a of the Form 55002010-01-01666
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0187
Total of all active and inactive participants2010-01-01753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-01754
Number of participants with account balances2010-01-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-014
2009: AKWESASNE MOHAWK CASINO 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01708
Total number of active participants reported on line 7a of the Form 55002009-01-01591
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01126
Total of all active and inactive participants2009-01-01717
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01717
Number of participants with account balances2009-01-01526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on AKWESASNE MOHAWK CASINO 401(K) PLAN

Measure Date Value
2022 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,302,041
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,012,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,890,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,116,927
Value of total assets at end of year2022-12-31$15,925,297
Value of total assets at beginning of year2022-12-31$20,239,879
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$122,454
Total interest from all sources2022-12-31$46,394
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$120,958
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$120,958
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$823,923
Participant contributions at end of year2022-12-31$621,859
Participant contributions at beginning of year2022-12-31$687,868
Participant contributions at beginning of year2022-12-31$0
Other income not declared elsewhere2022-12-31$-299
Administrative expenses (other) incurred2022-12-31$1,277
Total non interest bearing cash at beginning of year2022-12-31$82
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,314,582
Value of net assets at end of year (total assets less liabilities)2022-12-31$15,925,297
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$20,239,879
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,554,624
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,625,357
Value of interest in pooled separate accounts at end of year2022-12-31$6,362,922
Value of interest in pooled separate accounts at beginning of year2022-12-31$8,938,608
Interest on participant loans2022-12-31$30,096
Interest earned on other investments2022-12-31$16,298
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,092,888
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$857,734
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,483,257
Net investment gain/loss from pooled separate accounts2022-12-31$-2,102,764
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$293,004
Employer contributions (assets) at end of year2022-12-31$293,004
Employer contributions (assets) at beginning of year2022-12-31$130,230
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,890,087
Contract administrator fees2022-12-31$121,177
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BDO USA, P.C
Accountancy firm EIN2022-12-31135381590
2021 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$3,903,891
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,639,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,456,038
Expenses. Certain deemed distributions of participant loans2021-12-31$8,062
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$880,386
Value of total assets at end of year2021-12-31$20,239,879
Value of total assets at beginning of year2021-12-31$18,975,070
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$174,982
Total interest from all sources2021-12-31$51,476
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$110,563
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$110,563
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$708,514
Participant contributions at end of year2021-12-31$687,868
Participant contributions at beginning of year2021-12-31$779,066
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$22,345
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$41,642
Other income not declared elsewhere2021-12-31$-713
Administrative expenses (other) incurred2021-12-31$174,982
Total non interest bearing cash at end of year2021-12-31$82
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,264,809
Value of net assets at end of year (total assets less liabilities)2021-12-31$20,239,879
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$18,975,070
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,625,357
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$8,323,954
Value of interest in pooled separate accounts at end of year2021-12-31$8,938,608
Value of interest in pooled separate accounts at beginning of year2021-12-31$8,881,470
Interest on participant loans2021-12-31$38,792
Interest earned on other investments2021-12-31$12,684
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$857,734
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$968,235
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,815,275
Net investment gain/loss from pooled separate accounts2021-12-31$1,046,904
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$130,230
Employer contributions (assets) at end of year2021-12-31$130,230
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,456,038
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BDO USA, LLP
Accountancy firm EIN2021-12-31135381590
2020 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$3,901,954
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,091,276
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,944,713
Expenses. Certain deemed distributions of participant loans2020-12-31$3,776
Value of total corrective distributions2020-12-31$931
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$642,349
Value of total assets at end of year2020-12-31$18,975,070
Value of total assets at beginning of year2020-12-31$17,164,392
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$141,856
Total interest from all sources2020-12-31$72,937
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$112,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$112,028
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$633,702
Participant contributions at end of year2020-12-31$779,066
Participant contributions at beginning of year2020-12-31$1,031,422
Participant contributions at end of year2020-12-31$22,345
Participant contributions at beginning of year2020-12-31$44,547
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$8,647
Other income not declared elsewhere2020-12-31$-225
Administrative expenses (other) incurred2020-12-31$141,856
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,810,678
Value of net assets at end of year (total assets less liabilities)2020-12-31$18,975,070
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,164,392
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$8,323,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,875,872
Value of interest in pooled separate accounts at end of year2020-12-31$8,881,470
Value of interest in pooled separate accounts at beginning of year2020-12-31$7,396,191
Interest on participant loans2020-12-31$57,013
Interest earned on other investments2020-12-31$15,924
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$968,235
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$816,360
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,075,481
Net investment gain/loss from pooled separate accounts2020-12-31$1,999,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,944,713
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BDO USA, LLP
Accountancy firm EIN2020-12-31135381590
2019 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$4,154,575
Total income from all sources (including contributions)2019-12-31$4,154,575
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,575,357
Total of all expenses incurred2019-12-31$1,575,357
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,434,524
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,434,524
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,162,290
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,162,290
Value of total assets at end of year2019-12-31$17,164,392
Value of total assets at end of year2019-12-31$17,164,392
Value of total assets at beginning of year2019-12-31$14,585,174
Value of total assets at beginning of year2019-12-31$14,585,174
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$140,833
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$140,833
Total interest from all sources2019-12-31$71,917
Total interest from all sources2019-12-31$71,917
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$133,401
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$133,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$133,401
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$133,401
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,153,709
Contributions received from participants2019-12-31$1,153,709
Participant contributions at end of year2019-12-31$1,031,422
Participant contributions at end of year2019-12-31$1,031,422
Participant contributions at beginning of year2019-12-31$1,011,755
Participant contributions at beginning of year2019-12-31$1,011,755
Participant contributions at end of year2019-12-31$44,547
Participant contributions at end of year2019-12-31$44,547
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,581
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$8,581
Other income not declared elsewhere2019-12-31$-309
Other income not declared elsewhere2019-12-31$-309
Administrative expenses (other) incurred2019-12-31$140,833
Administrative expenses (other) incurred2019-12-31$140,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,579,218
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,164,392
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,164,392
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,585,174
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,585,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,875,872
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,875,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,385,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,385,818
Value of interest in pooled separate accounts at end of year2019-12-31$7,396,191
Value of interest in pooled separate accounts at end of year2019-12-31$7,396,191
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,011,198
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,011,198
Interest on participant loans2019-12-31$56,831
Interest on participant loans2019-12-31$56,831
Interest earned on other investments2019-12-31$15,086
Interest earned on other investments2019-12-31$15,086
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$816,360
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$816,360
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$679,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$679,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,484,153
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,484,153
Net investment gain/loss from pooled separate accounts2019-12-31$1,303,123
Net investment gain/loss from pooled separate accounts2019-12-31$1,303,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$496,660
Employer contributions (assets) at beginning of year2019-12-31$496,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,434,524
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,434,524
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm name2019-12-31BDO USA, LLP
Accountancy firm EIN2019-12-31135381590
Accountancy firm EIN2019-12-31135381590
2018 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$869,913
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,613,398
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,471,908
Expenses. Certain deemed distributions of participant loans2018-12-31$1,434
Value of total corrective distributions2018-12-31$1,317
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,546,022
Value of total assets at end of year2018-12-31$14,585,174
Value of total assets at beginning of year2018-12-31$15,328,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$138,739
Total interest from all sources2018-12-31$57,031
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$123,055
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$123,055
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,049,362
Participant contributions at end of year2018-12-31$1,011,755
Participant contributions at beginning of year2018-12-31$844,218
Administrative expenses (other) incurred2018-12-31$138,739
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-743,485
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,585,174
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,328,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,385,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,327,775
Value of interest in pooled separate accounts at end of year2018-12-31$6,011,198
Value of interest in pooled separate accounts at beginning of year2018-12-31$6,035,322
Interest on participant loans2018-12-31$45,384
Interest earned on other investments2018-12-31$11,647
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$679,743
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$644,344
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-724,475
Net investment gain/loss from pooled separate accounts2018-12-31$-131,720
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$496,660
Employer contributions (assets) at end of year2018-12-31$496,660
Employer contributions (assets) at beginning of year2018-12-31$477,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,471,908
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,547,595
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,367,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,243,905
Expenses. Certain deemed distributions of participant loans2017-12-31$5,556
Value of total corrective distributions2017-12-31$205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,513,098
Value of total assets at end of year2017-12-31$15,328,659
Value of total assets at beginning of year2017-12-31$13,148,192
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$117,462
Total interest from all sources2017-12-31$50,171
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$94,364
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$94,364
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,031,026
Participant contributions at end of year2017-12-31$844,218
Participant contributions at beginning of year2017-12-31$906,965
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,884
Administrative expenses (other) incurred2017-12-31$117,462
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,180,467
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,328,659
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,148,192
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,327,775
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$6,272,915
Value of interest in pooled separate accounts at end of year2017-12-31$6,035,322
Value of interest in pooled separate accounts at beginning of year2017-12-31$4,773,662
Interest on participant loans2017-12-31$38,575
Interest earned on other investments2017-12-31$11,596
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$644,344
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$711,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$955,866
Net investment gain/loss from pooled separate accounts2017-12-31$934,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$475,188
Employer contributions (assets) at end of year2017-12-31$477,000
Employer contributions (assets) at beginning of year2017-12-31$483,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,243,905
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,334,141
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,459,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,435,554
Expenses. Certain deemed distributions of participant loans2016-12-31$1,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,488,873
Value of total assets at end of year2016-12-31$13,148,192
Value of total assets at beginning of year2016-12-31$12,273,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$22,544
Total interest from all sources2016-12-31$40,804
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$101,643
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$101,643
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,005,267
Participant contributions at end of year2016-12-31$906,965
Participant contributions at beginning of year2016-12-31$911,621
Participant contributions at beginning of year2016-12-31$47
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$12,534
Other income not declared elsewhere2016-12-31$14,349
Administrative expenses (other) incurred2016-12-31$22,544
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$874,465
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,148,192
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$12,273,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$6,272,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,228,253
Value of interest in pooled separate accounts at end of year2016-12-31$4,773,662
Interest on participant loans2016-12-31$38,634
Interest earned on other investments2016-12-31$2,170
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$640,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$640,116
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$711,084
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$738,764
Net investment gain/loss from pooled separate accounts2016-12-31$-50,292
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$471,072
Employer contributions (assets) at end of year2016-12-31$483,566
Employer contributions (assets) at beginning of year2016-12-31$493,690
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,435,554
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,250,953
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,315,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,274,771
Value of total corrective distributions2015-12-31$9,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,499,018
Value of total assets at end of year2015-12-31$12,273,727
Value of total assets at beginning of year2015-12-31$12,338,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$31,110
Total interest from all sources2015-12-31$38,220
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$116,392
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$116,392
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$979,026
Participant contributions at end of year2015-12-31$911,621
Participant contributions at beginning of year2015-12-31$801,546
Participant contributions at end of year2015-12-31$47
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$49,366
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-64,428
Value of net assets at end of year (total assets less liabilities)2015-12-31$12,273,727
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$12,338,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,228,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$10,198,824
Interest on participant loans2015-12-31$35,547
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$640,116
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$623,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$623,728
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$2,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-402,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$470,626
Employer contributions (assets) at end of year2015-12-31$493,690
Employer contributions (assets) at beginning of year2015-12-31$714,057
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,274,771
Contract administrator fees2015-12-31$31,110
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,255,919
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,461,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,419,659
Expenses. Certain deemed distributions of participant loans2014-12-31$6,440
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,753,477
Value of total assets at end of year2014-12-31$12,338,155
Value of total assets at beginning of year2014-12-31$11,543,645
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$35,310
Total interest from all sources2014-12-31$29,598
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$100,786
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$100,786
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,041,138
Participant contributions at end of year2014-12-31$801,546
Participant contributions at beginning of year2014-12-31$630,588
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$19,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$794,510
Value of net assets at end of year (total assets less liabilities)2014-12-31$12,338,155
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,543,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$10,198,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,481,696
Interest on participant loans2014-12-31$29,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$623,728
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$652,349
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$652,349
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$171
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$372,058
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$692,969
Employer contributions (assets) at end of year2014-12-31$714,057
Employer contributions (assets) at beginning of year2014-12-31$779,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,419,659
Contract administrator fees2014-12-31$35,310
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS
Accountancy firm EIN2014-12-31910189318
2013 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,506,505
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$955,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$926,741
Value of total corrective distributions2013-12-31$3,411
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,749,890
Value of total assets at end of year2013-12-31$11,543,645
Value of total assets at beginning of year2013-12-31$8,992,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,650
Total interest from all sources2013-12-31$22,129
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$83,206
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$83,206
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$936,933
Participant contributions at end of year2013-12-31$630,588
Participant contributions at beginning of year2013-12-31$501,869
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$54,563
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,550,703
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,543,645
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,992,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,481,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,118,685
Interest on participant loans2013-12-31$20,997
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$652,349
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$547,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$547,192
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$1,132
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,651,280
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$758,394
Employer contributions (assets) at end of year2013-12-31$779,012
Employer contributions (assets) at beginning of year2013-12-31$825,196
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$926,741
Contract administrator fees2013-12-31$25,650
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS
Accountancy firm EIN2013-12-31910189318
2012 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,366,437
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$769,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$733,821
Expenses. Certain deemed distributions of participant loans2012-12-31$-1,500
Value of total corrective distributions2012-12-31$5,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,687,613
Value of total assets at end of year2012-12-31$8,992,942
Value of total assets at beginning of year2012-12-31$7,396,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$31,500
Total interest from all sources2012-12-31$22,265
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$77,394
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$77,394
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$818,866
Participant contributions at end of year2012-12-31$501,869
Participant contributions at beginning of year2012-12-31$483,411
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$53,704
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,596,711
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,992,942
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$7,396,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,118,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,639,619
Interest on participant loans2012-12-31$20,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$547,192
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$547,528
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$547,528
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$579,165
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$815,043
Employer contributions (assets) at end of year2012-12-31$825,196
Employer contributions (assets) at beginning of year2012-12-31$725,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$733,821
Contract administrator fees2012-12-31$31,500
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS
Accountancy firm EIN2012-12-31910189318
2011 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$1,155,628
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,209,719
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$686,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$657,687
Expenses. Certain deemed distributions of participant loans2011-12-31$2,296
Value of total corrective distributions2011-12-31$4,860
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,422,116
Value of total assets at end of year2011-12-31$7,396,231
Value of total assets at beginning of year2011-12-31$5,717,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,695
Total interest from all sources2011-12-31$20,111
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$52,724
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$52,724
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$659,235
Participant contributions at end of year2011-12-31$483,411
Participant contributions at beginning of year2011-12-31$345,468
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$62,409
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$523,181
Value of net assets at end of year (total assets less liabilities)2011-12-31$7,396,231
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,717,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,639,619
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$4,449,182
Interest on participant loans2011-12-31$17,413
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$547,528
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$390,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$390,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$2,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-285,232
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$700,472
Employer contributions (assets) at end of year2011-12-31$725,673
Employer contributions (assets) at beginning of year2011-12-31$532,565
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$657,687
Contract administrator fees2011-12-31$21,695
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS
Accountancy firm EIN2011-12-31910189318
2010 : AKWESASNE MOHAWK CASINO 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,792,372
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$526,748
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$508,204
Value of total corrective distributions2010-12-31$7,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,152,216
Value of total assets at end of year2010-12-31$5,717,422
Value of total assets at beginning of year2010-12-31$4,451,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,075
Total interest from all sources2010-12-31$18,747
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$51,275
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$51,275
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$545,717
Participant contributions at end of year2010-12-31$345,468
Participant contributions at beginning of year2010-12-31$294,329
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$23,759
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,265,624
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,717,422
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,451,798
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$4,449,182
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$3,255,220
Interest on participant loans2010-12-31$17,004
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$390,207
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$375,167
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$375,167
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$1,743
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$570,134
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$582,740
Employer contributions (assets) at end of year2010-12-31$532,565
Employer contributions (assets) at beginning of year2010-12-31$527,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$508,204
Contract administrator fees2010-12-31$11,075
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS
Accountancy firm EIN2010-12-31910189318

Form 5500 Responses for AKWESASNE MOHAWK CASINO 401(K) PLAN

2022: AKWESASNE MOHAWK CASINO 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: AKWESASNE MOHAWK CASINO 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: AKWESASNE MOHAWK CASINO 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: AKWESASNE MOHAWK CASINO 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: AKWESASNE MOHAWK CASINO 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: AKWESASNE MOHAWK CASINO 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: AKWESASNE MOHAWK CASINO 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: AKWESASNE MOHAWK CASINO 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: AKWESASNE MOHAWK CASINO 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: AKWESASNE MOHAWK CASINO 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: AKWESASNE MOHAWK CASINO 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: AKWESASNE MOHAWK CASINO 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: AKWESASNE MOHAWK CASINO 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: AKWESASNE MOHAWK CASINO 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074948
Policy instance 1
Insurance contract or identification number074948
Number of Individuals Covered674
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $16,287
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees16287
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074948
Policy instance 1
Insurance contract or identification number074948
Number of Individuals Covered593
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $24,464
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees24464
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074948
Policy instance 1
Insurance contract or identification number074948
Number of Individuals Covered756
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22,119
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22119
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074948
Policy instance 1
Insurance contract or identification number074948
Number of Individuals Covered858
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $19,219
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees19219
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074948
Policy instance 1
Insurance contract or identification number074948
Number of Individuals Covered855
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,612
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees17612
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN SERVICES TO INSURER OR PLAN
Insurance broker organization code?4
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number074948
Policy instance 1
Insurance contract or identification number074948
Number of Individuals Covered814
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $17,870
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees17870
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN SERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker namePRUCO SECURITIES CORPORATION

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