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SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 401k Plan overview

Plan NameSEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS
Plan identification number 002

SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

MAKOTO OSUGA has sponsored the creation of one or more 401k plans.

Company Name:MAKOTO OSUGA
Employer identification number (EIN):200491405
NAIC Classification:339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01MAKOTO OSUGA MAKOTO OSUGA2016-06-28
0022014-01-01YUKIKO OSHIMA
0022013-01-01YUKIKO OSHIMA
0022012-01-01REYMOND F UMALI REYMOND F UMALI2013-10-07
0022009-01-01REYMOND UMALI REYMOND UMALI2010-10-14
0022009-01-01REYMOND UMALI REYMOND UMALI2010-10-13

Plan Statistics for SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS

401k plan membership statisitcs for SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS

Measure Date Value
2015: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2015 401k membership
Total participants, beginning-of-year2015-01-01142
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2014 401k membership
Total participants, beginning-of-year2014-01-01153
Total number of active participants reported on line 7a of the Form 55002014-01-0199
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0143
Total of all active and inactive participants2014-01-01142
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01142
Number of participants with account balances2014-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016
2013: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2013 401k membership
Total participants, beginning-of-year2013-01-01148
Total number of active participants reported on line 7a of the Form 55002013-01-01108
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0142
Total of all active and inactive participants2013-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01150
Number of participants with account balances2013-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2012 401k membership
Total participants, beginning-of-year2012-01-01131
Total number of active participants reported on line 7a of the Form 55002012-01-01104
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0141
Total of all active and inactive participants2012-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01145
Number of participants with account balances2012-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-016
2009: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2009 401k membership
Total participants, beginning-of-year2009-01-01171
Total number of active participants reported on line 7a of the Form 55002009-01-01128
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0121
Total of all active and inactive participants2009-01-01149
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01149
Number of participants with account balances2009-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS

Measure Date Value
2015 : SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-10-29$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-29$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-10-29$0
Total income from all sources (including contributions)2015-10-29$127,692
Total loss/gain on sale of assets2015-10-29$0
Total of all expenses incurred2015-10-29$3,188,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-10-29$3,181,036
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-10-29$92,910
Value of total assets at end of year2015-10-29$0
Value of total assets at beginning of year2015-10-29$3,061,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-10-29$7,920
Total interest from all sources2015-10-29$917
Total dividends received (eg from common stock, registered investment company shares)2015-10-29$8,765
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-10-29Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-10-29$0
Total dividends received from registered investment company shares (eg mutual funds)2015-10-29$8,765
Was this plan covered by a fidelity bond2015-10-29Yes
Value of fidelity bond cover2015-10-29$1,000,000
If this is an individual account plan, was there a blackout period2015-10-29Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-29$0
Were there any nonexempt tranactions with any party-in-interest2015-10-29No
Contributions received from participants2015-10-29$83,135
Participant contributions at end of year2015-10-29$0
Participant contributions at beginning of year2015-10-29$76,752
Assets. Other investments not covered elsewhere at end of year2015-10-29$0
Assets. Other investments not covered elsewhere at beginning of year2015-10-29$0
Other income not declared elsewhere2015-10-29$-373
Administrative expenses (other) incurred2015-10-29$2,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-29No
Value of net income/loss2015-10-29$-3,061,264
Value of net assets at end of year (total assets less liabilities)2015-10-29$0
Value of net assets at beginning of year (total assets less liabilities)2015-10-29$3,061,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-10-29No
Were any loans by the plan or fixed income obligations due to the plan in default2015-10-29No
Were any leases to which the plan was party in default or uncollectible2015-10-29No
Investment advisory and management fees2015-10-29$1,963
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-10-29$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-10-29$2,451,780
Value of interest in pooled separate accounts at end of year2015-10-29$0
Value of interest in pooled separate accounts at beginning of year2015-10-29$0
Interest on participant loans2015-10-29$917
Value of interest in common/collective trusts at end of year2015-10-29$0
Value of interest in common/collective trusts at beginning of year2015-10-29$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-10-29$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-10-29$532,732
Expenses. Payments to insurance carriers foe the provision of benefits2015-10-29$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-10-29$25,473
Net investment gain/loss from pooled separate accounts2015-10-29$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-10-29Yes
Was there a failure to transmit to the plan any participant contributions2015-10-29No
Has the plan failed to provide any benefit when due under the plan2015-10-29No
Assets. Invements in employer securities at end of year2015-10-29$0
Assets. Invements in employer securities at beginning of year2015-10-29$0
Contributions received in cash from employer2015-10-29$9,775
Income. Dividends from common stock2015-10-29$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-10-29$3,181,036
Contract administrator fees2015-10-29$3,673
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-10-29Yes
Did the plan have assets held for investment2015-10-29No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-10-29No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-10-29Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-10-29Yes
Opinion of an independent qualified public accountant for this plan2015-10-29Disclaimer
Accountancy firm name2015-10-29KUSHNER, SMITH, JOANOU, & GREGSON
Accountancy firm EIN2015-10-29953322166
2014 : SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$324,705
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$497,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$494,926
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$179,426
Value of total assets at end of year2014-12-31$3,061,264
Value of total assets at beginning of year2014-12-31$3,234,459
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,974
Total interest from all sources2014-12-31$13,695
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$30,557
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$30,557
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$159,085
Participant contributions at end of year2014-12-31$76,752
Participant contributions at beginning of year2014-12-31$103,207
Other income not declared elsewhere2014-12-31$49
Administrative expenses (other) incurred2014-12-31$2,974
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-173,195
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,061,264
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$3,234,459
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,451,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,528,507
Interest on participant loans2014-12-31$2,914
Interest earned on other investments2014-12-31$10,781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$532,732
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$602,745
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$100,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$20,341
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$494,926
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KUSHNER,SMITH,JOANOU & GREGSON
Accountancy firm EIN2014-12-31953322166
2013 : SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$594,280
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$231,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$226,966
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$174,007
Value of total assets at end of year2013-12-31$3,234,459
Value of total assets at beginning of year2013-12-31$2,871,940
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,795
Total interest from all sources2013-12-31$15,981
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$52,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$52,195
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$151,373
Participant contributions at end of year2013-12-31$103,207
Participant contributions at beginning of year2013-12-31$70,350
Administrative expenses (other) incurred2013-12-31$4,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$362,519
Value of net assets at end of year (total assets less liabilities)2013-12-31$3,234,459
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,871,940
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,528,507
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,198,579
Interest on participant loans2013-12-31$3,204
Interest earned on other investments2013-12-31$12,777
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$602,745
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$603,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$352,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$22,634
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$226,966
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KUSHNER, SMITH, JOANOU & GREGSON
Accountancy firm EIN2013-12-31953322166
2012 : SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$480,825
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$133,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$119,283
Expenses. Certain deemed distributions of participant loans2012-12-31$13,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$225,967
Value of total assets at end of year2012-12-31$2,871,940
Value of total assets at beginning of year2012-12-31$2,524,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$570
Total interest from all sources2012-12-31$16,764
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$41,524
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$41,524
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$163,216
Participant contributions at end of year2012-12-31$70,350
Participant contributions at beginning of year2012-12-31$77,174
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$38,894
Administrative expenses (other) incurred2012-12-31$570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$346,993
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,871,940
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,524,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,198,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,898,096
Interest on participant loans2012-12-31$2,439
Interest earned on other investments2012-12-31$14,325
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$603,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$549,677
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$196,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$23,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$119,283
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KUSHNER, SMITH, JOANOU & GREGSON
Accountancy firm EIN2012-12-31953322166
2011 : SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$335,807
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$580,939
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$578,668
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$316,440
Value of total assets at end of year2011-12-31$2,524,947
Value of total assets at beginning of year2011-12-31$2,770,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$2,271
Total interest from all sources2011-12-31$18,173
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$37,876
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2011-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$37,876
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$220,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$187,206
Participant contributions at end of year2011-12-31$77,174
Participant contributions at beginning of year2011-12-31$77,294
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$107,116
Other income not declared elsewhere2011-12-31$653
Administrative expenses (other) incurred2011-12-31$2,271
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-245,132
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,524,947
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,770,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,898,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,172,766
Interest on participant loans2011-12-31$2,897
Interest earned on other investments2011-12-31$15,276
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$549,677
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$520,019
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-37,335
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$22,118
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$578,668
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KSJG CERTIFIED PUBLIC ACCOUNTANTS
Accountancy firm EIN2011-12-31953322166
2010 : SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$535,519
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$561,619
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$557,998
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$237,750
Value of total assets at end of year2010-12-31$2,770,079
Value of total assets at beginning of year2010-12-31$2,796,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,621
Total interest from all sources2010-12-31$21,540
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$43,968
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$43,968
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$220,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$211,340
Participant contributions at end of year2010-12-31$77,294
Participant contributions at beginning of year2010-12-31$94,239
Administrative expenses (other) incurred2010-12-31$3,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-26,100
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,770,079
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,796,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,172,766
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,102,101
Interest on participant loans2010-12-31$3,383
Interest earned on other investments2010-12-31$18,157
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$520,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$599,839
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$232,261
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$26,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$557,998
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KUSHNER SMITH JOANOU & GREGSON LLP
Accountancy firm EIN2010-12-31953322166

Form 5500 Responses for SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS

2015: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingYes
2015-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2009: SEKISUI TA INDUSTRIES, LLC RETIREMENT SAVINGS 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040745
Policy instance 1
Insurance contract or identification number040745
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-03-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Other information about contractGUARANTEED GENERAL ACCOUNT CONTRACT
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract number61717-5
Policy instance 2
Insurance contract or identification number61717-5
Number of Individuals Covered0
Insurance policy start date2015-04-01
Insurance policy end date2015-10-29
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Other information about contractGUARANTEED GENERAL ACCOUNT CONTRACT
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040745
Policy instance 1
Insurance contract or identification number040745
Number of Individuals Covered142
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040745
Policy instance 1
Insurance contract or identification number040745
Number of Individuals Covered150
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040745
Policy instance 1
Insurance contract or identification number040745
Number of Individuals Covered145
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number040745
Policy instance 1
Insurance contract or identification number040745
Number of Individuals Covered141
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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