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Plan Name | BST ADVISORY NETWORK. LLC 401(K) PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | BST ADVISORY NETWORK, LLC |
Employer identification number (EIN): | 200002234 |
NAIC Classification: | 541211 |
NAIC Description: | Offices of Certified Public Accountants |
Additional information about BST ADVISORY NETWORK, LLC
Jurisdiction of Incorporation: | New York Department of State |
Incorporation Date: | 2002-05-06 |
Company Identification Number: | 2763284 |
Legal Registered Office Address: |
26 COMPUTER DRIVE WEST Albany ALBANY United States of America (USA) 12205 |
More information about BST ADVISORY NETWORK, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2013-01-01 | STEPHEN FERRARO | STEPHEN FERRARO | 2014-10-11 | |
002 | 2012-01-01 | STEVE FERRARO | STEVE FERRARO | 2013-10-14 | |
002 | 2011-01-01 | STEPHEN FERRARO | STEPHEN FERRARO | 2012-10-15 | |
002 | 2010-01-01 | JOSEPH A. TORANI | JOSEPH A. TORANI | 2011-10-15 |
Measure | Date | Value |
---|---|---|
2013: BST ADVISORY NETWORK. LLC 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 124 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 74 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 42 |
Total of all active and inactive participants | 2013-01-01 | 116 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 116 |
Number of participants with account balances | 2013-01-01 | 116 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 6 |
2012: BST ADVISORY NETWORK. LLC 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 119 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 78 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 38 |
Total of all active and inactive participants | 2012-01-01 | 116 |
Total participants | 2012-01-01 | 116 |
Number of participants with account balances | 2012-01-01 | 115 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 7 |
2011: BST ADVISORY NETWORK. LLC 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 112 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 84 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 29 |
Total of all active and inactive participants | 2011-01-01 | 113 |
Total participants | 2011-01-01 | 113 |
Number of participants with account balances | 2011-01-01 | 112 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 9 |
2010: BST ADVISORY NETWORK. LLC 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 121 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 81 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 23 |
Total of all active and inactive participants | 2010-01-01 | 104 |
Total participants | 2010-01-01 | 104 |
Number of participants with account balances | 2010-01-01 | 103 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 5 |
Measure | Date | Value |
---|---|---|
2013 : BST ADVISORY NETWORK. LLC 401(K) PLAN 2013 401k financial data | ||
Total income from all sources (including contributions) | 2013-12-31 | $3,299,964 |
Total of all expenses incurred | 2013-12-31 | $1,122,129 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,088,554 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,187,721 |
Value of total assets at end of year | 2013-12-31 | $12,372,825 |
Value of total assets at beginning of year | 2013-12-31 | $10,194,990 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $33,575 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $444,707 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $444,707 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $706,876 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $208,377 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,177,835 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,372,825 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,194,990 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $19,608 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $11,461,518 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $9,492,038 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $683,699 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $483,854 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $483,854 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,667,536 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $272,468 |
Employer contributions (assets) at end of year | 2013-12-31 | $227,608 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $219,098 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,088,554 |
Contract administrator fees | 2013-12-31 | $13,967 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | FIRLEY MORAN FREER & EASSA CPA PC |
Accountancy firm EIN | 2013-12-31 | 161148763 |
2012 : BST ADVISORY NETWORK. LLC 401(K) PLAN 2012 401k financial data | ||
Total income from all sources (including contributions) | 2012-12-31 | $2,310,275 |
Total of all expenses incurred | 2012-12-31 | $276,788 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $245,965 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,088,991 |
Value of total assets at end of year | 2012-12-31 | $10,194,990 |
Value of total assets at beginning of year | 2012-12-31 | $8,161,503 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $30,823 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $272,433 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $272,433 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $751,417 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $70,944 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,033,487 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,194,990 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,161,503 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $30,823 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $9,492,038 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,508,311 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $483,854 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $447,141 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $447,141 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $948,851 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $266,630 |
Employer contributions (assets) at end of year | 2012-12-31 | $219,098 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $206,051 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $245,965 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | FIRLEY MORAN FREER & EASSA CPA PC |
Accountancy firm EIN | 2012-12-31 | 161148763 |
2011 : BST ADVISORY NETWORK. LLC 401(K) PLAN 2011 401k financial data | ||
Total income from all sources (including contributions) | 2011-12-31 | $681,925 |
Total of all expenses incurred | 2011-12-31 | $138,356 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $117,967 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $935,133 |
Value of total assets at end of year | 2011-12-31 | $8,161,503 |
Value of total assets at beginning of year | 2011-12-31 | $7,617,934 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $20,389 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $170,754 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $170,754 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $685,196 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $801 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $543,569 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,161,503 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,617,934 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $20,389 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,508,311 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,105,485 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $447,141 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $310,191 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $310,191 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-423,962 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $249,136 |
Employer contributions (assets) at end of year | 2011-12-31 | $206,051 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $202,258 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $117,967 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | FIRLEY, MORAN, FREER & EASSA P.C. |
Accountancy firm EIN | 2011-12-31 | 161148763 |
2010 : BST ADVISORY NETWORK. LLC 401(K) PLAN 2010 401k financial data | ||
Total income from all sources (including contributions) | 2010-12-31 | $1,837,789 |
Total of all expenses incurred | 2010-12-31 | $284,480 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $267,245 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $914,671 |
Value of total assets at end of year | 2010-12-31 | $7,617,934 |
Value of total assets at beginning of year | 2010-12-31 | $6,064,625 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $17,235 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $113,309 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $113,309 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $600,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $591,207 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $82,805 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,553,309 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,617,934 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,064,625 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $17,235 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,105,485 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,629,663 |
Income. Interest from corporate debt instruments | 2010-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $310,191 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $244,411 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $244,411 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $809,809 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $240,659 |
Employer contributions (assets) at end of year | 2010-12-31 | $202,258 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $190,551 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $267,245 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | FIRLEY, MORAN, FREER & EASSA P.C. |
Accountancy firm EIN | 2010-12-31 | 161148763 |
2013: BST ADVISORY NETWORK. LLC 401(K) PLAN 2013 form 5500 responses | ||
---|---|---|
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: BST ADVISORY NETWORK. LLC 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: BST ADVISORY NETWORK. LLC 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: BST ADVISORY NETWORK. LLC 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |