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NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 401k Plan overview

Plan NameNORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T
Plan identification number 003

NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

HUNTER, SPINGOLA, BUCHMANN AND BROWN PARTNERSHIP has sponsored the creation of one or more 401k plans.

Company Name:HUNTER, SPINGOLA, BUCHMANN AND BROWN PARTNERSHIP
Employer identification number (EIN):161664951
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01
0032016-01-01
0032015-01-01DEAN SPINGOLA, D.M.D., M.D.
0032014-01-01DEAN SPINGOLA, D.M.D., M.D.
0032013-01-01DEAN SPINGOLA, D.M.D., M.D.

Plan Statistics for NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T

401k plan membership statisitcs for NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T

Measure Date Value
2018: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2018 401k membership
Market value of plan assets2018-12-313,144,043
Acturial value of plan assets2018-12-313,144,043
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-3117
Fundng target for terminated vested participants2018-12-31240,853
Active participant vested funding target2018-12-312,431,634
Number of active participants2018-12-3115
Total funding liabilities for active participants2018-12-312,431,634
Total participant count2018-12-3132
Total funding target for all participants2018-12-312,672,487
Balance at beginning of prior year after applicable adjustments2018-12-3129,880
Prefunding balance at beginning of prior year after applicable adjustments2018-12-31226,995
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3129,880
Amount remaining of prefunding balance2018-12-31226,995
Present value of excess contributions2018-12-31493,836
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31493,836
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-3132,859
Balance of prefunding at beginning of current year2018-12-31249,626
Total employer contributions2018-12-31702,288
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31704,165
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31876,480
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31703,736
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-31703,736
Contributions allocatedtoward minimum required contributions for current year2018-12-31704,165
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
2017: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2017 401k membership
Market value of plan assets2017-12-312,921,315
Acturial value of plan assets2017-12-312,921,315
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-3110
Fundng target for terminated vested participants2017-12-3156,101
Active participant vested funding target2017-12-312,258,941
Number of active participants2017-12-3126
Total funding liabilities for active participants2017-12-312,261,073
Total participant count2017-12-3136
Total funding target for all participants2017-12-312,317,174
Balance at beginning of prior year after applicable adjustments2017-12-3129,360
Prefunding balance at beginning of prior year after applicable adjustments2017-12-31223,047
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3129,360
Amount remaining of prefunding balance2017-12-31223,047
Present value of excess contributions2017-12-31166,788
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31166,788
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-3129,880
Balance of prefunding at beginning of current year2017-12-31226,995
Total employer contributions2017-12-31500,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31493,836
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31227,012
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-310
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-31493,836
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-0137
Total number of active participants reported on line 7a of the Form 55002017-01-0126
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2016 401k membership
Market value of plan assets2016-12-312,361,875
Acturial value of plan assets2016-12-312,361,875
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-318
Fundng target for terminated vested participants2016-12-3188,235
Active participant vested funding target2016-12-311,916,546
Number of active participants2016-12-3129
Total funding liabilities for active participants2016-12-311,919,648
Total participant count2016-12-3137
Total funding target for all participants2016-12-312,007,883
Balance at beginning of prior year after applicable adjustments2016-12-3131,281
Prefunding balance at beginning of prior year after applicable adjustments2016-12-31237,638
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3131,281
Amount remaining of prefunding balance2016-12-31237,638
Present value of excess contributions2016-12-31195,993
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31195,993
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-3129,360
Balance of prefunding at beginning of current year2016-12-31223,047
Total employer contributions2016-12-31300,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31298,359
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31217,583
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Waived amount of outstanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-31131,571
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-31131,571
Contributions allocatedtoward minimum required contributions for current year2016-12-31298,359
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-0137
Total number of active participants reported on line 7a of the Form 55002016-01-0129
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2015 401k membership
Total participants, beginning-of-year2015-01-0136
Total number of active participants reported on line 7a of the Form 55002015-01-0129
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-015
Total of all active and inactive participants2015-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2014 401k membership
Total participants, beginning-of-year2014-01-0131
Total number of active participants reported on line 7a of the Form 55002014-01-0128
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-015
Total of all active and inactive participants2014-01-0133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2013 401k membership
Total participants, beginning-of-year2013-01-0137
Total number of active participants reported on line 7a of the Form 55002013-01-0123
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-0129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013

Financial Data on NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T

Measure Date Value
2017 : NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$27
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$778,671
Expenses. Total of all expenses incurred2017-12-31$19,595
Benefits paid (including direct rollovers)2017-12-31$2,016
Total plan assets at end of year2017-12-31$3,422,750
Total plan assets at beginning of year2017-12-31$2,663,647
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$278,671
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$759,076
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,422,723
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,663,647
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$500,000
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$17,579
2016 : NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$358,847
Expenses. Total of all expenses incurred2016-12-31$23,467
Benefits paid (including direct rollovers)2016-12-31$5,761
Total plan assets at end of year2016-12-31$2,663,647
Total plan assets at beginning of year2016-12-31$2,328,267
Value of fidelity bond covering the plan2016-12-31$400,000
Total contributions received or receivable from participants2016-12-31$0
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$58,847
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$335,380
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,663,647
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,328,267
Assets. Value of assets in partnership/joint-venture interests2016-12-31$371
Total contributions received or receivable from employer(s)2016-12-31$300,000
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$17,706
2015 : NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$183,771
Expenses. Total of all expenses incurred2015-12-31$22,393
Benefits paid (including direct rollovers)2015-12-31$3,144
Total plan assets at end of year2015-12-31$2,328,267
Total plan assets at beginning of year2015-12-31$2,166,889
Value of fidelity bond covering the plan2015-12-31$400,000
Total contributions received or receivable from participants2015-12-31$0
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-116,229
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$161,378
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,328,267
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,166,889
Assets. Value of assets in partnership/joint-venture interests2015-12-31$8,428
Total contributions received or receivable from employer(s)2015-12-31$300,000
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$19,249
2014 : NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$324,900
Expenses. Total of all expenses incurred2014-12-31$19,600
Benefits paid (including direct rollovers)2014-12-31$2,633
Total plan assets at end of year2014-12-31$2,166,889
Total plan assets at beginning of year2014-12-31$1,861,589
Value of fidelity bond covering the plan2014-12-31$400,000
Total contributions received or receivable from participants2014-12-31$2,399
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$97,501
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$305,300
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,166,889
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,861,589
Assets. Value of assets in partnership/joint-venture interests2014-12-31$30,184
Total contributions received or receivable from employer(s)2014-12-31$225,000
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$16,967
2013 : NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2013 401k financial data
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$431,402
Expenses. Total of all expenses incurred2013-12-31$32,586
Benefits paid (including direct rollovers)2013-12-31$21,418
Total plan assets at end of year2013-12-31$1,861,589
Total plan assets at beginning of year2013-12-31$1,462,773
Value of fidelity bond covering the plan2013-12-31$400,000
Total contributions received or receivable from participants2013-12-31$0
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$206,402
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$398,816
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,861,589
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,462,773
Assets. Value of assets in partnership/joint-venture interests2013-12-31$36,706
Total contributions received or receivable from employer(s)2013-12-31$225,000
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$11,168

Form 5500 Responses for NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T

2017: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTHERN TEXAS FACIAL & ORAL SURGERY PA DBPP&T 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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