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KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameKONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN
Plan identification number 001

KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KONA GRILL, INC. has sponsored the creation of one or more 401k plans.

Company Name:KONA GRILL, INC.
Employer identification number (EIN):200216690
NAIC Classification:722511
NAIC Description:Full-Service Restaurants

Additional information about KONA GRILL, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3512348

More information about KONA GRILL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01CHRISTI HING CHRISTI HING2019-07-08
0012017-01-01CHRISTI HING CHRISTI HING2018-07-24
0012016-01-01CHRISTI HING CHRISTI HING2017-07-29
0012015-01-01ANNE TRAN CHRISTI HING2016-08-17
0012014-01-01ANNE TRAN CHRISTI HING2015-09-23
0012013-01-01CHRISTI HING CHRISTI HING2014-07-10
0012012-01-01CHRISTI HING
0012011-01-01CHRISTI HING
0012010-01-01MARK ROBINOW
0012009-01-01MARK ROBINOW MARK ROBINOW2010-10-04

Plan Statistics for KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN

Measure Date Value
2019: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,819
Total number of active participants reported on line 7a of the Form 55002019-01-0145
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0171
Total of all active and inactive participants2019-01-01116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01116
Number of participants with account balances2019-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-012,028
Total number of active participants reported on line 7a of the Form 55002018-01-011,675
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0154
Total of all active and inactive participants2018-01-011,729
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,729
Number of participants with account balances2018-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,827
Total number of active participants reported on line 7a of the Form 55002017-01-011,588
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0138
Total of all active and inactive participants2017-01-011,626
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,626
Number of participants with account balances2017-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,873
Total number of active participants reported on line 7a of the Form 55002016-01-011,823
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-011,849
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,849
Number of participants with account balances2016-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,432
Total number of active participants reported on line 7a of the Form 55002015-01-011,440
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0130
Total of all active and inactive participants2015-01-011,470
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,470
Number of participants with account balances2015-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,239
Total number of active participants reported on line 7a of the Form 55002014-01-011,209
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-011,234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,234
Number of participants with account balances2014-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,031
Total number of active participants reported on line 7a of the Form 55002013-01-011,102
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0126
Total of all active and inactive participants2013-01-011,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-011,128
Number of participants with account balances2013-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01907
Total number of active participants reported on line 7a of the Form 55002012-01-011,012
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0119
Total of all active and inactive participants2012-01-011,031
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,031
Number of participants with account balances2012-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01899
Total number of active participants reported on line 7a of the Form 55002011-01-01888
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0119
Total of all active and inactive participants2011-01-01907
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01907
Number of participants with account balances2011-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01722
Total number of active participants reported on line 7a of the Form 55002010-01-01881
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0118
Total of all active and inactive participants2010-01-01899
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01899
Number of participants with account balances2010-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01624
Total number of active participants reported on line 7a of the Form 55002009-01-01715
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-017
Total of all active and inactive participants2009-01-01722
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01722
Number of participants with account balances2009-01-0173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN

Measure Date Value
2019 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,309,613
Total income from all sources (including contributions)2019-12-31$1,309,613
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,972,822
Total of all expenses incurred2019-12-31$3,972,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,944,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,944,192
Expenses. Certain deemed distributions of participant loans2019-12-31$6,250
Expenses. Certain deemed distributions of participant loans2019-12-31$6,250
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$579,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$579,207
Value of total assets at end of year2019-12-31$1,038,378
Value of total assets at end of year2019-12-31$1,038,378
Value of total assets at beginning of year2019-12-31$3,701,587
Value of total assets at beginning of year2019-12-31$3,701,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$22,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$22,380
Total interest from all sources2019-12-31$5,661
Total interest from all sources2019-12-31$5,661
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$46,366
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$46,366
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$46,366
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$46,366
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$371,000
Value of fidelity bond cover2019-12-31$371,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$387,023
Contributions received from participants2019-12-31$387,023
Participant contributions at end of year2019-12-31$24,712
Participant contributions at end of year2019-12-31$24,712
Participant contributions at beginning of year2019-12-31$86,173
Participant contributions at beginning of year2019-12-31$86,173
Other income not declared elsewhere2019-12-31$971
Other income not declared elsewhere2019-12-31$971
Administrative expenses (other) incurred2019-12-31$22,380
Administrative expenses (other) incurred2019-12-31$22,380
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-2,663,209
Value of net income/loss2019-12-31$-2,663,209
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,038,378
Value of net assets at end of year (total assets less liabilities)2019-12-31$1,038,378
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,701,587
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,701,587
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,013,666
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$1,013,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,615,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,615,414
Interest on participant loans2019-12-31$5,661
Interest on participant loans2019-12-31$5,661
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$677,408
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$677,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$192,184
Contributions received in cash from employer2019-12-31$192,184
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,944,192
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,944,192
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$890,575
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,062,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,034,238
Expenses. Certain deemed distributions of participant loans2018-12-31$8,017
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,139,210
Value of total assets at end of year2018-12-31$3,701,587
Value of total assets at beginning of year2018-12-31$4,873,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$20,017
Total interest from all sources2018-12-31$7,996
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$102,436
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$102,436
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$641,841
Participant contributions at end of year2018-12-31$86,173
Participant contributions at beginning of year2018-12-31$179,156
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$181,124
Other income not declared elsewhere2018-12-31$327
Administrative expenses (other) incurred2018-12-31$20,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,171,697
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,701,587
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,873,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,615,414
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,694,128
Interest on participant loans2018-12-31$7,996
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-359,394
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$316,245
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,034,238
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2018-12-31410746749
2017 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total transfer of assets from this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,715,017
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,232,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,194,824
Expenses. Certain deemed distributions of participant loans2017-12-31$15,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$899,545
Value of total assets at end of year2017-12-31$4,873,284
Value of total assets at beginning of year2017-12-31$4,390,480
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$21,677
Total interest from all sources2017-12-31$9,159
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$95,651
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$95,651
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$586,380
Participant contributions at end of year2017-12-31$179,156
Participant contributions at beginning of year2017-12-31$146,549
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$18,714
Other income not declared elsewhere2017-12-31$239
Administrative expenses (other) incurred2017-12-31$21,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$482,804
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,873,284
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,390,480
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,694,128
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,243,931
Interest on participant loans2017-12-31$9,159
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$710,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$294,451
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,194,824
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2017-12-31410746749
2016 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$0
Total transfer of assets from this plan2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,159,146
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$653,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$592,679
Expenses. Certain deemed distributions of participant loans2016-12-31$44,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$802,229
Value of total assets at end of year2016-12-31$4,390,480
Value of total assets at beginning of year2016-12-31$3,884,369
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$16,260
Total interest from all sources2016-12-31$6,280
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$95,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$95,811
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$516,347
Participant contributions at end of year2016-12-31$146,549
Participant contributions at beginning of year2016-12-31$149,898
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,948
Administrative expenses (other) incurred2016-12-31$16,260
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$506,111
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,390,480
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,884,369
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,243,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,530,031
Interest on participant loans2016-12-31$6,280
Value of interest in common/collective trusts at beginning of year2016-12-31$2,204,440
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$195,010
Net investment gain or loss from common/collective trusts2016-12-31$59,816
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$274,934
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$592,679
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2016-12-31410746749
2015 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$601,380
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$511,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$507,515
Expenses. Certain deemed distributions of participant loans2015-12-31$407
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$739,353
Value of total assets at end of year2015-12-31$3,884,369
Value of total assets at beginning of year2015-12-31$3,794,234
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$3,323
Total interest from all sources2015-12-31$7,707
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$96,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$96,871
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$475,395
Participant contributions at end of year2015-12-31$149,898
Participant contributions at beginning of year2015-12-31$190,524
Other income not declared elsewhere2015-12-31$1,462
Administrative expenses (other) incurred2015-12-31$3,323
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$90,135
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,884,369
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,794,234
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,530,031
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,589,131
Interest on participant loans2015-12-31$7,707
Value of interest in common/collective trusts at end of year2015-12-31$2,204,440
Value of interest in common/collective trusts at beginning of year2015-12-31$2,014,579
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-205,760
Net investment gain or loss from common/collective trusts2015-12-31$-38,253
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$263,958
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$507,515
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2015-12-31410746749
2014 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$0
Total transfer of assets from this plan2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$762,568
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$500,990
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$493,875
Expenses. Certain deemed distributions of participant loans2014-12-31$3,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$628,082
Value of total assets at end of year2014-12-31$3,794,234
Value of total assets at beginning of year2014-12-31$3,532,656
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$3,660
Total interest from all sources2014-12-31$7,827
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$127,164
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$127,164
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$409,187
Participant contributions at end of year2014-12-31$190,524
Participant contributions at beginning of year2014-12-31$137,334
Administrative expenses (other) incurred2014-12-31$3,660
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$261,578
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,794,234
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,532,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,589,131
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,488,206
Interest on participant loans2014-12-31$7,827
Value of interest in common/collective trusts at end of year2014-12-31$2,014,579
Value of interest in common/collective trusts at beginning of year2014-12-31$1,907,116
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-86,973
Net investment gain or loss from common/collective trusts2014-12-31$86,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$218,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$493,875
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CLIFTONLARSONALLEN, LLP
Accountancy firm EIN2014-12-31410746749
2013 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,142,615
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$164,932
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$161,866
Expenses. Certain deemed distributions of participant loans2013-12-31$390
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$644,596
Value of total assets at end of year2013-12-31$3,532,656
Value of total assets at beginning of year2013-12-31$2,554,973
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,676
Total interest from all sources2013-12-31$5,026
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$59,497
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$59,497
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$256,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$409,815
Participant contributions at end of year2013-12-31$137,334
Participant contributions at beginning of year2013-12-31$92,009
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$19,444
Other income not declared elsewhere2013-12-31$7
Administrative expenses (other) incurred2013-12-31$2,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$977,683
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,532,656
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,554,973
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,488,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,015,769
Interest on participant loans2013-12-31$5,026
Value of interest in common/collective trusts at end of year2013-12-31$1,907,116
Value of interest in common/collective trusts at beginning of year2013-12-31$1,447,195
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$188,891
Net investment gain or loss from common/collective trusts2013-12-31$244,598
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$215,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$161,866
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WALKER & ARMSTRONG, LLP
Accountancy firm EIN2013-12-31860257194
2012 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$817,864
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$224,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$218,941
Expenses. Certain deemed distributions of participant loans2012-12-31$3,339
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$559,624
Value of total assets at end of year2012-12-31$2,554,973
Value of total assets at beginning of year2012-12-31$1,961,876
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,487
Total interest from all sources2012-12-31$2,118
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$34,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$34,040
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$197,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$329,190
Participant contributions at end of year2012-12-31$92,009
Participant contributions at beginning of year2012-12-31$29,114
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$55,840
Other income not declared elsewhere2012-12-31$19
Administrative expenses (other) incurred2012-12-31$2,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$593,097
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,554,973
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,961,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,015,769
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,017,536
Interest on participant loans2012-12-31$2,118
Value of interest in common/collective trusts at end of year2012-12-31$1,447,195
Value of interest in common/collective trusts at beginning of year2012-12-31$915,226
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$104,601
Net investment gain or loss from common/collective trusts2012-12-31$117,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$174,594
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$218,941
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WALKER & ARMSTRONG, LLP
Accountancy firm EIN2012-12-31860257194
2011 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$481,959
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$246,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$242,750
Expenses. Certain deemed distributions of participant loans2011-12-31$2,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$569,238
Value of total assets at end of year2011-12-31$1,961,876
Value of total assets at beginning of year2011-12-31$1,726,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,570
Total interest from all sources2011-12-31$1,154
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$36,960
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$36,960
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$173,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$332,332
Participant contributions at end of year2011-12-31$29,114
Participant contributions at beginning of year2011-12-31$26,853
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$65,314
Administrative expenses (other) incurred2011-12-31$1,570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$235,061
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,961,876
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,726,815
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,017,536
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$928,871
Interest on participant loans2011-12-31$1,154
Value of interest in common/collective trusts at end of year2011-12-31$915,226
Value of interest in common/collective trusts at beginning of year2011-12-31$771,091
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-114,199
Net investment gain or loss from common/collective trusts2011-12-31$-11,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$171,592
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$242,750
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WALKER & ARMSTRONG, LLP
Accountancy firm EIN2011-12-31860257194
2010 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$639,652
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$95,774
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$93,930
Expenses. Certain deemed distributions of participant loans2010-12-31$138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$441,402
Value of total assets at end of year2010-12-31$1,726,815
Value of total assets at beginning of year2010-12-31$1,182,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,706
Total interest from all sources2010-12-31$1,127
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$22,409
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$22,409
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$119,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$269,557
Participant contributions at end of year2010-12-31$26,853
Participant contributions at beginning of year2010-12-31$18,238
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$7,327
Other income not declared elsewhere2010-12-31$100
Administrative expenses (other) incurred2010-12-31$1,706
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$543,878
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,726,815
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,182,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$928,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$604,003
Interest on participant loans2010-12-31$1,127
Value of interest in common/collective trusts at end of year2010-12-31$771,091
Value of interest in common/collective trusts at beginning of year2010-12-31$560,696
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$101,011
Net investment gain or loss from common/collective trusts2010-12-31$73,603
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$164,518
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$93,930
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WALKER & ARMSTRONG, LLP
Accountancy firm EIN2010-12-31860257194
2009 : KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN

2019: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: KONA GRILL EMPLOYEE RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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