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ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 401k Plan overview

Plan NameACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN
Plan identification number 030

ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ACF INDUSTRIES LLC has sponsored the creation of one or more 401k plans.

Company Name:ACF INDUSTRIES LLC
Employer identification number (EIN):200078940
NAIC Classification:336990

Additional information about ACF INDUSTRIES LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3646949

More information about ACF INDUSTRIES LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0302022-01-01MARK CRINNION2023-08-23 MARK CRINNION2023-08-23
0302021-01-01MARK CRINNION2022-09-28 MARK CRINNION2022-09-28
0302020-01-01
0302019-01-01
0302018-01-01
0302017-01-01CHERISE CLAYTON CHERISE CLAYTON2018-10-15
0302016-01-01CHERISE CLAYTON CHERISE CLAYTON2017-05-26
0302015-01-01CHERISE CLAYTON CHERISE CLAYTON2016-06-06
0302014-01-01CHERISE CLAYTON CHERISE CLAYTON2015-06-03
0302013-01-01CHERISE CLAYTON CHERISE CLAYTON2014-09-10
0302012-01-01ROBERTA BLEVINS
0302011-01-01ROBERTA BLEVINS
0302010-01-01ROBERTA BLEVINS
0302009-01-01ROBERTA BLEVINS ROBERTA BLEVINS2010-10-11

Plan Statistics for ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN

401k plan membership statisitcs for ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN

Measure Date Value
2020: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01286
Total number of active participants reported on line 7a of the Form 55002020-01-0114
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-0184
Total of all active and inactive participants2020-01-01100
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-013
Total participants2020-01-01103
Number of participants with account balances2020-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01444
Total number of active participants reported on line 7a of the Form 55002019-01-0149
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01252
Total of all active and inactive participants2019-01-01302
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01302
Number of participants with account balances2019-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01400
Total number of active participants reported on line 7a of the Form 55002018-01-01382
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0160
Total of all active and inactive participants2018-01-01443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01444
Number of participants with account balances2018-01-01284
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-013
2017: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01140
Total number of active participants reported on line 7a of the Form 55002017-01-01330
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0167
Total of all active and inactive participants2017-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01400
Number of participants with account balances2017-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0191
Total number of active participants reported on line 7a of the Form 55002016-01-0196
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0143
Total of all active and inactive participants2016-01-01139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01140
Number of participants with account balances2016-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0187
Total number of active participants reported on line 7a of the Form 55002015-01-0153
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-0190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0191
Number of participants with account balances2015-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0192
Total number of active participants reported on line 7a of the Form 55002014-01-0147
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0139
Total of all active and inactive participants2014-01-0186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0187
Number of participants with account balances2014-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0167
Total number of active participants reported on line 7a of the Form 55002013-01-0147
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0141
Total of all active and inactive participants2013-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0188
Number of participants with account balances2013-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0173
Total number of active participants reported on line 7a of the Form 55002012-01-0121
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0145
Total of all active and inactive participants2012-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0166
Number of participants with account balances2012-01-0152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-0180
Total number of active participants reported on line 7a of the Form 55002011-01-0112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0154
Total of all active and inactive participants2011-01-0166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0166
Number of participants with account balances2011-01-0161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0181
Total number of active participants reported on line 7a of the Form 55002010-01-0114
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0165
Total of all active and inactive participants2010-01-0179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0179
Number of participants with account balances2010-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01102
Total number of active participants reported on line 7a of the Form 55002009-01-0128
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0157
Total of all active and inactive participants2009-01-0185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0185
Number of participants with account balances2009-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN

Measure Date Value
2020 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$913,004
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,074,399
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,069,377
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$46,639
Value of total assets at end of year2020-12-31$6,987,865
Value of total assets at beginning of year2020-12-31$8,149,260
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,022
Total interest from all sources2020-12-31$1,117
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$151,592
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$151,592
Administrative expenses professional fees incurred2020-12-31$4,812
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$33,925
Participant contributions at end of year2020-12-31$3,979
Participant contributions at beginning of year2020-12-31$47,934
Administrative expenses (other) incurred2020-12-31$210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,161,395
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,987,865
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,149,260
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,337,745
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,985,764
Interest on participant loans2020-12-31$1,117
Value of interest in common/collective trusts at end of year2020-12-31$2,646,141
Value of interest in common/collective trusts at beginning of year2020-12-31$3,115,562
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$659,495
Net investment gain or loss from common/collective trusts2020-12-31$54,161
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$12,714
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,069,377
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31GRANT THORNTON, LLP
Accountancy firm EIN2020-12-31366055558
2019 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,413,941
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$419,787
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$419,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$181,820
Value of total assets at end of year2019-12-31$8,149,260
Value of total assets at beginning of year2019-12-31$7,155,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$240
Total interest from all sources2019-12-31$2,265
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$158,369
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$158,369
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$120,972
Participant contributions at end of year2019-12-31$47,934
Participant contributions at beginning of year2019-12-31$60,060
Administrative expenses (other) incurred2019-12-31$240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$994,154
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,149,260
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$7,155,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,985,764
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$4,016,444
Interest on participant loans2019-12-31$2,265
Value of interest in common/collective trusts at end of year2019-12-31$3,115,562
Value of interest in common/collective trusts at beginning of year2019-12-31$3,078,602
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,008,413
Net investment gain or loss from common/collective trusts2019-12-31$63,074
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$60,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$419,547
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31GRANT THORNTON, LLP
Accountancy firm EIN2019-12-31366055558
2018 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$88,624
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$961,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$961,687
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$190,139
Value of total assets at end of year2018-12-31$7,155,106
Value of total assets at beginning of year2018-12-31$8,028,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$280
Total interest from all sources2018-12-31$3,307
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$245,990
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$245,990
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$126,726
Participant contributions at end of year2018-12-31$60,060
Participant contributions at beginning of year2018-12-31$77,654
Administrative expenses (other) incurred2018-12-31$280
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-873,343
Value of net assets at end of year (total assets less liabilities)2018-12-31$7,155,106
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,028,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$4,016,444
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,749,859
Interest on participant loans2018-12-31$3,307
Value of interest in common/collective trusts at end of year2018-12-31$3,078,602
Value of interest in common/collective trusts at beginning of year2018-12-31$3,200,936
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-411,414
Net investment gain or loss from common/collective trusts2018-12-31$60,602
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$63,413
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$961,687
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31GRANT THORNTON, LLP
Accountancy firm EIN2018-12-31366055558
2017 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$3,110,711
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,570,653
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$873,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$872,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$711,636
Value of total assets at end of year2017-12-31$8,028,449
Value of total assets at beginning of year2017-12-31$4,220,276
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$314
Total interest from all sources2017-12-31$3,159
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$213,865
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$213,865
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$228,939
Participant contributions at end of year2017-12-31$77,654
Participant contributions at beginning of year2017-12-31$56,036
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$390,312
Administrative expenses (other) incurred2017-12-31$314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$697,462
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,028,449
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,220,276
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,749,859
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$2,122,338
Interest on participant loans2017-12-31$3,159
Value of interest in common/collective trusts at end of year2017-12-31$3,200,936
Value of interest in common/collective trusts at beginning of year2017-12-31$2,041,902
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$589,884
Net investment gain or loss from common/collective trusts2017-12-31$52,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$92,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$872,877
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31GRANT THORNTON, LLP
Accountancy firm EIN2017-12-31366055558
2016 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$781,247
Total income from all sources2016-12-31$355,632
Expenses. Total of all expenses incurred2016-12-31$1,068,815
Benefits paid (including direct rollovers)2016-12-31$1,068,420
Total plan assets at end of year2016-12-31$4,220,276
Total plan assets at beginning of year2016-12-31$4,152,212
Value of fidelity bond covering the plan2016-12-31$3,000,000
Total contributions received or receivable from participants2016-12-31$92,840
Expenses. Other expenses not covered elsewhere2016-12-31$395
Contributions received from other sources (not participants or employers)2016-12-31$66,760
Other income received2016-12-31$168,558
Net income (gross income less expenses)2016-12-31$-713,183
Net plan assets at end of year (total assets less liabilities)2016-12-31$4,220,276
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$4,152,212
Assets. Value of participant loans2016-12-31$56,036
Total contributions received or receivable from employer(s)2016-12-31$27,474
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2015 401k financial data
Total income from all sources2015-12-31$281,668
Expenses. Total of all expenses incurred2015-12-31$553,024
Benefits paid (including direct rollovers)2015-12-31$552,774
Total plan assets at end of year2015-12-31$4,152,212
Total plan assets at beginning of year2015-12-31$4,423,568
Value of fidelity bond covering the plan2015-12-31$3,000,000
Total contributions received or receivable from participants2015-12-31$95,438
Expenses. Other expenses not covered elsewhere2015-12-31$250
Contributions received from other sources (not participants or employers)2015-12-31$76,679
Other income received2015-12-31$78,082
Net income (gross income less expenses)2015-12-31$-271,356
Net plan assets at end of year (total assets less liabilities)2015-12-31$4,152,212
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$4,423,568
Assets. Value of participant loans2015-12-31$44,165
Total contributions received or receivable from employer(s)2015-12-31$31,469
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2014 401k financial data
Total income from all sources2014-12-31$299,018
Expenses. Total of all expenses incurred2014-12-31$424,646
Benefits paid (including direct rollovers)2014-12-31$424,496
Total plan assets at end of year2014-12-31$4,423,568
Total plan assets at beginning of year2014-12-31$4,549,196
Value of fidelity bond covering the plan2014-12-31$3,000,000
Total contributions received or receivable from participants2014-12-31$61,127
Expenses. Other expenses not covered elsewhere2014-12-31$150
Other income received2014-12-31$213,863
Net income (gross income less expenses)2014-12-31$-125,628
Net plan assets at end of year (total assets less liabilities)2014-12-31$4,423,568
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,549,196
Assets. Value of participant loans2014-12-31$34,329
Total contributions received or receivable from employer(s)2014-12-31$24,028
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2013 401k financial data
Total income from all sources2013-12-31$475,970
Expenses. Total of all expenses incurred2013-12-31$421,193
Benefits paid (including direct rollovers)2013-12-31$421,193
Total plan assets at end of year2013-12-31$4,549,196
Total plan assets at beginning of year2013-12-31$4,494,419
Value of fidelity bond covering the plan2013-12-31$3,000,000
Total contributions received or receivable from participants2013-12-31$37,548
Contributions received from other sources (not participants or employers)2013-12-31$13,568
Other income received2013-12-31$410,851
Net income (gross income less expenses)2013-12-31$54,777
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,549,196
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$4,494,419
Assets. Value of participant loans2013-12-31$26,506
Total contributions received or receivable from employer(s)2013-12-31$14,003
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2012 401k financial data
Total income from all sources2012-12-31$350,578
Expenses. Total of all expenses incurred2012-12-31$1,556,934
Benefits paid (including direct rollovers)2012-12-31$1,556,884
Total plan assets at end of year2012-12-31$4,494,419
Total plan assets at beginning of year2012-12-31$5,700,775
Value of fidelity bond covering the plan2012-12-31$3,000,000
Total contributions received or receivable from participants2012-12-31$23,425
Expenses. Other expenses not covered elsewhere2012-12-31$50
Other income received2012-12-31$321,442
Net income (gross income less expenses)2012-12-31$-1,206,356
Net plan assets at end of year (total assets less liabilities)2012-12-31$4,494,419
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$5,700,775
Assets. Value of participant loans2012-12-31$48,129
Total contributions received or receivable from employer(s)2012-12-31$5,711
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
2011 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2011 401k financial data
Total income from all sources2011-12-31$320,870
Expenses. Total of all expenses incurred2011-12-31$1,653,123
Benefits paid (including direct rollovers)2011-12-31$1,502,007
Total plan assets at end of year2011-12-31$5,700,775
Total plan assets at beginning of year2011-12-31$7,033,028
Value of fidelity bond covering the plan2011-12-31$3,000,000
Total contributions received or receivable from participants2011-12-31$31,828
Expenses. Other expenses not covered elsewhere2011-12-31$150,966
Other income received2011-12-31$279,203
Net income (gross income less expenses)2011-12-31$-1,332,253
Net plan assets at end of year (total assets less liabilities)2011-12-31$5,700,775
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$7,033,028
Assets. Value of participant loans2011-12-31$70,946
Total contributions received or receivable from employer(s)2011-12-31$9,839
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$150
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
2010 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2010 401k financial data
Total income from all sources2010-12-31$652,674
Expenses. Total of all expenses incurred2010-12-31$881,525
Benefits paid (including direct rollovers)2010-12-31$867,692
Total plan assets at end of year2010-12-31$7,033,028
Total plan assets at beginning of year2010-12-31$7,261,879
Value of fidelity bond covering the plan2010-12-31$3,000,000
Total contributions received or receivable from participants2010-12-31$42,552
Expenses. Other expenses not covered elsewhere2010-12-31$401
Other income received2010-12-31$603,360
Net income (gross income less expenses)2010-12-31$-228,851
Net plan assets at end of year (total assets less liabilities)2010-12-31$7,033,028
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$7,261,879
Assets. Value of participant loans2010-12-31$63,175
Total contributions received or receivable from employer(s)2010-12-31$6,762
Value of certain deemed distributions of participant loans2010-12-31$13,432
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN

2020: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ACF INDUSTRIES LLC SAVINGS AND INVESTMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number038489
Policy instance 1
Insurance contract or identification number038489
Number of Individuals Covered0
Insurance policy start date2010-01-01
Insurance policy end date2010-02-04
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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