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TCG GROUP HOLDINGS, LLP 401(K) PLAN 401k Plan overview

Plan NameTCG GROUP HOLDINGS, LLP 401(K) PLAN
Plan identification number 001

TCG GROUP HOLDINGS, LLP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TCG GROUP HOLDINGS, LLP has sponsored the creation of one or more 401k plans.

Company Name:TCG GROUP HOLDINGS, LLP
Employer identification number (EIN):200529591
NAIC Classification:523900

Additional information about TCG GROUP HOLDINGS, LLP

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3746375

More information about TCG GROUP HOLDINGS, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan TCG GROUP HOLDINGS, LLP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01SCOTT HAUPTMANN
0012016-01-01TRENT TURNER
0012016-01-01TRENT TURNER
0012015-01-01TRENT TURNER
0012015-01-01TRENT TURNER
0012014-01-01TRENT TURNER2015-10-07
0012013-01-01EARL JOHNSON2014-06-26
0012012-01-01EARL JOHNSON2013-05-02
0012011-01-01EARL JOHNSON2012-05-21
0012009-01-01MIKE COCHRAN

Plan Statistics for TCG GROUP HOLDINGS, LLP 401(K) PLAN

401k plan membership statisitcs for TCG GROUP HOLDINGS, LLP 401(K) PLAN

Measure Date Value
2021: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01156
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0193
Total number of active participants reported on line 7a of the Form 55002020-01-01101
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0155
Total of all active and inactive participants2020-01-01156
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01156
Number of participants with account balances2020-01-01149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01198
Total number of active participants reported on line 7a of the Form 55002019-01-01221
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01121
Total of all active and inactive participants2019-01-01342
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01342
Number of participants with account balances2019-01-01121
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0137
2018: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01207
Total number of active participants reported on line 7a of the Form 55002018-01-01168
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0130
Total of all active and inactive participants2018-01-01198
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01198
Number of participants with account balances2018-01-01138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01204
Total number of active participants reported on line 7a of the Form 55002017-01-01187
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0120
Total of all active and inactive participants2017-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01207
Number of participants with account balances2017-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01136
Total number of active participants reported on line 7a of the Form 55002016-01-01173
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0131
Total of all active and inactive participants2016-01-01204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01204
Number of participants with account balances2016-01-01105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01122
Total number of active participants reported on line 7a of the Form 55002015-01-01128
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01136
Number of participants with account balances2015-01-0188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2009: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0137
Total number of active participants reported on line 7a of the Form 55002009-01-0145
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-013
Total of all active and inactive participants2009-01-0148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-0148
Number of participants with account balances2009-01-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on TCG GROUP HOLDINGS, LLP 401(K) PLAN

Measure Date Value
2021 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,020,934
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$5,942,904
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,936,331
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$542,842
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$4,921,970
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$6,573
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$6,417
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$6,417
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$326,867
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$148,898
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$2,491
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$10,668
Other income not declared elsewhere2021-12-31$256
Administrative expenses (other) incurred2021-12-31$170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-4,921,970
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$4,921,970
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,457,807
Value of interest in common/collective trusts at end of year2021-12-31$0
Value of interest in common/collective trusts at beginning of year2021-12-31$312,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$471,419
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$205,307
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,936,331
Contract administrator fees2021-12-31$6,403
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN2021-12-31760448495
2020 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,464,665
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$681,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$677,154
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$891,144
Value of total assets at end of year2020-12-31$4,921,970
Value of total assets at beginning of year2020-12-31$4,139,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$4,833
Total interest from all sources2020-12-31$6,866
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$94,133
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$94,133
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$529,856
Participant contributions at end of year2020-12-31$148,898
Participant contributions at beginning of year2020-12-31$151,464
Participant contributions at beginning of year2020-12-31$22,301
Assets. Other investments not covered elsewhere at end of year2020-12-31$2,491
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$80,126
Administrative expenses (other) incurred2020-12-31$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$782,678
Value of net assets at end of year (total assets less liabilities)2020-12-31$4,921,970
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,139,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,457,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,666,116
Income. Interest from loans (other than to participants)2020-12-31$6,866
Value of interest in common/collective trusts at end of year2020-12-31$312,774
Value of interest in common/collective trusts at beginning of year2020-12-31$290,106
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$472,522
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$281,162
Employer contributions (assets) at beginning of year2020-12-31$9,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$677,154
Contract administrator fees2020-12-31$4,158
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN2020-12-31760448495
2019 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,536,213
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$688,449
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$636,076
Expenses. Certain deemed distributions of participant loans2019-12-31$36,913
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$903,758
Value of total assets at end of year2019-12-31$4,139,292
Value of total assets at beginning of year2019-12-31$3,291,528
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$15,460
Total interest from all sources2019-12-31$9,111
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$105,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$105,108
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$528,262
Participant contributions at end of year2019-12-31$151,464
Participant contributions at beginning of year2019-12-31$123,941
Participant contributions at end of year2019-12-31$22,301
Participant contributions at beginning of year2019-12-31$19,869
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$117,181
Other income not declared elsewhere2019-12-31$-6,033
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$847,764
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,139,292
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,291,528
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,666,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$2,862,356
Interest on participant loans2019-12-31$9,111
Value of interest in common/collective trusts at end of year2019-12-31$290,106
Value of interest in common/collective trusts at beginning of year2019-12-31$274,022
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$524,269
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$258,315
Employer contributions (assets) at end of year2019-12-31$9,305
Employer contributions (assets) at beginning of year2019-12-31$11,340
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$636,076
Contract administrator fees2019-12-31$15,460
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HAM, LANGSTON & BREZINA, LLP
Accountancy firm EIN2019-12-31760448495
2018 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$838,453
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$387,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$370,267
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,076,454
Value of total assets at end of year2018-12-31$3,291,528
Value of total assets at beginning of year2018-12-31$2,840,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$16,923
Total interest from all sources2018-12-31$8,510
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$98,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$98,047
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$465,060
Participant contributions at end of year2018-12-31$123,941
Participant contributions at beginning of year2018-12-31$170,523
Participant contributions at end of year2018-12-31$19,869
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$388,105
Administrative expenses (other) incurred2018-12-31$5,843
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$451,263
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,291,528
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,840,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$2,862,356
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,356,226
Interest on participant loans2018-12-31$8,510
Value of interest in common/collective trusts at end of year2018-12-31$274,022
Value of interest in common/collective trusts at beginning of year2018-12-31$313,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-344,558
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$223,289
Employer contributions (assets) at end of year2018-12-31$11,340
Employer contributions (assets) at beginning of year2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$370,267
Contract administrator fees2018-12-31$11,080
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MAXWELL LOCKE & RITTER LLP
Accountancy firm EIN2018-12-31742900215
2017 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$989,565
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$719,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$706,946
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$654,384
Value of total assets at end of year2017-12-31$2,840,265
Value of total assets at beginning of year2017-12-31$2,570,267
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$12,621
Total interest from all sources2017-12-31$3,588
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$65,448
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$65,448
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$3,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$387,665
Participant contributions at end of year2017-12-31$170,523
Participant contributions at beginning of year2017-12-31$89,034
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$76,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$269,998
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,840,265
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,570,267
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,356,226
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,995,533
Interest on participant loans2017-12-31$3,588
Value of interest in common/collective trusts at end of year2017-12-31$313,516
Value of interest in common/collective trusts at beginning of year2017-12-31$485,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$260,627
Net investment gain or loss from common/collective trusts2017-12-31$5,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$190,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$706,946
Contract administrator fees2017-12-31$12,621
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MAXWELL LOCKE & RITTER LLP
Accountancy firm EIN2017-12-31742900215
2016 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,295,283
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$92,964
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$79,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,108,550
Value of total assets at end of year2016-12-31$2,570,267
Value of total assets at beginning of year2016-12-31$1,367,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$13,107
Total interest from all sources2016-12-31$3,489
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$51,794
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$51,794
Administrative expenses professional fees incurred2016-12-31$8,636
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$420,150
Participant contributions at end of year2016-12-31$89,034
Participant contributions at beginning of year2016-12-31$51,909
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$468,856
Other income not declared elsewhere2016-12-31$-19
Administrative expenses (other) incurred2016-12-31$4,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,202,319
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,570,267
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,367,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,995,533
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,316,039
Interest on participant loans2016-12-31$3,489
Value of interest in common/collective trusts at end of year2016-12-31$485,700
Value of interest in common/collective trusts at beginning of year2016-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$124,458
Net investment gain or loss from common/collective trusts2016-12-31$7,011
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$219,544
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$79,857
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MAXWELL LOCKE & RITTER LLP
Accountancy firm EIN2016-12-31742900215
2015 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$510,335
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$86,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$73,993
Value of total corrective distributions2015-12-31$7,517
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$540,039
Value of total assets at end of year2015-12-31$1,367,948
Value of total assets at beginning of year2015-12-31$944,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,469
Total interest from all sources2015-12-31$1,868
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$41,604
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$41,604
Administrative expenses professional fees incurred2015-12-31$4,214
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$337,337
Participant contributions at end of year2015-12-31$51,909
Participant contributions at beginning of year2015-12-31$15,306
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$20,423
Administrative expenses (other) incurred2015-12-31$1,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$423,356
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,367,948
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$944,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,316,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$929,286
Interest on participant loans2015-12-31$1,868
Value of interest in common/collective trusts at end of year2015-12-31$16,291
Value of interest in common/collective trusts at beginning of year2015-12-31$28,366
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-73,176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$182,279
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$73,993
Did the plan have assets held for investment2015-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MAXWELL LOCKE & RITTER LLP
Accountancy firm EIN2015-12-31742900215
2010 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2010 401k financial data
Transfers to/from the plan2010-12-31$0
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$87,897
Expenses. Total of all expenses incurred2010-12-31$34,997
Benefits paid (including direct rollovers)2010-12-31$34,997
Total plan assets at end of year2010-12-31$187,016
Total plan assets at beginning of year2010-12-31$134,116
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$67,136
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$0
Other income received2010-12-31$20,761
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$52,900
Net plan assets at end of year (total assets less liabilities)2010-12-31$187,016
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$134,116
Total contributions received or receivable from employer(s)2010-12-31$0
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
2009 : TCG GROUP HOLDINGS, LLP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for TCG GROUP HOLDINGS, LLP 401(K) PLAN

2021: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2009: TCG GROUP HOLDINGS, LLP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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