401k Plan data: CADENT FINANCIAL SERVICES LLC 401K PLAN plan

CADENT FINANCIAL SERVICES LLC 401K PLAN 401k Plan overview

Plan Name	CADENT FINANCIAL SERVICES LLC 401K PLAN
Plan identification number	001

CADENT FINANCIAL SERVICES LLC 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CADENT FINANCIAL SERVICES LLC has sponsored the creation of one or more 401k plans.

Company Name: CADENT FINANCIAL SERVICES LLC

Employer identification number (EIN): 200117828

NAIC Classification: 523140
NAIC Description: Commodity Contracts Brokerage

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CADENT FINANCIAL SERVICES LLC 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2009-01-01 MICHAEL PLEMICH
001 2009-01-01 MICHAEL PLEMICH

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2009-01-01	MICHAEL PLEMICH
001	2009-01-01	MICHAEL PLEMICH

Financial Data on CADENT FINANCIAL SERVICES LLC 401K PLAN

Measure	Date	Value
2009 : CADENT FINANCIAL SERVICES LLC 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CADENT FINANCIAL SERVICES LLC 401K PLAN

2009: CADENT FINANCIAL SERVICES LLC 401K PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	Yes
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	CADENT FINANCIAL SERVICES LLC
Employer identification number (EIN):	200117828
NAIC Classification:	523140
NAIC Description:	Commodity Contracts Brokerage