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A9.COM 401(K) PLAN 401k Plan overview

Plan NameA9.COM 401(K) PLAN
Plan identification number 001

A9.COM 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

A9.COM, INC. has sponsored the creation of one or more 401k plans.

Company Name:A9.COM, INC.
Employer identification number (EIN):200187176
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about A9.COM, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3691167

More information about A9.COM, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A9.COM 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012018-01-01MATTHEW BATTLES
0012017-01-01RACHEL IWAMASA
0012016-01-01DIANA SUTTER DIANA SUTTER2017-06-15
0012015-01-01DIANA SUTTER DIANA SUTTER2016-06-27
0012014-01-01DIANA SUTTER DIANA SUTTER2015-06-30
0012013-01-01DIANA SUTTER DIANA SUTTER2014-06-30
0012012-01-01DIANA SUTTER DIANA SUTTER2013-07-26
0012011-01-01DANA FRIEDMAN DANA FRIEDMAN2012-07-24
0012009-01-01DIANA SUTTER DIANA SUTTER2010-10-14

Plan Statistics for A9.COM 401(K) PLAN

401k plan membership statisitcs for A9.COM 401(K) PLAN

Measure Date Value
2018: A9.COM 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01747
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: A9.COM 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01739
Total number of active participants reported on line 7a of the Form 55002017-01-01467
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01280
Total of all active and inactive participants2017-01-01747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01747
Number of participants with account balances2017-01-01746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0116
2016: A9.COM 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01681
Total number of active participants reported on line 7a of the Form 55002016-01-01506
Number of other retired or separated participants entitled to future benefits2016-01-01223
Total of all active and inactive participants2016-01-01729
Total participants2016-01-01729
Number of participants with account balances2016-01-01618
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: A9.COM 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01597
Total number of active participants reported on line 7a of the Form 55002015-01-01416
Number of other retired or separated participants entitled to future benefits2015-01-01233
Total of all active and inactive participants2015-01-01649
Total participants2015-01-01649
Number of participants with account balances2015-01-01560
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: A9.COM 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01494
Total number of active participants reported on line 7a of the Form 55002014-01-01384
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01219
Total of all active and inactive participants2014-01-01603
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01603
Number of participants with account balances2014-01-01497
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0116
2013: A9.COM 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01475
Total number of active participants reported on line 7a of the Form 55002013-01-01290
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01200
Total of all active and inactive participants2013-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01490
Number of participants with account balances2013-01-01424
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: A9.COM 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01432
Total number of active participants reported on line 7a of the Form 55002012-01-01244
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01231
Total of all active and inactive participants2012-01-01475
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01475
Number of participants with account balances2012-01-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: A9.COM 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01413
Total number of active participants reported on line 7a of the Form 55002011-01-01179
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01234
Total of all active and inactive participants2011-01-01413
Total participants2011-01-01413
Number of participants with account balances2011-01-01384
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-013
2009: A9.COM 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01436
Total number of active participants reported on line 7a of the Form 55002009-01-01374
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01121
Total of all active and inactive participants2009-01-01495
Total participants2009-01-01495
Number of participants with account balances2009-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0117

Financial Data on A9.COM 401(K) PLAN

Measure Date Value
2018 : A9.COM 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-08-13$0
Total transfer of assets from this plan2018-08-13$60,016,209
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-13$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-08-13$0
Total income from all sources (including contributions)2018-08-13$8,663,915
Total loss/gain on sale of assets2018-08-13$0
Total of all expenses incurred2018-08-13$2,921,064
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-08-13$2,887,087
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-08-13$5,895,101
Value of total assets at end of year2018-08-13$0
Value of total assets at beginning of year2018-08-13$54,273,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-08-13$33,977
Total interest from all sources2018-08-13$1,996
Total dividends received (eg from common stock, registered investment company shares)2018-08-13$419,926
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-08-13Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-08-13$0
Total dividends received from registered investment company shares (eg mutual funds)2018-08-13$419,926
Administrative expenses professional fees incurred2018-08-13$33,977
Was this plan covered by a fidelity bond2018-08-13Yes
Value of fidelity bond cover2018-08-13$500,000
If this is an individual account plan, was there a blackout period2018-08-13No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-08-13$0
Were there any nonexempt tranactions with any party-in-interest2018-08-13No
Contributions received from participants2018-08-13$4,123,897
Participant contributions at end of year2018-08-13$0
Participant contributions at beginning of year2018-08-13$17,174
Income. Received or receivable in cash from other sources (including rollovers)2018-08-13$968,941
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-13No
Value of net income/loss2018-08-13$5,742,851
Value of net assets at end of year (total assets less liabilities)2018-08-13$0
Value of net assets at beginning of year (total assets less liabilities)2018-08-13$54,273,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-08-13No
Were any loans by the plan or fixed income obligations due to the plan in default2018-08-13No
Were any leases to which the plan was party in default or uncollectible2018-08-13No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-08-13$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-08-13$51,793,594
Interest on participant loans2018-08-13$1,996
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-08-13$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-08-13$2,302,856
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-08-13$2,346,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-08-13No
Was there a failure to transmit to the plan any participant contributions2018-08-13No
Has the plan failed to provide any benefit when due under the plan2018-08-13No
Contributions received in cash from employer2018-08-13$802,263
Employer contributions (assets) at end of year2018-08-13$0
Employer contributions (assets) at beginning of year2018-08-13$159,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-08-13$2,887,087
Did the plan have assets held for investment2018-08-13Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-08-13No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-08-13Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-08-13Yes
Opinion of an independent qualified public accountant for this plan2018-08-13Disclaimer
Accountancy firm name2018-08-13ERNST & YOUNG LLP
Accountancy firm EIN2018-08-13346565596
2017 : A9.COM 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$16,673,870
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,990,676
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,953,027
Expenses. Certain deemed distributions of participant loans2017-12-31$5,210
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$8,613,544
Value of total assets at end of year2017-12-31$54,273,358
Value of total assets at beginning of year2017-12-31$39,590,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$32,439
Total interest from all sources2017-12-31$1,348
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,682,215
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,682,215
Administrative expenses professional fees incurred2017-12-31$32,439
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$6,013,033
Participant contributions at end of year2017-12-31$17,174
Participant contributions at beginning of year2017-12-31$48,311
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,377,189
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$14,683,194
Value of net assets at end of year (total assets less liabilities)2017-12-31$54,273,358
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$39,590,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$51,793,594
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$37,349,926
Interest on participant loans2017-12-31$1,308
Interest earned on other investments2017-12-31$40
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,302,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,096,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,376,763
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,223,322
Employer contributions (assets) at end of year2017-12-31$159,734
Employer contributions (assets) at beginning of year2017-12-31$95,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,953,027
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ERNST & YOUNG LLP
Accountancy firm EIN2017-12-31346565596
2016 : A9.COM 401(K) PLAN 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$287
Total income from all sources (including contributions)2016-12-31$9,727,383
Total of all expenses incurred2016-12-31$2,873,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,853,515
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,719,084
Value of total assets at end of year2016-12-31$39,590,164
Value of total assets at beginning of year2016-12-31$32,736,388
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$19,805
Total interest from all sources2016-12-31$2,319
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,286,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,286,047
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$30,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$5,044,590
Participant contributions at end of year2016-12-31$48,311
Participant contributions at beginning of year2016-12-31$57,230
Participant contributions at beginning of year2016-12-31$0
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$693,096
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$287
Other income not declared elsewhere2016-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$6,854,063
Value of net assets at end of year (total assets less liabilities)2016-12-31$39,590,164
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,736,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$19,805
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$37,349,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$30,941,343
Interest on participant loans2016-12-31$2,258
Interest earned on other investments2016-12-31$61
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,096,554
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,645,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,719,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$981,398
Employer contributions (assets) at end of year2016-12-31$95,373
Employer contributions (assets) at beginning of year2016-12-31$92,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,853,515
Liabilities. Value of benefit claims payable at end of year2016-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$0
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : A9.COM 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$0
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$287
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$287
Total income from all sources (including contributions)2015-12-31$5,467,466
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,420,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,394,597
Expenses. Certain deemed distributions of participant loans2015-12-31$0
Value of total corrective distributions2015-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,787,882
Value of total assets at end of year2015-12-31$32,736,388
Value of total assets at beginning of year2015-12-31$28,689,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$25,826
Total income from rents2015-12-31$0
Total interest from all sources2015-12-31$4,036
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,432,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,432,927
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$30,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,439,149
Participant contributions at end of year2015-12-31$57,230
Participant contributions at beginning of year2015-12-31$77,968
Participant contributions at end of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$498,447
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$287
Other income not declared elsewhere2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Income. Non cash contributions2015-12-31$0
Value of net income/loss2015-12-31$4,047,043
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,736,101
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$28,689,058
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$30,941,343
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,051,042
Interest on participant loans2015-12-31$4,016
Interest earned on other investments2015-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,645,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,503,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,757,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$850,286
Employer contributions (assets) at end of year2015-12-31$92,240
Employer contributions (assets) at beginning of year2015-12-31$57,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,394,597
Contract administrator fees2015-12-31$25,826
Liabilities. Value of benefit claims payable at end of year2015-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$0
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : A9.COM 401(K) PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$287
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$287
Total income from all sources (including contributions)2014-12-31$6,514,310
Total of all expenses incurred2014-12-31$1,953,381
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,935,188
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$4,833,084
Value of total assets at end of year2014-12-31$28,689,345
Value of total assets at beginning of year2014-12-31$24,128,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$18,193
Total interest from all sources2014-12-31$9,994
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,340,391
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,340,391
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$30,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,510,059
Participant contributions at end of year2014-12-31$77,968
Participant contributions at beginning of year2014-12-31$23,045
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$657,489
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Income. Non cash contributions2014-12-31$0
Value of net income/loss2014-12-31$4,560,929
Value of net assets at end of year (total assets less liabilities)2014-12-31$28,689,058
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$24,128,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,051,042
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$22,920,557
Interest on participant loans2014-12-31$3,192
Interest earned on other investments2014-12-31$6,802
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,503,075
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,184,814
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$330,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$665,536
Employer contributions (assets) at end of year2014-12-31$57,260
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,935,188
Contract administrator fees2014-12-31$18,193
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : A9.COM 401(K) PLAN 2013 401k financial data
Total transfer of assets from this plan2013-12-31$1,602,085
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$287
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$17,518
Total income from all sources (including contributions)2013-12-31$8,181,130
Total of all expenses incurred2013-12-31$2,142,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,063,659
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$58,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$3,760,197
Value of total assets at end of year2013-12-31$24,128,416
Value of total assets at beginning of year2013-12-31$19,708,625
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,971
Total interest from all sources2013-12-31$2,043
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$941,906
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$941,906
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$30,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,052,299
Participant contributions at end of year2013-12-31$23,045
Participant contributions at beginning of year2013-12-31$3,935
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$189,149
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$10,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$287
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$17,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$6,039,107
Value of net assets at end of year (total assets less liabilities)2013-12-31$24,128,129
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,691,107
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$17,575
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$22,920,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,430,554
Interest on participant loans2013-12-31$1,093
Interest earned on other investments2013-12-31$950
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,184,814
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,263,951
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,476,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$518,749
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,063,659
Contract administrator fees2013-12-31$2,396
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ERNST & YOUNG LLP
Accountancy firm EIN2013-12-31346565596
2012 : A9.COM 401(K) PLAN 2012 401k financial data
Total transfer of assets from this plan2012-12-31$154,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$17,518
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,506
Total income from all sources (including contributions)2012-12-31$5,530,037
Total of all expenses incurred2012-12-31$966,864
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$922,732
Expenses. Certain deemed distributions of participant loans2012-12-31$1,623
Value of total corrective distributions2012-12-31$28,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,097,252
Value of total assets at end of year2012-12-31$19,708,625
Value of total assets at beginning of year2012-12-31$15,285,222
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,215
Total interest from all sources2012-12-31$679
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$533,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$533,604
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$30,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,420,997
Participant contributions at end of year2012-12-31$3,935
Participant contributions at beginning of year2012-12-31$20,841
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$168
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$295,564
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$10,185
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$10,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$17,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,506
Administrative expenses (other) incurred2012-12-31$10
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,563,173
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,691,107
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$15,282,716
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$8,668
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,430,554
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$14,282,041
Interest on participant loans2012-12-31$679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,263,951
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$971,920
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,898,502
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$380,691
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$67
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$922,732
Contract administrator fees2012-12-31$5,537
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ERNST & YOUNG LLP
Accountancy firm EIN2012-12-31346565596
2011 : A9.COM 401(K) PLAN 2011 401k financial data
Total transfer of assets from this plan2011-12-31$5,053,042
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,506
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$16,840
Total income from all sources (including contributions)2011-12-31$1,923,185
Total of all expenses incurred2011-12-31$955,775
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$903,950
Value of total corrective distributions2011-12-31$41,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,187,438
Value of total assets at end of year2011-12-31$15,285,222
Value of total assets at beginning of year2011-12-31$19,385,188
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,015
Total interest from all sources2011-12-31$2,130
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$478,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$478,388
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$20,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,826,592
Participant contributions at end of year2011-12-31$20,841
Participant contributions at beginning of year2011-12-31$69,846
Participant contributions at end of year2011-12-31$168
Participant contributions at beginning of year2011-12-31$1,129
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$71,135
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$10,185
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$10,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,506
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$16,840
Other income not declared elsewhere2011-12-31$1,228
Administrative expenses (other) incurred2011-12-31$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$967,410
Value of net assets at end of year (total assets less liabilities)2011-12-31$15,282,716
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,368,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$8,559
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$14,282,041
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,958,490
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$2,130
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$971,920
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,341,264
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-745,999
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$289,711
Employer contributions (assets) at end of year2011-12-31$67
Employer contributions (assets) at beginning of year2011-12-31$4,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$903,950
Contract administrator fees2011-12-31$1,450
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ERNST & YOUNG LLP
Accountancy firm EIN2011-12-31346565596
2010 : A9.COM 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$16,840
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,142
Total income from all sources (including contributions)2010-12-31$7,513,727
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,312,850
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,194,190
Value of total corrective distributions2010-12-31$103,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,266,967
Value of total assets at end of year2010-12-31$19,385,188
Value of total assets at beginning of year2010-12-31$13,168,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$15,491
Total interest from all sources2010-12-31$3,109
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$404,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$404,777
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,043,564
Participant contributions at end of year2010-12-31$69,846
Participant contributions at beginning of year2010-12-31$47,028
Participant contributions at end of year2010-12-31$1,129
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$445,849
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$10,185
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$16,840
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$1,142
Other income not declared elsewhere2010-12-31$23,197
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,200,877
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,368,348
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$13,167,471
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$9,517
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,958,490
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$12,462,994
Interest on participant loans2010-12-31$3,109
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,341,264
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$658,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,815,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$777,554
Employer contributions (assets) at end of year2010-12-31$4,274
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,194,190
Contract administrator fees2010-12-31$5,974
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MILLER, KAPLAN, ARASE & CO., LLP
Accountancy firm EIN2010-12-31952036250

Form 5500 Responses for A9.COM 401(K) PLAN

2018: A9.COM 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: A9.COM 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: A9.COM 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: A9.COM 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A9.COM 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A9.COM 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: A9.COM 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: A9.COM 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: A9.COM 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937872-01
Policy instance 1
Insurance contract or identification number937872-01
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-08-13
Total amount of commissions paid to insurance brokerUSD $47,724
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $47,724
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number937872-01
Policy instance 1
Insurance contract or identification number937872-01
Number of Individuals Covered197
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,683
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,683
Amount paid for insurance broker fees0
Additional information about fees paid to insurance broker0
Insurance broker organization code?3
Insurance broker nameLIBERTY GROUP LLC

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