401k Plan data: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN plan

NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 401k Plan overview

Plan Name	NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN
Plan identification number	001

NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NORTHEAST SURGICAL SPECIALISTS, PLLC has sponsored the creation of one or more 401k plans.

Company Name: NORTHEAST SURGICAL SPECIALISTS, PLLC

Employer identification number (EIN): 200387393

NAIC Classification: 621210
NAIC Description: Offices of Dentists

Additional information about NORTHEAST SURGICAL SPECIALISTS, PLLC

Jurisdiction of Incorporation: New York Department of State

Incorporation Date: 2003-11-12

Company Identification Number: 2975964

Legal Registered Office Address: 4 FAIRFIELD DRIVE
Warren
QUEENSBURY
United States of America (USA)
12804

More information about NORTHEAST SURGICAL SPECIALISTS, PLLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01 TIMOTHY KELLING 2023-07-20
001 2021-01-01
001 2020-01-01 TIMOTHY KELLING 2021-02-19
001 2018-01-01 TIMOTHY KELLING 2019-06-18
001 2017-01-01 TIMOTHY KELLING 2018-02-17
001 2016-01-01 TIMOTHY KELLING 2017-02-18
001 2015-01-01 DR. TIMOTHY KELLING 2016-03-22
001 2014-01-01 DR. TIMOTHY KELLING
001 2013-01-01 DR. TIMOTHY KELLING
001 2012-01-01 DR. TIMOTHY KELLING
001 2011-01-01 DR. TIMOTHY KELLING
001 2010-01-01 DR. TIMOTHY KELLING
001 2009-01-01 DR. TIMOTHY KELLING

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2022-01-01	TIMOTHY KELLING	2023-07-20
001	2021-01-01
001	2020-01-01	TIMOTHY KELLING	2021-02-19
001	2018-01-01	TIMOTHY KELLING	2019-06-18
001	2017-01-01	TIMOTHY KELLING	2018-02-17
001	2016-01-01	TIMOTHY KELLING	2017-02-18
001	2015-01-01	DR. TIMOTHY KELLING	2016-03-22
001	2014-01-01	DR. TIMOTHY KELLING
001	2013-01-01	DR. TIMOTHY KELLING
001	2012-01-01	DR. TIMOTHY KELLING
001	2011-01-01	DR. TIMOTHY KELLING
001	2010-01-01	DR. TIMOTHY KELLING
001	2009-01-01	DR. TIMOTHY KELLING

Plan Statistics for NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN

401k plan membership statisitcs for NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN

Measure Date Value
2014: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 21
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 17
Number of other retired or separated participants entitled to future benefits 2014-01-01 4
Total of all active and inactive participants 2014-01-01 21
Total participants 2014-01-01 21
Number of participants with account balances 2014-01-01 21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 3
2013: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 20
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 14
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 4
Total of all active and inactive participants 2013-01-01 18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 18
Number of participants with account balances 2013-01-01 18
2012: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 14
Number of retired or separated participants receiving benefits 2012-01-01 5
Total of all active and inactive participants 2012-01-01 19
Total participants 2012-01-01 19
Number of participants with account balances 2012-01-01 19
2011: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 19
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 14
Number of other retired or separated participants entitled to future benefits 2011-01-01 2
Total of all active and inactive participants 2011-01-01 16
Total participants 2011-01-01 16
Number of participants with account balances 2011-01-01 16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 16
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 15
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 2
Total of all active and inactive participants 2010-01-01 17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 17
Number of participants with account balances 2010-01-01 17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 15
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 12
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 15
Number of participants with account balances 2009-01-01 15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2014: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	21
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	17
Number of other retired or separated participants entitled to future benefits	2014-01-01	4
Total of all active and inactive participants	2014-01-01	21
Total participants	2014-01-01	21
Number of participants with account balances	2014-01-01	21
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	3
2013: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	20
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	14
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	4
Total of all active and inactive participants	2013-01-01	18
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	18
Number of participants with account balances	2013-01-01	18
2012: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	14
Number of retired or separated participants receiving benefits	2012-01-01	5
Total of all active and inactive participants	2012-01-01	19
Total participants	2012-01-01	19
Number of participants with account balances	2012-01-01	19
2011: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	19
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	14
Number of other retired or separated participants entitled to future benefits	2011-01-01	2
Total of all active and inactive participants	2011-01-01	16
Total participants	2011-01-01	16
Number of participants with account balances	2011-01-01	16
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	16
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	15
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	2
Total of all active and inactive participants	2010-01-01	17
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	17
Number of participants with account balances	2010-01-01	17
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	15
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	12
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	15
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	15
Number of participants with account balances	2009-01-01	15
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN

Measure	Date	Value
2014 : NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2014 401k financial data
Total income from all sources	2014-12-31	$381,418
Total plan assets at end of year	2014-12-31	$2,194,902
Total plan assets at beginning of year	2014-12-31	$1,813,484
Value of fidelity bond covering the plan	2014-12-31	$200,000
Total contributions received or receivable from participants	2014-12-31	$88,721
Other income received	2014-12-31	$136,263
Net income (gross income less expenses)	2014-12-31	$381,418
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$2,194,902
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$1,813,484
Total contributions received or receivable from employer(s)	2014-12-31	$156,434
2013 : NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2013 401k financial data
Total income from all sources	2013-12-31	$524,461
Expenses. Total of all expenses incurred	2013-12-31	$262,670
Benefits paid (including direct rollovers)	2013-12-31	$262,670
Total plan assets at end of year	2013-12-31	$1,813,484
Total plan assets at beginning of year	2013-12-31	$1,551,693
Value of fidelity bond covering the plan	2013-12-31	$200,000
Total contributions received or receivable from participants	2013-12-31	$79,840
Other income received	2013-12-31	$326,951
Net income (gross income less expenses)	2013-12-31	$261,791
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$1,813,484
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$1,551,693
Total contributions received or receivable from employer(s)	2013-12-31	$117,670
2012 : NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$344,389
Total plan assets at end of year	2012-12-31	$1,551,693
Total plan assets at beginning of year	2012-12-31	$1,207,304
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$55,719
Other income received	2012-12-31	$178,160
Net income (gross income less expenses)	2012-12-31	$344,389
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$1,551,693
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$1,207,304
Total contributions received or receivable from employer(s)	2012-12-31	$110,510
2011 : NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$150,965
Expenses. Total of all expenses incurred	2011-12-31	$156
Benefits paid (including direct rollovers)	2011-12-31	$156
Total plan assets at end of year	2011-12-31	$1,207,304
Total plan assets at beginning of year	2011-12-31	$1,056,495
Value of fidelity bond covering the plan	2011-12-31	$90,000
Total contributions received or receivable from participants	2011-12-31	$54,296
Other income received	2011-12-31	$-6,846
Net income (gross income less expenses)	2011-12-31	$150,809
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$1,207,304
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,056,495
Total contributions received or receivable from employer(s)	2011-12-31	$103,515
2010 : NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$254,342
Expenses. Total of all expenses incurred	2010-12-31	$5,130
Benefits paid (including direct rollovers)	2010-12-31	$5,130
Total plan assets at end of year	2010-12-31	$1,056,495
Total plan assets at beginning of year	2010-12-31	$807,283
Value of fidelity bond covering the plan	2010-12-31	$90,000
Total contributions received or receivable from participants	2010-12-31	$52,816
Other income received	2010-12-31	$98,477
Net income (gross income less expenses)	2010-12-31	$249,212
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,056,495
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$807,283
Total contributions received or receivable from employer(s)	2010-12-31	$103,049

Form 5500 Responses for NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN

2014: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: NORTHEAST SURGICAL SPECIALISTS, PLLC 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NORTHEAST SURGICAL SPECIALISTS, PLLC
Employer identification number (EIN):	200387393
NAIC Classification:	621210
NAIC Description:	Offices of Dentists

Jurisdiction of Incorporation:	New York Department of State
Incorporation Date:	2003-11-12
Company Identification Number:	2975964
Legal Registered Office Address:	4 FAIRFIELD DRIVE Warren QUEENSBURY United States of America (USA) 12804