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NCL 401(K) PLAN 401k Plan overview

Plan NameNCL 401(K) PLAN
Plan identification number 002

NCL 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

NCL BAHAMAS LIMITED has sponsored the creation of one or more 401k plans.

Company Name:NCL BAHAMAS LIMITED
Employer identification number (EIN):200470259
NAIC Classification:488990

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NCL 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01LYNN WHITE
0022016-01-01LYNN WHITE
0022015-01-01LYNN WHITE LYNN WHITE2016-10-14
0022014-01-01LYNN WHITE
0022013-01-01GEORGE CHESNEY
0022012-01-01GEORGE CHESNEY NORWEGIAN CRUISE LINE2013-10-15
0022011-01-01GEORGE CHESNEY
0022009-01-01GEORGE CHESNEY

Plan Statistics for NCL 401(K) PLAN

401k plan membership statisitcs for NCL 401(K) PLAN

Measure Date Value
2022: NCL 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,400
Total number of active participants reported on line 7a of the Form 55002022-01-014,251
Number of retired or separated participants receiving benefits2022-01-015
Number of other retired or separated participants entitled to future benefits2022-01-01779
Total of all active and inactive participants2022-01-015,035
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-015,035
Number of participants with account balances2022-01-014,772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01165
2021: NCL 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,433
Total number of active participants reported on line 7a of the Form 55002021-01-012,747
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01560
Total of all active and inactive participants2021-01-013,313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-013,313
Number of participants with account balances2021-01-012,491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0148
2020: NCL 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,775
Total number of active participants reported on line 7a of the Form 55002020-01-012,903
Number of retired or separated participants receiving benefits2020-01-012
Number of other retired or separated participants entitled to future benefits2020-01-01503
Total of all active and inactive participants2020-01-013,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-013,408
Number of participants with account balances2020-01-012,357
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0169
2019: NCL 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-013,190
Total number of active participants reported on line 7a of the Form 55002019-01-013,175
Number of retired or separated participants receiving benefits2019-01-011
Number of other retired or separated participants entitled to future benefits2019-01-01423
Total of all active and inactive participants2019-01-013,599
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-013,599
Number of participants with account balances2019-01-012,395
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0133
2018: NCL 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,362
Total number of active participants reported on line 7a of the Form 55002018-01-012,742
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01374
Total of all active and inactive participants2018-01-013,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-013,116
Number of participants with account balances2018-01-012,216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0143
2017: NCL 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-013,360
Total number of active participants reported on line 7a of the Form 55002017-01-012,946
Number of retired or separated participants receiving benefits2017-01-0122
Number of other retired or separated participants entitled to future benefits2017-01-01393
Total of all active and inactive participants2017-01-013,361
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-013,362
Number of participants with account balances2017-01-012,067
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0131
2016: NCL 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-013,339
Total number of active participants reported on line 7a of the Form 55002016-01-012,865
Number of retired or separated participants receiving benefits2016-01-0116
Number of other retired or separated participants entitled to future benefits2016-01-01416
Total of all active and inactive participants2016-01-013,297
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-013
Total participants2016-01-013,300
Number of participants with account balances2016-01-012,083
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0137
2015: NCL 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-013,181
Total number of active participants reported on line 7a of the Form 55002015-01-012,801
Number of retired or separated participants receiving benefits2015-01-01168
Number of other retired or separated participants entitled to future benefits2015-01-01308
Total of all active and inactive participants2015-01-013,277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-013,282
Number of participants with account balances2015-01-012,058
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01128
2014: NCL 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-012,665
Total number of active participants reported on line 7a of the Form 55002014-01-012,737
Number of retired or separated participants receiving benefits2014-01-01128
Number of other retired or separated participants entitled to future benefits2014-01-01244
Total of all active and inactive participants2014-01-013,109
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-016
Total participants2014-01-013,115
Number of participants with account balances2014-01-011,574
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0196
2013: NCL 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-012,660
Total number of active participants reported on line 7a of the Form 55002013-01-012,080
Number of retired or separated participants receiving benefits2013-01-01137
Number of other retired or separated participants entitled to future benefits2013-01-01342
Total of all active and inactive participants2013-01-012,559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-019
Total participants2013-01-012,568
Number of participants with account balances2013-01-011,577
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0164
2012: NCL 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-012,615
Total number of active participants reported on line 7a of the Form 55002012-01-011,979
Number of retired or separated participants receiving benefits2012-01-01145
Number of other retired or separated participants entitled to future benefits2012-01-01440
Total of all active and inactive participants2012-01-012,564
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-012,570
Number of participants with account balances2012-01-011,607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0156
2011: NCL 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-012,679
Total number of active participants reported on line 7a of the Form 55002011-01-011,986
Number of retired or separated participants receiving benefits2011-01-01147
Number of other retired or separated participants entitled to future benefits2011-01-01428
Total of all active and inactive participants2011-01-012,561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-012,567
Number of participants with account balances2011-01-011,562
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0164
2009: NCL 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,586
Total number of active participants reported on line 7a of the Form 55002009-01-012,053
Number of retired or separated participants receiving benefits2009-01-01112
Number of other retired or separated participants entitled to future benefits2009-01-01402
Total of all active and inactive participants2009-01-012,567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-018
Total participants2009-01-012,575
Number of participants with account balances2009-01-011,488
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0160

Financial Data on NCL 401(K) PLAN

Measure Date Value
2022 : NCL 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$62,500
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$63,830
Total income from all sources (including contributions)2022-12-31$-19,061,321
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$11,656,705
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,429,654
Expenses. Certain deemed distributions of participant loans2022-12-31$5,545
Value of total corrective distributions2022-12-31$9,215
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$31,576,252
Value of total assets at end of year2022-12-31$224,644,825
Value of total assets at beginning of year2022-12-31$255,364,181
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$212,291
Total interest from all sources2022-12-31$502,833
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$866,822
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$866,822
Administrative expenses professional fees incurred2022-12-31$78,300
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$18,090,949
Participant contributions at end of year2022-12-31$3,697,199
Participant contributions at beginning of year2022-12-31$3,624,051
Participant contributions at end of year2022-12-31$27,409
Participant contributions at beginning of year2022-12-31$29,480
Assets. Other investments not covered elsewhere at end of year2022-12-31$542,667
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,066,177
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,940,261
Other income not declared elsewhere2022-12-31$-43,264
Administrative expenses (other) incurred2022-12-31$3,244
Liabilities. Value of operating payables at end of year2022-12-31$62,500
Liabilities. Value of operating payables at beginning of year2022-12-31$63,830
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-30,718,026
Value of net assets at end of year (total assets less liabilities)2022-12-31$224,582,325
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$255,300,351
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$116,847
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$95,400,197
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$116,095,646
Value of interest in pooled separate accounts at end of year2022-12-31$18,121,517
Value of interest in pooled separate accounts at beginning of year2022-12-31$24,992,090
Interest on participant loans2022-12-31$172,907
Interest earned on other investments2022-12-31$329,926
Value of interest in common/collective trusts at end of year2022-12-31$88,930,822
Value of interest in common/collective trusts at beginning of year2022-12-31$91,511,955
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$17,910,118
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$12,575,641
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-28,506,653
Net investment gain/loss from pooled separate accounts2022-12-31$-6,962,843
Net investment gain or loss from common/collective trusts2022-12-31$-16,494,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$11,545,042
Employer contributions (assets) at end of year2022-12-31$14,896
Employer contributions (assets) at beginning of year2022-12-31$5,469,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,429,654
Contract administrator fees2022-12-31$13,900
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2022-12-31592742314
2021 : NCL 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$63,830
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$56,651
Total income from all sources (including contributions)2021-12-31$55,901,782
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$20,228,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$20,000,446
Expenses. Certain deemed distributions of participant loans2021-12-31$24,684
Value of total corrective distributions2021-12-31$70
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$19,574,788
Value of total assets at end of year2021-12-31$255,364,181
Value of total assets at beginning of year2021-12-31$219,684,214
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$203,794
Total interest from all sources2021-12-31$475,778
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$700,725
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$700,725
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$10,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$11,284,662
Participant contributions at end of year2021-12-31$3,624,051
Participant contributions at beginning of year2021-12-31$3,584,440
Participant contributions at end of year2021-12-31$29,480
Participant contributions at beginning of year2021-12-31$14,492
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,066,177
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,128,040
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,282,898
Other income not declared elsewhere2021-12-31$-252,665
Administrative expenses (other) incurred2021-12-31$203,794
Liabilities. Value of operating payables at end of year2021-12-31$63,830
Liabilities. Value of operating payables at beginning of year2021-12-31$56,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$35,672,788
Value of net assets at end of year (total assets less liabilities)2021-12-31$255,300,351
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$219,627,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$116,095,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$95,744,972
Value of interest in pooled separate accounts at end of year2021-12-31$24,992,090
Value of interest in pooled separate accounts at beginning of year2021-12-31$24,855,315
Interest on participant loans2021-12-31$196,814
Interest earned on other investments2021-12-31$278,964
Value of interest in common/collective trusts at end of year2021-12-31$91,511,955
Value of interest in common/collective trusts at beginning of year2021-12-31$78,464,144
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$12,575,641
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$14,478,178
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$22,469,962
Net investment gain/loss from pooled separate accounts2021-12-31$2,041,680
Net investment gain or loss from common/collective trusts2021-12-31$10,891,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$7,007,228
Employer contributions (assets) at end of year2021-12-31$5,469,141
Employer contributions (assets) at beginning of year2021-12-31$1,414,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$20,000,446
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2021-12-31592742314
2020 : NCL 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$56,651
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$87,174
Total income from all sources (including contributions)2020-12-31$53,173,796
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$23,354,164
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$23,128,481
Expenses. Certain deemed distributions of participant loans2020-12-31$46,257
Value of total corrective distributions2020-12-31$1,055
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$16,332,097
Value of total assets at end of year2020-12-31$219,684,214
Value of total assets at beginning of year2020-12-31$189,895,105
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$178,371
Total interest from all sources2020-12-31$456,500
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$483,260
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$483,260
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,954,753
Participant contributions at end of year2020-12-31$3,584,440
Participant contributions at beginning of year2020-12-31$3,451,498
Participant contributions at end of year2020-12-31$14,492
Participant contributions at beginning of year2020-12-31$24,488
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,128,040
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$260,472
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$2,254,506
Other income not declared elsewhere2020-12-31$663,399
Administrative expenses (other) incurred2020-12-31$178,371
Liabilities. Value of operating payables at end of year2020-12-31$56,651
Liabilities. Value of operating payables at beginning of year2020-12-31$87,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$29,819,632
Value of net assets at end of year (total assets less liabilities)2020-12-31$219,627,563
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$189,807,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$95,744,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$153,273,761
Value of interest in pooled separate accounts at end of year2020-12-31$24,855,315
Value of interest in pooled separate accounts at beginning of year2020-12-31$21,745,536
Interest on participant loans2020-12-31$192,819
Interest earned on other investments2020-12-31$263,681
Value of interest in common/collective trusts at end of year2020-12-31$78,464,144
Value of interest in common/collective trusts at beginning of year2020-12-31$8,540,198
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$14,478,178
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$2,212,645
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$19,753,456
Net investment gain/loss from pooled separate accounts2020-12-31$5,640,107
Net investment gain or loss from common/collective trusts2020-12-31$9,844,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$4,122,838
Employer contributions (assets) at end of year2020-12-31$1,414,633
Employer contributions (assets) at beginning of year2020-12-31$386,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$23,128,481
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2020-12-31592742314
2019 : NCL 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$87,174
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$61,200
Total income from all sources (including contributions)2019-12-31$59,710,476
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$13,976,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$13,729,308
Expenses. Certain deemed distributions of participant loans2019-12-31$52,533
Value of total corrective distributions2019-12-31$2,236
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$25,740,078
Value of total assets at end of year2019-12-31$189,895,105
Value of total assets at beginning of year2019-12-31$144,135,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$192,586
Total interest from all sources2019-12-31$204,294
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,052,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,052,448
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$15,005,907
Participant contributions at end of year2019-12-31$3,451,498
Participant contributions at beginning of year2019-12-31$3,202,443
Participant contributions at end of year2019-12-31$24,488
Participant contributions at beginning of year2019-12-31$323,484
Assets. Other investments not covered elsewhere at end of year2019-12-31$260,472
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$208,640
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,473,308
Other income not declared elsewhere2019-12-31$42,284
Administrative expenses (other) incurred2019-12-31$192,586
Liabilities. Value of operating payables at end of year2019-12-31$87,174
Liabilities. Value of operating payables at beginning of year2019-12-31$61,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$45,733,813
Value of net assets at end of year (total assets less liabilities)2019-12-31$189,807,931
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$144,074,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$153,273,761
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$122,124,750
Value of interest in pooled separate accounts at end of year2019-12-31$21,745,536
Value of interest in pooled separate accounts at beginning of year2019-12-31$8,137,557
Interest on participant loans2019-12-31$189,470
Interest earned on other investments2019-12-31$14,824
Value of interest in common/collective trusts at end of year2019-12-31$8,540,198
Value of interest in common/collective trusts at beginning of year2019-12-31$9,597,683
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$2,212,645
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$28,127,579
Net investment gain/loss from pooled separate accounts2019-12-31$3,360,979
Net investment gain or loss from common/collective trusts2019-12-31$182,814
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$9,260,863
Employer contributions (assets) at end of year2019-12-31$386,507
Employer contributions (assets) at beginning of year2019-12-31$540,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$13,729,308
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2019-12-31592742314
2018 : NCL 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$3,400
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$61,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$272,210
Total income from all sources (including contributions)2018-12-31$14,623,232
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$15,950,135
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$15,742,836
Expenses. Certain deemed distributions of participant loans2018-12-31$158,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$22,664,291
Value of total assets at end of year2018-12-31$144,135,318
Value of total assets at beginning of year2018-12-31$145,676,631
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$48,841
Total interest from all sources2018-12-31$138,347
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,856,026
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,856,026
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$12,943,344
Participant contributions at end of year2018-12-31$3,202,443
Participant contributions at beginning of year2018-12-31$2,658,225
Participant contributions at end of year2018-12-31$323,484
Participant contributions at beginning of year2018-12-31$295,439
Assets. Other investments not covered elsewhere at end of year2018-12-31$208,640
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$496,531
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,762,287
Administrative expenses (other) incurred2018-12-31$48,841
Liabilities. Value of operating payables at end of year2018-12-31$61,200
Liabilities. Value of operating payables at beginning of year2018-12-31$272,210
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,326,903
Value of net assets at end of year (total assets less liabilities)2018-12-31$144,074,118
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$145,404,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$122,124,750
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$133,875,731
Value of interest in pooled separate accounts at end of year2018-12-31$8,137,557
Value of interest in pooled separate accounts at beginning of year2018-12-31$0
Interest on participant loans2018-12-31$138,347
Value of interest in common/collective trusts at end of year2018-12-31$9,597,683
Value of interest in common/collective trusts at beginning of year2018-12-31$7,986,139
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-8,556,556
Net investment gain/loss from pooled separate accounts2018-12-31$-1,616,832
Net investment gain or loss from common/collective trusts2018-12-31$137,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,958,660
Employer contributions (assets) at end of year2018-12-31$540,761
Employer contributions (assets) at beginning of year2018-12-31$364,566
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$15,742,836
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2018-12-31592742314
2017 : NCL 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$7,299,778
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$272,210
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$252,378
Expenses. Interest paid2017-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022017-12-31$0
Total income from all sources (including contributions)2017-12-31$39,326,998
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$11,576,670
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,195,845
Expenses. Certain deemed distributions of participant loans2017-12-31$67,857
Value of total corrective distributions2017-12-31$217,510
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$18,082,276
Value of total assets at end of year2017-12-31$145,676,631
Value of total assets at beginning of year2017-12-31$125,206,249
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$95,458
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$122,645
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$8,079,290
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$8,079,290
Assets. Real estate other than employer real property at end of year2017-12-31$0
Assets. Real estate other than employer real property at beginning of year2017-12-31$0
Administrative expenses professional fees incurred2017-12-31$31,040
Assets. Corporate prefeered stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$10,885,882
Participant contributions at end of year2017-12-31$2,658,225
Participant contributions at beginning of year2017-12-31$2,771,007
Participant contributions at end of year2017-12-31$295,439
Participant contributions at beginning of year2017-12-31$259,288
Assets. Other investments not covered elsewhere at end of year2017-12-31$496,531
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$420,607
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$711,294
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Assets. Loans (other than to participants) at end of year2017-12-31$0
Assets. Loans (other than to participants) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$131,541
Administrative expenses (other) incurred2017-12-31$10,075
Liabilities. Value of operating payables at end of year2017-12-31$272,210
Liabilities. Value of operating payables at beginning of year2017-12-31$252,378
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Income. Non cash contributions2017-12-31$0
Value of net income/loss2017-12-31$27,750,328
Value of net assets at end of year (total assets less liabilities)2017-12-31$145,404,421
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$124,953,871
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$0
Investment advisory and management fees2017-12-31$54,343
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$133,875,731
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$112,089,847
Interest on participant loans2017-12-31$122,645
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$0
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in master investment trust accounts at end of year2017-12-31$0
Value of interest in master investment trust accounts at beginning of year2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$7,986,139
Value of interest in common/collective trusts at beginning of year2017-12-31$9,288,508
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2017-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2017-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Asset value of US Government securities at end of year2017-12-31$0
Asset value of US Government securities at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$12,817,874
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$93,372
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Assets. Value of employer real property at end of year2017-12-31$0
Assets. Value of employer real property at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$6,485,100
Employer contributions (assets) at end of year2017-12-31$364,566
Employer contributions (assets) at beginning of year2017-12-31$376,992
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,195,845
Asset. Corporate debt instrument preferred debt at end of year2017-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$0
Contract administrator fees2017-12-31$0
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31Yes
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$0
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2017-12-31592742314
2016 : NCL 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$252,378
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$192,436
Total income from all sources (including contributions)2016-12-31$24,373,759
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$9,288,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$8,968,032
Expenses. Certain deemed distributions of participant loans2016-12-31$30,060
Value of total corrective distributions2016-12-31$200,378
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$17,181,178
Value of total assets at end of year2016-12-31$125,206,249
Value of total assets at beginning of year2016-12-31$110,060,798
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$89,780
Total interest from all sources2016-12-31$114,987
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$4,243,700
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$4,243,700
Administrative expenses professional fees incurred2016-12-31$37,375
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$10,162,017
Participant contributions at end of year2016-12-31$2,771,007
Participant contributions at beginning of year2016-12-31$2,428,943
Participant contributions at end of year2016-12-31$259,288
Participant contributions at beginning of year2016-12-31$244,660
Assets. Other investments not covered elsewhere at end of year2016-12-31$420,607
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$367,909
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$742,687
Other income not declared elsewhere2016-12-31$146,758
Administrative expenses (other) incurred2016-12-31$9,850
Liabilities. Value of operating payables at end of year2016-12-31$252,378
Liabilities. Value of operating payables at beginning of year2016-12-31$192,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$15,085,509
Value of net assets at end of year (total assets less liabilities)2016-12-31$124,953,871
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$109,868,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$42,555
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$112,089,847
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$97,470,794
Interest on participant loans2016-12-31$114,987
Value of interest in common/collective trusts at end of year2016-12-31$9,288,508
Value of interest in common/collective trusts at beginning of year2016-12-31$9,146,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,573,324
Net investment gain or loss from common/collective trusts2016-12-31$113,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,276,474
Employer contributions (assets) at end of year2016-12-31$376,992
Employer contributions (assets) at beginning of year2016-12-31$401,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$8,968,032
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2016-12-31592742314
2015 : NCL 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$13,395,178
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$192,436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$46,037
Total income from all sources (including contributions)2015-12-31$14,824,870
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$16,977,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$16,696,997
Expenses. Certain deemed distributions of participant loans2015-12-31$-658
Value of total corrective distributions2015-12-31$140,147
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$16,116,951
Value of total assets at end of year2015-12-31$110,060,798
Value of total assets at beginning of year2015-12-31$98,671,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$141,030
Total interest from all sources2015-12-31$108,220
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,329,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,329,930
Administrative expenses professional fees incurred2015-12-31$68,724
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$9,487,276
Participant contributions at end of year2015-12-31$2,428,943
Participant contributions at beginning of year2015-12-31$2,645,521
Participant contributions at end of year2015-12-31$244,660
Participant contributions at beginning of year2015-12-31$17,554
Assets. Other investments not covered elsewhere at end of year2015-12-31$367,909
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$353,298
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$942,966
Other income not declared elsewhere2015-12-31$102,394
Administrative expenses (other) incurred2015-12-31$22,306
Liabilities. Value of operating payables at end of year2015-12-31$192,436
Liabilities. Value of operating payables at beginning of year2015-12-31$46,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-2,152,646
Value of net assets at end of year (total assets less liabilities)2015-12-31$109,868,362
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$98,625,830
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$97,470,794
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$86,227,578
Interest on participant loans2015-12-31$108,220
Value of interest in common/collective trusts at end of year2015-12-31$9,146,619
Value of interest in common/collective trusts at beginning of year2015-12-31$9,417,330
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-8,891,514
Net investment gain or loss from common/collective trusts2015-12-31$58,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$5,686,709
Employer contributions (assets) at end of year2015-12-31$401,873
Employer contributions (assets) at beginning of year2015-12-31$10,586
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$16,696,997
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2015-12-31592742314
2014 : NCL 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$46,037
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$126,967
Total income from all sources (including contributions)2014-12-31$16,107,787
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,388,934
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,326,456
Expenses. Certain deemed distributions of participant loans2014-12-31$4,569
Value of total corrective distributions2014-12-31$46,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,735,731
Value of total assets at end of year2014-12-31$98,671,867
Value of total assets at beginning of year2014-12-31$90,033,944
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$11,872
Total interest from all sources2014-12-31$98,995
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,103,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$7,103,565
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$6,087,282
Participant contributions at end of year2014-12-31$2,645,521
Participant contributions at beginning of year2014-12-31$2,267,225
Participant contributions at end of year2014-12-31$17,554
Participant contributions at beginning of year2014-12-31$35,074
Assets. Other investments not covered elsewhere at end of year2014-12-31$353,298
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$306,869
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$415,861
Other income not declared elsewhere2014-12-31$39,517
Administrative expenses (other) incurred2014-12-31$11,872
Liabilities. Value of operating payables at end of year2014-12-31$46,037
Liabilities. Value of operating payables at beginning of year2014-12-31$126,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$8,718,853
Value of net assets at end of year (total assets less liabilities)2014-12-31$98,625,830
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$89,906,977
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$86,227,578
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$78,493,749
Interest on participant loans2014-12-31$98,995
Value of interest in common/collective trusts at end of year2014-12-31$9,417,330
Value of interest in common/collective trusts at beginning of year2014-12-31$8,870,367
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,063,426
Net investment gain or loss from common/collective trusts2014-12-31$193,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,232,588
Employer contributions (assets) at end of year2014-12-31$10,586
Employer contributions (assets) at beginning of year2014-12-31$60,660
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,326,456
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2014-12-31592742314
2013 : NCL 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$126,967
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$101,512
Total income from all sources (including contributions)2013-12-31$23,234,161
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$4,864,061
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$4,724,239
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$126,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,479,193
Value of total assets at end of year2013-12-31$90,033,944
Value of total assets at beginning of year2013-12-31$71,638,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,855
Total interest from all sources2013-12-31$89,476
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,349,564
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,349,564
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$5,092,877
Participant contributions at end of year2013-12-31$2,267,225
Participant contributions at beginning of year2013-12-31$2,112,864
Participant contributions at end of year2013-12-31$35,074
Participant contributions at beginning of year2013-12-31$115,014
Assets. Other investments not covered elsewhere at end of year2013-12-31$306,869
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$111,655
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$347,117
Other income not declared elsewhere2013-12-31$33,077
Administrative expenses (other) incurred2013-12-31$12,855
Liabilities. Value of operating payables at end of year2013-12-31$126,967
Liabilities. Value of operating payables at beginning of year2013-12-31$101,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$18,370,100
Value of net assets at end of year (total assets less liabilities)2013-12-31$89,906,977
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$71,536,877
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$78,493,749
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$60,502,077
Interest on participant loans2013-12-31$89,476
Value of interest in common/collective trusts at end of year2013-12-31$8,870,367
Value of interest in common/collective trusts at beginning of year2013-12-31$8,650,008
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$10,344,456
Net investment gain or loss from common/collective trusts2013-12-31$-61,605
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31Yes
Contributions received in cash from employer2013-12-31$3,039,199
Employer contributions (assets) at end of year2013-12-31$60,660
Employer contributions (assets) at beginning of year2013-12-31$146,771
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$4,724,239
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2013-12-31592742314
2012 : NCL 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$153,432
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$101,512
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$93,309
Total income from all sources (including contributions)2012-12-31$15,807,931
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$7,733,117
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,618,105
Value of total corrective distributions2012-12-31$101,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$7,699,692
Value of total assets at end of year2012-12-31$71,638,389
Value of total assets at beginning of year2012-12-31$63,401,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,500
Total interest from all sources2012-12-31$80,296
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,972,359
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,972,359
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,784,602
Participant contributions at end of year2012-12-31$2,112,864
Participant contributions at beginning of year2012-12-31$1,803,516
Participant contributions at end of year2012-12-31$115,014
Participant contributions at beginning of year2012-12-31$9,185
Assets. Other investments not covered elsewhere at end of year2012-12-31$111,655
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$95,856
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$118,477
Other income not declared elsewhere2012-12-31$11,790
Administrative expenses (other) incurred2012-12-31$13,500
Liabilities. Value of operating payables at end of year2012-12-31$101,512
Liabilities. Value of operating payables at beginning of year2012-12-31$93,309
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$8,074,814
Value of net assets at end of year (total assets less liabilities)2012-12-31$71,536,877
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$63,308,631
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$60,502,077
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$52,166,098
Interest on participant loans2012-12-31$80,296
Value of interest in common/collective trusts at end of year2012-12-31$8,650,008
Value of interest in common/collective trusts at beginning of year2012-12-31$9,269,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$5,785,844
Net investment gain or loss from common/collective trusts2012-12-31$257,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,796,613
Employer contributions (assets) at end of year2012-12-31$146,771
Employer contributions (assets) at beginning of year2012-12-31$57,650
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,618,105
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2012-12-31592742314
2011 : NCL 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$93,309
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$76,846
Total income from all sources (including contributions)2011-12-31$6,665,341
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$5,524,328
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$5,399,536
Expenses. Certain deemed distributions of participant loans2011-12-31$20,063
Value of total corrective distributions2011-12-31$93,309
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$7,668,178
Value of total assets at end of year2011-12-31$63,401,940
Value of total assets at beginning of year2011-12-31$62,244,464
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$11,420
Total interest from all sources2011-12-31$86,762
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,477,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,477,321
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,535,504
Participant contributions at end of year2011-12-31$1,803,516
Participant contributions at beginning of year2011-12-31$1,955,170
Participant contributions at end of year2011-12-31$9,185
Participant contributions at beginning of year2011-12-31$28,141
Assets. Other investments not covered elsewhere at end of year2011-12-31$95,856
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$103,111
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$418,146
Other income not declared elsewhere2011-12-31$-7,255
Administrative expenses (other) incurred2011-12-31$11,420
Liabilities. Value of operating payables at end of year2011-12-31$93,309
Liabilities. Value of operating payables at beginning of year2011-12-31$76,846
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,141,013
Value of net assets at end of year (total assets less liabilities)2011-12-31$63,308,631
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$62,167,618
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$52,166,098
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$52,565,075
Interest on participant loans2011-12-31$86,762
Value of interest in common/collective trusts at end of year2011-12-31$9,269,635
Value of interest in common/collective trusts at beginning of year2011-12-31$7,524,711
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,808,511
Net investment gain or loss from common/collective trusts2011-12-31$248,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,714,528
Employer contributions (assets) at end of year2011-12-31$57,650
Employer contributions (assets) at beginning of year2011-12-31$68,256
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$5,399,536
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BERKOWITZ POLLACK BRANT
Accountancy firm EIN2011-12-31592742314
2010 : NCL 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$76,846
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$98,389
Total income from all sources (including contributions)2010-12-31$13,398,591
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$5,098,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$4,953,414
Expenses. Certain deemed distributions of participant loans2010-12-31$3,079
Value of total corrective distributions2010-12-31$130,455
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$7,096,130
Value of total assets at end of year2010-12-31$62,244,464
Value of total assets at beginning of year2010-12-31$53,966,107
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$11,743
Total interest from all sources2010-12-31$92,169
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$912,210
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$912,210
Administrative expenses professional fees incurred2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,218,238
Participant contributions at end of year2010-12-31$1,955,170
Participant contributions at beginning of year2010-12-31$1,660,962
Participant contributions at end of year2010-12-31$28,141
Participant contributions at beginning of year2010-12-31$7,882
Assets. Other investments not covered elsewhere at end of year2010-12-31$103,111
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$414,968
Other income not declared elsewhere2010-12-31$10,618
Administrative expenses (other) incurred2010-12-31$11,743
Liabilities. Value of operating payables at end of year2010-12-31$76,846
Liabilities. Value of operating payables at beginning of year2010-12-31$98,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$8,299,900
Value of net assets at end of year (total assets less liabilities)2010-12-31$62,167,618
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$53,867,718
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$52,565,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$45,524,135
Interest on participant loans2010-12-31$92,169
Value of interest in common/collective trusts at end of year2010-12-31$7,524,711
Value of interest in common/collective trusts at beginning of year2010-12-31$6,698,091
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$12,011
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$12,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$4,987,884
Net investment gain or loss from common/collective trusts2010-12-31$299,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,462,924
Employer contributions (assets) at end of year2010-12-31$68,256
Employer contributions (assets) at beginning of year2010-12-31$31,082
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$4,953,414
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$31,944
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BERKOWITZ,DICK, POLLACK & BRANT LLP
Accountancy firm EIN2010-12-31592742314

Form 5500 Responses for NCL 401(K) PLAN

2022: NCL 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: NCL 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planYes
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: NCL 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: NCL 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: NCL 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: NCL 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: NCL 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: NCL 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NCL 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NCL 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NCL 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NCL 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: NCL 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075274
Policy instance 1
Insurance contract or identification number075274
Number of Individuals Covered5035
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075274
Policy instance 1
Insurance contract or identification number075274
Number of Individuals Covered3313
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075274
Policy instance 1
Insurance contract or identification number075274
Number of Individuals Covered3408
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075274
Policy instance 1
Insurance contract or identification number075274
Number of Individuals Covered3599
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075274
Policy instance 1
Insurance contract or identification number075274
Number of Individuals Covered3116
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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