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NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 401k Plan overview

Plan NameNORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST
Plan identification number 001

NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TODD J. HUGHES, DDS, MS, P.A. has sponsored the creation of one or more 401k plans.

Company Name:TODD J. HUGHES, DDS, MS, P.A.
Employer identification number (EIN):200551415
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01TODD J. HUGHES, DDS, MS
0012014-01-01TODD J. HUGHES, DDS, MS
0012013-01-01TODD J. HUGHES, DDS, MS
0012012-01-01TODD J. HUGHES, DDS, MS
0012011-01-01TODD J. HUGHES, DDS, MS
0012010-01-01TODD J. HUGHES, DDS, MS
0012009-01-01TODD J. HUGHES, DDS, MS
0012009-01-01TODD J. HUGHES, DDS, MS

Plan Statistics for NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST

401k plan membership statisitcs for NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST

Measure Date Value
2015: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-0116
Total number of active participants reported on line 7a of the Form 55002015-01-0114
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-014
Total of all active and inactive participants2015-01-0118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0118
Number of participants with account balances2015-01-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-013
2014: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-0113
Total number of active participants reported on line 7a of the Form 55002014-01-0113
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-012
Total of all active and inactive participants2014-01-0115
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0115
Number of participants with account balances2014-01-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-0113
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0111
Number of participants with account balances2013-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-0112
Total number of active participants reported on line 7a of the Form 55002012-01-0111
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-012
Total of all active and inactive participants2012-01-0113
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0113
Number of participants with account balances2012-01-0113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-012
2011: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-0111
Total number of active participants reported on line 7a of the Form 55002011-01-0111
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-0111
Number of participants with account balances2011-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-0110
Total number of active participants reported on line 7a of the Form 55002010-01-0111
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-0111
Number of participants with account balances2010-01-0111
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-019
Total number of active participants reported on line 7a of the Form 55002009-01-018
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-019
Number of participants with account balances2009-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-011

Financial Data on NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST

Measure Date Value
2015 : NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$64,408
Expenses. Total of all expenses incurred2015-12-31$13,320
Benefits paid (including direct rollovers)2015-12-31$325
Total plan assets at end of year2015-12-31$1,289,564
Total plan assets at beginning of year2015-12-31$1,238,476
Value of fidelity bond covering the plan2015-12-31$128,956
Total contributions received or receivable from participants2015-12-31$52,790
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-50,436
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$51,088
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,289,564
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,238,476
Assets. Value of assets in partnership/joint-venture interests2015-12-31$8,055
Total contributions received or receivable from employer(s)2015-12-31$62,054
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$12,995
2014 : NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$137,017
Expenses. Total of all expenses incurred2014-12-31$19,551
Benefits paid (including direct rollovers)2014-12-31$8,135
Total plan assets at end of year2014-12-31$1,238,476
Total plan assets at beginning of year2014-12-31$1,121,010
Value of fidelity bond covering the plan2014-12-31$123,848
Total contributions received or receivable from participants2014-12-31$50,538
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$39,225
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$117,466
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,238,476
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,121,010
Assets. Value of assets in partnership/joint-venture interests2014-12-31$28,849
Total contributions received or receivable from employer(s)2014-12-31$47,254
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$11,416
2013 : NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$213,592
Expenses. Total of all expenses incurred2013-12-31$50,742
Benefits paid (including direct rollovers)2013-12-31$41,021
Total plan assets at end of year2013-12-31$1,121,010
Total plan assets at beginning of year2013-12-31$958,160
Value of fidelity bond covering the plan2013-12-31$100,000
Total contributions received or receivable from participants2013-12-31$48,453
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$115,506
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$162,850
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,121,010
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$958,160
Assets. Value of assets in partnership/joint-venture interests2013-12-31$35,082
Total contributions received or receivable from employer(s)2013-12-31$49,633
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$9,721
2012 : NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2012 401k financial data
Total plan liabilities at end of year2012-12-31$0
Total plan liabilities at beginning of year2012-12-31$0
Total income from all sources2012-12-31$183,264
Expenses. Total of all expenses incurred2012-12-31$7,878
Benefits paid (including direct rollovers)2012-12-31$0
Total plan assets at end of year2012-12-31$958,160
Total plan assets at beginning of year2012-12-31$782,774
Value of fidelity bond covering the plan2012-12-31$100,000
Total contributions received or receivable from participants2012-12-31$50,186
Expenses. Other expenses not covered elsewhere2012-12-31$0
Contributions received from other sources (not participants or employers)2012-12-31$0
Other income received2012-12-31$85,229
Noncash contributions received2012-12-31$0
Net income (gross income less expenses)2012-12-31$175,386
Net plan assets at end of year (total assets less liabilities)2012-12-31$958,160
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$782,774
Assets. Value of assets in partnership/joint-venture interests2012-12-31$36,067
Total contributions received or receivable from employer(s)2012-12-31$47,849
Value of certain deemed distributions of participant loans2012-12-31$0
Value of corrective distributions2012-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$7,878
2011 : NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2011 401k financial data
Transfers to/from the plan2011-12-31$0
Total plan liabilities at end of year2011-12-31$0
Total plan liabilities at beginning of year2011-12-31$0
Total income from all sources2011-12-31$117,220
Expenses. Total of all expenses incurred2011-12-31$6,453
Benefits paid (including direct rollovers)2011-12-31$0
Total plan assets at end of year2011-12-31$782,774
Total plan assets at beginning of year2011-12-31$672,007
Value of fidelity bond covering the plan2011-12-31$1,000,000
Total contributions received or receivable from participants2011-12-31$49,751
Expenses. Other expenses not covered elsewhere2011-12-31$0
Contributions received from other sources (not participants or employers)2011-12-31$0
Other income received2011-12-31$3,010
Noncash contributions received2011-12-31$0
Net income (gross income less expenses)2011-12-31$110,767
Net plan assets at end of year (total assets less liabilities)2011-12-31$782,774
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$672,007
Assets. Value of assets in partnership/joint-venture interests2011-12-31$35,592
Total contributions received or receivable from employer(s)2011-12-31$64,459
Value of certain deemed distributions of participant loans2011-12-31$0
Value of corrective distributions2011-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$6,453
2010 : NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year2010-12-31$0
Total plan liabilities at beginning of year2010-12-31$0
Total income from all sources2010-12-31$184,090
Expenses. Total of all expenses incurred2010-12-31$8,173
Benefits paid (including direct rollovers)2010-12-31$3,246
Total plan assets at end of year2010-12-31$672,007
Total plan assets at beginning of year2010-12-31$496,090
Value of fidelity bond covering the plan2010-12-31$1,000,000
Total contributions received or receivable from participants2010-12-31$47,601
Expenses. Other expenses not covered elsewhere2010-12-31$0
Contributions received from other sources (not participants or employers)2010-12-31$22,484
Other income received2010-12-31$54,297
Noncash contributions received2010-12-31$0
Net income (gross income less expenses)2010-12-31$175,917
Net plan assets at end of year (total assets less liabilities)2010-12-31$672,007
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$496,090
Assets. Value of assets in partnership/joint-venture interests2010-12-31$35,022
Total contributions received or receivable from employer(s)2010-12-31$59,708
Value of certain deemed distributions of participant loans2010-12-31$0
Value of corrective distributions2010-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,927

Form 5500 Responses for NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST

2015: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: NORTH HOUSTON ORTHODONTIC SPECIALISTS RETIREMENT PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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