401k Plan data: MARK ONE HOLDINGS RETIREMENT PLAN plan

MARK ONE HOLDINGS RETIREMENT PLAN 401k Plan overview

Plan Name	MARK ONE HOLDINGS RETIREMENT PLAN
Plan identification number	001

MARK ONE HOLDINGS RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

MARK ONE HOLDINGS, LLC has sponsored the creation of one or more 401k plans.

Company Name: MARK ONE HOLDINGS, LLC

Employer identification number (EIN): 200614497

NAIC Classification: 551111
NAIC Description: Offices of Bank Holding Companies

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MARK ONE HOLDINGS RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2017-01-01
001 2016-01-01
001 2015-01-01 ANGELA CLYNE
001 2014-01-01 ANGELA CLYNE
001 2013-01-01 ANGELA CLYNE
001 2012-01-01 ANGELA CLYNE 2013-10-03
001 2011-01-01 ANGELA CLYNE 2012-07-17 ANGELA CLYNE 2012-07-17
001 2010-01-01 WALT RIEHEMANN 2011-07-22 WALT RIEHEMANN 2011-07-22

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2017-01-01
001	2016-01-01
001	2015-01-01	ANGELA CLYNE
001	2014-01-01	ANGELA CLYNE
001	2013-01-01	ANGELA CLYNE
001	2012-01-01	ANGELA CLYNE	2013-10-03
001	2011-01-01	ANGELA CLYNE	2012-07-17	ANGELA CLYNE	2012-07-17
001	2010-01-01	WALT RIEHEMANN	2011-07-22	WALT RIEHEMANN	2011-07-22

Plan Statistics for MARK ONE HOLDINGS RETIREMENT PLAN

401k plan membership statisitcs for MARK ONE HOLDINGS RETIREMENT PLAN

Measure Date Value
2017: MARK ONE HOLDINGS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 253
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 0
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 0
Number of participants with account balances 2017-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: MARK ONE HOLDINGS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 231
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 50
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 203
Total of all active and inactive participants 2016-01-01 253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 253
Number of participants with account balances 2016-01-01 235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: MARK ONE HOLDINGS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 233
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 95
Number of retired or separated participants receiving benefits 2015-01-01 20
Number of other retired or separated participants entitled to future benefits 2015-01-01 107
Total of all active and inactive participants 2015-01-01 222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 222
Number of participants with account balances 2015-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 41
2014: MARK ONE HOLDINGS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 187
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 131
Number of retired or separated participants receiving benefits 2014-01-01 8
Number of other retired or separated participants entitled to future benefits 2014-01-01 56
Total of all active and inactive participants 2014-01-01 195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 195
Number of participants with account balances 2014-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 37
2013: MARK ONE HOLDINGS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 150
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 142
Number of retired or separated participants receiving benefits 2013-01-01 5
Number of other retired or separated participants entitled to future benefits 2013-01-01 32
Total of all active and inactive participants 2013-01-01 179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 179
Number of participants with account balances 2013-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 18

Measure	Date	Value
2017: MARK ONE HOLDINGS RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	253
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	0
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	0
Number of participants with account balances	2017-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: MARK ONE HOLDINGS RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	231
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	50
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	203
Total of all active and inactive participants	2016-01-01	253
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	253
Number of participants with account balances	2016-01-01	235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: MARK ONE HOLDINGS RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	233
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	95
Number of retired or separated participants receiving benefits	2015-01-01	20
Number of other retired or separated participants entitled to future benefits	2015-01-01	107
Total of all active and inactive participants	2015-01-01	222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	222
Number of participants with account balances	2015-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	41
2014: MARK ONE HOLDINGS RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	187
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	131
Number of retired or separated participants receiving benefits	2014-01-01	8
Number of other retired or separated participants entitled to future benefits	2014-01-01	56
Total of all active and inactive participants	2014-01-01	195
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	195
Number of participants with account balances	2014-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	37
2013: MARK ONE HOLDINGS RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	150
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	142
Number of retired or separated participants receiving benefits	2013-01-01	5
Number of other retired or separated participants entitled to future benefits	2013-01-01	32
Total of all active and inactive participants	2013-01-01	179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	179
Number of participants with account balances	2013-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	18

Financial Data on MARK ONE HOLDINGS RETIREMENT PLAN

Measure	Date	Value
2017 : MARK ONE HOLDINGS RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-09-01	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-09-01	$4,518
Total income from all sources (including contributions)	2017-09-01	$75,667
Total loss/gain on sale of assets	2017-09-01	$0
Total of all expenses incurred	2017-09-01	$973,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-09-01	$931,619
Expenses. Certain deemed distributions of participant loans	2017-09-01	$2,149
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-09-01	$2,664
Value of total assets at end of year	2017-09-01	$0
Value of total assets at beginning of year	2017-09-01	$902,473
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-09-01	$39,854
Total interest from all sources	2017-09-01	$37
Total dividends received (eg from common stock, registered investment company shares)	2017-09-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-09-01	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2017-09-01	$0
Was this plan covered by a fidelity bond	2017-09-01	Yes
Value of fidelity bond cover	2017-09-01	$3,000,000
If this is an individual account plan, was there a blackout period	2017-09-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-09-01	$0
Were there any nonexempt tranactions with any party-in-interest	2017-09-01	No
Contributions received from participants	2017-09-01	$2,664
Participant contributions at end of year	2017-09-01	$0
Participant contributions at beginning of year	2017-09-01	$2,583
Participant contributions at end of year	2017-09-01	$0
Participant contributions at beginning of year	2017-09-01	$845
Income. Received or receivable in cash from other sources (including rollovers)	2017-09-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2017-09-01	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2017-09-01	$4,518
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-01	No
Value of net income/loss	2017-09-01	$-897,955
Value of net assets at end of year (total assets less liabilities)	2017-09-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2017-09-01	$897,955
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-09-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-09-01	No
Were any leases to which the plan was party in default or uncollectible	2017-09-01	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-09-01	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-09-01	$710,958
Value of interest in pooled separate accounts at end of year	2017-09-01	$0
Value of interest in pooled separate accounts at beginning of year	2017-09-01	$0
Interest on participant loans	2017-09-01	$37
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-09-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-09-01	$188,087
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-09-01	$70,712
Net investment gain or loss from common/collective trusts	2017-09-01	$2,254
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-09-01	No
Was there a failure to transmit to the plan any participant contributions	2017-09-01	Yes
Has the plan failed to provide any benefit when due under the plan	2017-09-01	No
Contributions received in cash from employer	2017-09-01	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-09-01	$931,619
Contract administrator fees	2017-09-01	$39,854
Did the plan have assets held for investment	2017-09-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-09-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-09-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-09-01	Yes
Opinion of an independent qualified public accountant for this plan	2017-09-01	Disclaimer
Accountancy firm name	2017-09-01	BDO USA, LLP
Accountancy firm EIN	2017-09-01	135381590
2016 : MARK ONE HOLDINGS RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$4,518
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$107,334
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$318,226
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$309,606
Expenses. Certain deemed distributions of participant loans	2016-12-31	$6,679
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$55,390
Value of total assets at end of year	2016-12-31	$902,473
Value of total assets at beginning of year	2016-12-31	$1,108,847
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,941
Total interest from all sources	2016-12-31	$307
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$55,314
Participant contributions at end of year	2016-12-31	$2,583
Participant contributions at beginning of year	2016-12-31	$12,270
Participant contributions at end of year	2016-12-31	$845
Participant contributions at beginning of year	2016-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$76
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2016-12-31	$4,518
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-210,892
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$897,955
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$1,108,847
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$710,958
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$893,807
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Interest on participant loans	2016-12-31	$307
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$188,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$202,770
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$45,818
Net investment gain or loss from common/collective trusts	2016-12-31	$5,819
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$309,606
Contract administrator fees	2016-12-31	$1,941
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BDO USA, LLP
Accountancy firm EIN	2016-12-31	135381590
2015 : MARK ONE HOLDINGS RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$256,797
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,300,958
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,290,601
Value of total corrective distributions	2015-12-31	$8,582
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$257,032
Value of total assets at end of year	2015-12-31	$1,108,847
Value of total assets at beginning of year	2015-12-31	$2,153,008
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,775
Total interest from all sources	2015-12-31	$6,642
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$222,049
Participant contributions at end of year	2015-12-31	$12,270
Participant contributions at beginning of year	2015-12-31	$13,846
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$34,983
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-1,044,161
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$1,108,847
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,153,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$893,807
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$0
Value of interest in pooled separate accounts at end of year	2015-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$1,983,200
Interest on participant loans	2015-12-31	$946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$5,696
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$202,770
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$155,962
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,290,601
Contract administrator fees	2015-12-31	$1,775
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	LBA CERTIFIED PUBLIC ACCOUNTANT PA
Accountancy firm EIN	2015-12-31	591302284
2014 : MARK ONE HOLDINGS RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$520,307
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$172,811
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$164,855
Value of total corrective distributions	2014-12-31	$6,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$392,437
Value of total assets at end of year	2014-12-31	$2,153,008
Value of total assets at beginning of year	2014-12-31	$1,805,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,080
Total interest from all sources	2014-12-31	$4,395
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$300,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$265,867
Participant contributions at end of year	2014-12-31	$13,846
Participant contributions at beginning of year	2014-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$19,019
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$347,496
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,153,008
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$1,805,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$1,983,200
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,669,144
Interest on participant loans	2014-12-31	$47
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$4,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$155,962
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$136,368
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$123,475
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$107,551
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$164,855
Contract administrator fees	2014-12-31	$1,080
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2014-12-31	560747981
2013 : MARK ONE HOLDINGS RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,243,968
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$173,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$173,231
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,046,281
Value of total assets at end of year	2013-12-31	$1,805,512
Value of total assets at beginning of year	2013-12-31	$735,475
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$700
Total interest from all sources	2013-12-31	$197,687
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$300,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$239,217
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$731,888
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,070,037
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$1,805,512
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$735,475
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,669,144
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$565,088
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$197,687
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$136,368
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$170,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$75,176
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$173,231
Contract administrator fees	2013-12-31	$700
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2013-12-31	560747981

Form 5500 Responses for MARK ONE HOLDINGS RETIREMENT PLAN

2017: MARK ONE HOLDINGS RETIREMENT PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	Yes
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: MARK ONE HOLDINGS RETIREMENT PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: MARK ONE HOLDINGS RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: MARK ONE HOLDINGS RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: MARK ONE HOLDINGS RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

829143

Policy instance

Insurance contract or identification number	829143
Number of Individuals Covered	0
Insurance policy start date	2017-01-01
Insurance policy end date	2017-09-01
Total amount of commissions paid to insurance broker	USD $2,552
Total amount of fees paid to insurance company	USD $112
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $2,552
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	MARKETING FEES AND COMMISSIONS PAID
Insurance broker organization code?	3
Insurance broker name	DCS RETIREMENT GROUP, INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

829143

Policy instance

Insurance contract or identification number	829143
Number of Individuals Covered	198
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $6,276
Total amount of fees paid to insurance company	USD $785
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,276
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	MARKETING FEES AND COMMISSIONS PAID
Insurance broker organization code?	3
Insurance broker name	DCS RETIREMENT GROUP, INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

829143

Policy instance

Insurance contract or identification number	829143
Number of Individuals Covered	181
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $7,627
Total amount of fees paid to insurance company	USD $953
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,919
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	MARKETING FEES AND COMMISSIONS PAID
Insurance broker organization code?	3
Insurance broker name	DCS RETIREMENT GROUP, INC.

HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 )

Policy contract number

829143

Policy instance

Insurance contract or identification number	829143
Number of Individuals Covered	161
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $4,104
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $3,593
Amount paid for insurance broker fees	0
Additional information about fees paid to insurance broker	MARKETING FEES AND COMMISSIONS PAID
Insurance broker organization code?	3
Insurance broker name	DCS RETIREMENT GROUP, INC.

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Company Name:	MARK ONE HOLDINGS, LLC
Employer identification number (EIN):	200614497
NAIC Classification:	551111
NAIC Description:	Offices of Bank Holding Companies