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TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 401k Plan overview

Plan NameTUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN
Plan identification number 002

TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TUCKER ELLIS LLP has sponsored the creation of one or more 401k plans.

Company Name:TUCKER ELLIS LLP
Employer identification number (EIN):200073899
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about TUCKER ELLIS LLP

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 2003-07-03
Company Identification Number: 1397903
Legal Registered Office Address: 1300 EAST NINTH STREET
-
CLEVELAND
United States of America (USA)
44114

More information about TUCKER ELLIS LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01MICHAEL HARRIS
0022016-01-01MICHAEL HARRIS

Plan Statistics for TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN

401k plan membership statisitcs for TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN

Measure Date Value
2022: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01178
Total number of active participants reported on line 7a of the Form 55002022-01-01121
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0157
Total of all active and inactive participants2022-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01178
Number of participants with account balances2022-01-01176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01152
Total number of active participants reported on line 7a of the Form 55002021-01-01129
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0149
Total of all active and inactive participants2021-01-01178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01178
Number of participants with account balances2021-01-01175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01151
Total number of active participants reported on line 7a of the Form 55002020-01-01121
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0131
Total of all active and inactive participants2020-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01152
Number of participants with account balances2020-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01140
Total number of active participants reported on line 7a of the Form 55002019-01-01129
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0122
Total of all active and inactive participants2019-01-01151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01151
Number of participants with account balances2019-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01141
Total number of active participants reported on line 7a of the Form 55002018-01-01119
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0121
Total of all active and inactive participants2018-01-01140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01140
Number of participants with account balances2018-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01141
Total number of active participants reported on line 7a of the Form 55002017-01-01131
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0110
Total of all active and inactive participants2017-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01141
Number of participants with account balances2017-01-01139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-010
Total number of active participants reported on line 7a of the Form 55002016-01-01131
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0110
Total of all active and inactive participants2016-01-01141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01141
Number of participants with account balances2016-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010

Financial Data on TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN

Measure Date Value
2022 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets to this plan2022-12-31$44,323
Total transfer of assets from this plan2022-12-31$1,473,206
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,731,033
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$4,004,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,960,647
Value of total corrective distributions2022-12-31$697
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,988,308
Value of total assets at end of year2022-12-31$19,329,939
Value of total assets at beginning of year2022-12-31$26,494,511
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$43,312
Total interest from all sources2022-12-31$26,143
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$614,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$614,365
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,884,519
Participant contributions at end of year2022-12-31$183,394
Participant contributions at beginning of year2022-12-31$181,596
Assets. Other investments not covered elsewhere at end of year2022-12-31$3,514,077
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$3,942,026
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$103,789
Other income not declared elsewhere2022-12-31$-384,646
Administrative expenses (other) incurred2022-12-31$21,258
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,735,689
Value of net assets at end of year (total assets less liabilities)2022-12-31$19,329,939
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$26,494,511
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$22,054
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,534,726
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,598,097
Interest on participant loans2022-12-31$9,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,097,742
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$772,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$772,792
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$16,164
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,975,203
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,960,647
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31ZINNER & CO. LLP
Accountancy firm EIN2022-12-31341663731
2021 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$474,754
Total transfer of assets from this plan2021-12-31$627,840
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,628,779
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$4,587,749
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$4,534,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,862,578
Value of total assets at end of year2021-12-31$26,494,511
Value of total assets at beginning of year2021-12-31$25,606,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$52,996
Total interest from all sources2021-12-31$7,266
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,077,706
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,077,706
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,773,979
Participant contributions at end of year2021-12-31$181,596
Participant contributions at beginning of year2021-12-31$102,826
Assets. Other investments not covered elsewhere at end of year2021-12-31$3,942,026
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$3,619,729
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$155,311
Other income not declared elsewhere2021-12-31$393,500
Administrative expenses (other) incurred2021-12-31$26,244
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,041,030
Value of net assets at end of year (total assets less liabilities)2021-12-31$26,494,511
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$25,606,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$26,752
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,598,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$20,913,595
Interest on participant loans2021-12-31$7,019
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$772,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$970,417
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$970,417
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$247
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,287,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$-66,712
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$4,534,753
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ZINNER & CO. LLP
Accountancy firm EIN2021-12-31341663731
2020 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total transfer of assets to this plan2020-12-31$6,873
Total transfer of assets from this plan2020-12-31$1,108,839
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,106,034
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$735,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$694,106
Value of total corrective distributions2020-12-31$820
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,663,347
Value of total assets at end of year2020-12-31$25,606,567
Value of total assets at beginning of year2020-12-31$22,338,466
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$41,041
Total interest from all sources2020-12-31$9,734
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$646,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$646,329
Administrative expenses professional fees incurred2020-12-31$50
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,663,347
Participant contributions at end of year2020-12-31$102,826
Participant contributions at beginning of year2020-12-31$132,577
Assets. Other investments not covered elsewhere at end of year2020-12-31$3,619,729
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$3,324,219
Other income not declared elsewhere2020-12-31$315,285
Administrative expenses (other) incurred2020-12-31$19,825
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$4,370,067
Value of net assets at end of year (total assets less liabilities)2020-12-31$25,606,567
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$22,338,466
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$21,166
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$20,913,595
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,539,878
Interest on participant loans2020-12-31$7,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$970,417
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$341,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$341,792
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$2,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,471,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$694,106
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31ZINNER & CO. LLP
Accountancy firm EIN2020-12-31341663731
2019 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$4,423,647
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,552,740
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,737,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,696,483
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,681,707
Value of total assets at end of year2019-12-31$22,338,466
Value of total assets at beginning of year2019-12-31$14,099,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$40,676
Total interest from all sources2019-12-31$15,061
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$623,518
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$623,518
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,635,334
Participant contributions at end of year2019-12-31$132,577
Participant contributions at beginning of year2019-12-31$122,610
Assets. Other investments not covered elsewhere at end of year2019-12-31$3,324,219
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$564,802
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$46,373
Other income not declared elsewhere2019-12-31$435,862
Administrative expenses (other) incurred2019-12-31$18,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,815,581
Value of net assets at end of year (total assets less liabilities)2019-12-31$22,338,466
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$14,099,238
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$22,143
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,539,878
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$13,202,534
Interest on participant loans2019-12-31$7,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$341,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$209,292
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$209,292
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$7,573
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,796,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,696,483
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ZINNER & CO. LLP
Accountancy firm EIN2019-12-31341663731
2018 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$833
Total transfer of assets from this plan2018-12-31$319,977
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$745,310
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,550,659
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,526,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,496,157
Value of total assets at end of year2018-12-31$14,099,238
Value of total assets at beginning of year2018-12-31$15,223,731
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$23,964
Total interest from all sources2018-12-31$10,706
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$616,221
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$616,221
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,372,789
Participant contributions at end of year2018-12-31$122,610
Participant contributions at beginning of year2018-12-31$67,985
Assets. Other investments not covered elsewhere at end of year2018-12-31$564,802
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$628,527
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$123,368
Other income not declared elsewhere2018-12-31$-2,037
Administrative expenses (other) incurred2018-12-31$16,357
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-805,349
Value of net assets at end of year (total assets less liabilities)2018-12-31$14,099,238
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$15,223,731
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$7,607
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$13,202,534
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$14,217,412
Interest on participant loans2018-12-31$5,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$209,292
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$309,807
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$309,807
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$4,949
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,375,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,526,695
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ZINNER & CO. LLP
Accountancy firm EIN2018-12-31341663731
2017 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$3,729,594
Total transfer of assets from this plan2017-12-31$717,699
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,929,184
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$2,580,708
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$2,571,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,444,228
Value of total assets at end of year2017-12-31$15,223,731
Value of total assets at beginning of year2017-12-31$10,863,360
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,171
Total interest from all sources2017-12-31$8,593
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$456,465
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$456,465
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,398,645
Participant contributions at end of year2017-12-31$67,985
Participant contributions at beginning of year2017-12-31$50,206
Assets. Other investments not covered elsewhere at end of year2017-12-31$628,527
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$87,489
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$45,583
Other income not declared elsewhere2017-12-31$52,213
Administrative expenses (other) incurred2017-12-31$2,584
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,348,476
Value of net assets at end of year (total assets less liabilities)2017-12-31$15,223,731
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,863,360
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$6,587
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$14,217,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,095,387
Interest on participant loans2017-12-31$2,955
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$3,280,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$309,807
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$349,593
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$349,593
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$5,638
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,723,632
Net investment gain or loss from common/collective trusts2017-12-31$244,053
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$2,571,537
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ZINNER & CO. LLP
Accountancy firm EIN2017-12-31341663731
2016 : TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$9,485,596
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,619,625
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$241,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$237,457
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$879,273
Value of total assets at end of year2016-12-31$10,863,360
Value of total assets at beginning of year2016-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,404
Total interest from all sources2016-12-31$5,284
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$226,482
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$226,482
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$860,898
Participant contributions at end of year2016-12-31$50,206
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$87,489
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$18,375
Other income not declared elsewhere2016-12-31$9,729
Administrative expenses (other) incurred2016-12-31$480
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,377,764
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,863,360
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$3,924
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,095,387
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$0
Interest on participant loans2016-12-31$2,563
Value of interest in common/collective trusts at end of year2016-12-31$3,280,685
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$349,593
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$301,083
Net investment gain or loss from common/collective trusts2016-12-31$197,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$237,457
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31Yes
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ZINNER & CO. LLP
Accountancy firm EIN2016-12-31341663731

Form 5500 Responses for TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN

2022: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TUCKER ELLIS LLP COUNSEL & ASSOCIATES RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01First time form 5500 has been submittedYes
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes

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