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ASSURED RETIREMENT PLAN 401k Plan overview

Plan NameASSURED RETIREMENT PLAN
Plan identification number 003

ASSURED RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

A.L.M. HOLDING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:A.L.M. HOLDING COMPANY
Employer identification number (EIN):200520252
NAIC Classification:551112
NAIC Description:Offices of Other Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ASSURED RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01BETH PEDERSON
0032016-08-15BETH PEDERSON

Plan Statistics for ASSURED RETIREMENT PLAN

401k plan membership statisitcs for ASSURED RETIREMENT PLAN

Measure Date Value
2022: ASSURED RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0198
Total number of active participants reported on line 7a of the Form 55002022-01-0189
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0117
Total of all active and inactive participants2022-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01106
Number of participants with account balances2022-01-01106
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: ASSURED RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0188
Total number of active participants reported on line 7a of the Form 55002021-01-0187
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0111
Total of all active and inactive participants2021-01-0198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0198
Number of participants with account balances2021-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: ASSURED RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0175
Total number of active participants reported on line 7a of the Form 55002020-01-0177
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0111
Total of all active and inactive participants2020-01-0188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0188
Number of participants with account balances2020-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-016
2019: ASSURED RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0128
Total number of active participants reported on line 7a of the Form 55002019-01-0171
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-014
Total of all active and inactive participants2019-01-0175
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0175
Number of participants with account balances2019-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-012
2018: ASSURED RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0126
Total number of active participants reported on line 7a of the Form 55002018-01-0123
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-015
Total of all active and inactive participants2018-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0128
Number of participants with account balances2018-01-0128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-011
2017: ASSURED RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0124
Total number of active participants reported on line 7a of the Form 55002017-01-0124
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-0126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0126
Number of participants with account balances2017-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: ASSURED RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-08-150
Total number of active participants reported on line 7a of the Form 55002016-08-1524
Number of retired or separated participants receiving benefits2016-08-150
Number of other retired or separated participants entitled to future benefits2016-08-150
Total of all active and inactive participants2016-08-1524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-08-150
Total participants2016-08-1524
Number of participants with account balances2016-08-1524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-08-150

Financial Data on ASSURED RETIREMENT PLAN

Measure Date Value
2022 : ASSURED RETIREMENT PLAN 2022 401k financial data
Transfers to/from the plan2022-12-31$-318
Total plan liabilities at end of year2022-12-31$0
Total plan liabilities at beginning of year2022-12-31$0
Total income from all sources2022-12-31$400,334
Expenses. Total of all expenses incurred2022-12-31$266,568
Benefits paid (including direct rollovers)2022-12-31$261,735
Total plan assets at end of year2022-12-31$4,163,780
Total plan assets at beginning of year2022-12-31$4,030,332
Value of fidelity bond covering the plan2022-12-31$5,000,000
Total contributions received or receivable from participants2022-12-31$346,798
Expenses. Other expenses not covered elsewhere2022-12-31$0
Contributions received from other sources (not participants or employers)2022-12-31$0
Other income received2022-12-31$-693,882
Noncash contributions received2022-12-31$0
Net income (gross income less expenses)2022-12-31$133,766
Net plan assets at end of year (total assets less liabilities)2022-12-31$4,163,780
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$4,030,332
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022022-12-31$0
Total contributions received or receivable from employer(s)2022-12-31$747,418
Value of certain deemed distributions of participant loans2022-12-31$0
Value of corrective distributions2022-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$4,833
2021 : ASSURED RETIREMENT PLAN 2021 401k financial data
Transfers to/from the plan2021-12-31$-65,427
Total plan liabilities at end of year2021-12-31$0
Total plan liabilities at beginning of year2021-12-31$0
Total income from all sources2021-12-31$1,418,610
Expenses. Total of all expenses incurred2021-12-31$181,341
Benefits paid (including direct rollovers)2021-12-31$164,477
Total plan assets at end of year2021-12-31$4,030,332
Total plan assets at beginning of year2021-12-31$2,858,490
Value of fidelity bond covering the plan2021-12-31$5,000,000
Total contributions received or receivable from participants2021-12-31$326,385
Expenses. Other expenses not covered elsewhere2021-12-31$0
Contributions received from other sources (not participants or employers)2021-12-31$0
Other income received2021-12-31$420,564
Noncash contributions received2021-12-31$0
Net income (gross income less expenses)2021-12-31$1,237,269
Net plan assets at end of year (total assets less liabilities)2021-12-31$4,030,332
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$2,858,490
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022021-12-31$0
Total contributions received or receivable from employer(s)2021-12-31$671,661
Value of certain deemed distributions of participant loans2021-12-31$0
Value of corrective distributions2021-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$16,864
2020 : ASSURED RETIREMENT PLAN 2020 401k financial data
Transfers to/from the plan2020-12-31$0
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$1,165,439
Expenses. Total of all expenses incurred2020-12-31$77,463
Benefits paid (including direct rollovers)2020-12-31$61,150
Total plan assets at end of year2020-12-31$2,858,490
Total plan assets at beginning of year2020-12-31$1,770,514
Value of fidelity bond covering the plan2020-12-31$2,000,000
Total contributions received or receivable from participants2020-12-31$264,544
Expenses. Other expenses not covered elsewhere2020-12-31$0
Contributions received from other sources (not participants or employers)2020-12-31$0
Other income received2020-12-31$377,169
Noncash contributions received2020-12-31$0
Net income (gross income less expenses)2020-12-31$1,087,976
Net plan assets at end of year (total assets less liabilities)2020-12-31$2,858,490
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$1,770,514
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022020-12-31$0
Total contributions received or receivable from employer(s)2020-12-31$523,726
Value of certain deemed distributions of participant loans2020-12-31$0
Value of corrective distributions2020-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$16,313
2019 : ASSURED RETIREMENT PLAN 2019 401k financial data
Transfers to/from the plan2019-12-31$48,938
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$1,246,901
Expenses. Total of all expenses incurred2019-12-31$70,620
Benefits paid (including direct rollovers)2019-12-31$68,503
Total plan assets at end of year2019-12-31$1,770,514
Total plan assets at beginning of year2019-12-31$545,295
Value of fidelity bond covering the plan2019-12-31$2,000,000
Total contributions received or receivable from participants2019-12-31$205,145
Expenses. Other expenses not covered elsewhere2019-12-31$0
Contributions received from other sources (not participants or employers)2019-12-31$103,801
Other income received2019-12-31$241,633
Noncash contributions received2019-12-31$0
Net income (gross income less expenses)2019-12-31$1,176,281
Net plan assets at end of year (total assets less liabilities)2019-12-31$1,770,514
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$545,295
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022019-12-31$0
Total contributions received or receivable from employer(s)2019-12-31$696,322
Value of certain deemed distributions of participant loans2019-12-31$0
Value of corrective distributions2019-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$2,117
2018 : ASSURED RETIREMENT PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$31,662
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$140,304
Expenses. Total of all expenses incurred2018-12-31$46,396
Benefits paid (including direct rollovers)2018-12-31$38,459
Total plan assets at end of year2018-12-31$545,295
Total plan assets at beginning of year2018-12-31$419,725
Value of fidelity bond covering the plan2018-12-31$2,000,000
Total contributions received or receivable from participants2018-12-31$98,340
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-37,019
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$93,908
Net plan assets at end of year (total assets less liabilities)2018-12-31$545,295
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$419,725
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022018-12-31$0
Total contributions received or receivable from employer(s)2018-12-31$78,983
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$7,937
2017 : ASSURED RETIREMENT PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$229,451
Expenses. Total of all expenses incurred2017-12-31$9,905
Benefits paid (including direct rollovers)2017-12-31$6,342
Total plan assets at end of year2017-12-31$419,725
Total plan assets at beginning of year2017-12-31$200,179
Value of fidelity bond covering the plan2017-12-31$2,000,000
Total contributions received or receivable from participants2017-12-31$104,001
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$45,028
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$219,546
Net plan assets at end of year (total assets less liabilities)2017-12-31$419,725
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$200,179
Total contributions received or receivable from employer(s)2017-12-31$80,422
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$3,563
2016 : ASSURED RETIREMENT PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$31,893
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$168,286
Expenses. Total of all expenses incurred2016-12-31$0
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$200,179
Total plan assets at beginning of year2016-12-31$0
Value of fidelity bond covering the plan2016-12-31$2,000,000
Total contributions received or receivable from participants2016-12-31$54,568
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$967
Other income received2016-12-31$472
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$168,286
Net plan assets at end of year (total assets less liabilities)2016-12-31$200,179
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$112,279
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0

Form 5500 Responses for ASSURED RETIREMENT PLAN

2022: ASSURED RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ASSURED RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ASSURED RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ASSURED RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ASSURED RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ASSURED RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ASSURED RETIREMENT PLAN 2016 form 5500 responses
2016-08-15Type of plan entitySingle employer plan
2016-08-15First time form 5500 has been submittedYes
2016-08-15Submission has been amendedNo
2016-08-15This submission is the final filingNo
2016-08-15This return/report is a short plan year return/report (less than 12 months)Yes
2016-08-15Plan is a collectively bargained planNo
2016-08-15Plan funding arrangement – TrustYes
2016-08-15Plan benefit arrangement - TrustYes

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