WHEELER TRIGG ODONNELL LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN
| Measure | Date | Value |
|---|
| 2023 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total income from all sources (including contributions) | 2023-12-31 | $18,942,324 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $6,776,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $6,630,211 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $6,355,660 |
| Value of total assets at end of year | 2023-12-31 | $82,176,487 |
| Value of total assets at beginning of year | 2023-12-31 | $70,010,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $146,565 |
| Total interest from all sources | 2023-12-31 | $24,592 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $2,405,986 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $2,405,986 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $2,815,504 |
| Participant contributions at end of year | 2023-12-31 | $389,629 |
| Participant contributions at beginning of year | 2023-12-31 | $326,494 |
| Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $5,565,977 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $6,537,669 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $448,990 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-12-31 | $319 |
| Other income not declared elsewhere | 2023-12-31 | $1,018,299 |
| Administrative expenses (other) incurred | 2023-12-31 | $146,565 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $12,165,548 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $82,176,487 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $70,010,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $75,141,765 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $61,814,350 |
| Interest on participant loans | 2023-12-31 | $24,592 |
| Value of interest in common/collective trusts at end of year | 2023-12-31 | $1,079,116 |
| Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $1,332,426 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $9,110,201 |
| Net investment gain or loss from common/collective trusts | 2023-12-31 | $27,586 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $3,091,166 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $6,629,892 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Unqualified |
| Accountancy firm name | 2023-12-31 | BDO USA, P.C. |
| Accountancy firm EIN | 2023-12-31 | 135381590 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total income from all sources (including contributions) | 2023-01-01 | $18,942,324 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $6,776,776 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $6,630,211 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $6,355,660 |
| Value of total assets at end of year | 2023-01-01 | $82,176,487 |
| Value of total assets at beginning of year | 2023-01-01 | $70,010,939 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $146,565 |
| Total interest from all sources | 2023-01-01 | $24,592 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $2,405,986 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $2,405,986 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $2,815,504 |
| Participant contributions at end of year | 2023-01-01 | $389,629 |
| Participant contributions at beginning of year | 2023-01-01 | $326,494 |
| Assets. Other investments not covered elsewhere at end of year | 2023-01-01 | $5,565,977 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $6,537,669 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $448,990 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2023-01-01 | $319 |
| Other income not declared elsewhere | 2023-01-01 | $1,018,299 |
| Administrative expenses (other) incurred | 2023-01-01 | $146,565 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $12,165,548 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $82,176,487 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $70,010,939 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $75,141,765 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $61,814,350 |
| Interest on participant loans | 2023-01-01 | $24,592 |
| Value of interest in common/collective trusts at end of year | 2023-01-01 | $1,079,116 |
| Value of interest in common/collective trusts at beginning of year | 2023-01-01 | $1,332,426 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $9,110,201 |
| Net investment gain or loss from common/collective trusts | 2023-01-01 | $27,586 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $3,091,166 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $6,629,892 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 1 |
| Accountancy firm name | 2023-01-01 | BDO USA, P.C. |
| Accountancy firm EIN | 2023-01-01 | 135381590 |
| 2022 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-8,519,303 |
| Total loss/gain on sale of assets | 2022-12-31 | $0 |
| Total of all expenses incurred | 2022-12-31 | $2,597,662 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,511,417 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $5,733,767 |
| Value of total assets at end of year | 2022-12-31 | $70,010,939 |
| Value of total assets at beginning of year | 2022-12-31 | $81,127,904 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $86,245 |
| Total interest from all sources | 2022-12-31 | $14,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $2,379,901 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $2,379,901 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,531,811 |
| Participant contributions at end of year | 2022-12-31 | $326,494 |
| Participant contributions at beginning of year | 2022-12-31 | $338,158 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $6,537,669 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $2,793 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $296,308 |
| Other income not declared elsewhere | 2022-12-31 | $-1,377,048 |
| Administrative expenses (other) incurred | 2022-12-31 | $86,245 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-11,116,965 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $70,010,939 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $81,127,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $61,814,350 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $76,498,496 |
| Interest on participant loans | 2022-12-31 | $14,840 |
| Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,332,426 |
| Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $1,153,917 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $419,584 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $419,584 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-15,290,513 |
| Net investment gain or loss from common/collective trusts | 2022-12-31 | $19,750 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $2,905,648 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,511,417 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $2,714,956 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | BDO USA, P.C. |
| Accountancy firm EIN | 2022-12-31 | 135381590 |
| Total unrealized appreciation/depreciation of assets | 2022-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-8,519,303 |
| Total loss/gain on sale of assets | 2022-01-01 | $0 |
| Total of all expenses incurred | 2022-01-01 | $2,597,662 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $2,511,417 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $5,733,767 |
| Value of total assets at end of year | 2022-01-01 | $70,010,939 |
| Value of total assets at beginning of year | 2022-01-01 | $81,127,904 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $86,245 |
| Total interest from all sources | 2022-01-01 | $14,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $2,379,901 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $2,379,901 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $2,531,811 |
| Participant contributions at end of year | 2022-01-01 | $326,494 |
| Participant contributions at beginning of year | 2022-01-01 | $338,158 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $6,537,669 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $2,793 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $296,308 |
| Other income not declared elsewhere | 2022-01-01 | $-1,377,048 |
| Administrative expenses (other) incurred | 2022-01-01 | $86,245 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-11,116,965 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $70,010,939 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $81,127,904 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $61,814,350 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $76,498,496 |
| Interest on participant loans | 2022-01-01 | $14,840 |
| Value of interest in common/collective trusts at end of year | 2022-01-01 | $1,332,426 |
| Value of interest in common/collective trusts at beginning of year | 2022-01-01 | $1,153,917 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-15,290,513 |
| Net investment gain or loss from common/collective trusts | 2022-01-01 | $19,750 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $2,905,648 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $2,511,417 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-01-01 | $2,714,956 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 1 |
| Accountancy firm name | 2022-01-01 | BDO USA, P.C. |
| Accountancy firm EIN | 2022-01-01 | 135381590 |
| 2021 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $15,745,346 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $10,869,330 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $10,748,873 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,942,285 |
| Value of total assets at end of year | 2021-12-31 | $81,127,904 |
| Value of total assets at beginning of year | 2021-12-31 | $76,251,888 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $120,457 |
| Total interest from all sources | 2021-12-31 | $15,956 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,961,092 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,961,092 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,170,759 |
| Participant contributions at end of year | 2021-12-31 | $338,158 |
| Participant contributions at beginning of year | 2021-12-31 | $330,900 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $2,793 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,271 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $272,737 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $525 |
| Other income not declared elsewhere | 2021-12-31 | $1,112,900 |
| Administrative expenses (other) incurred | 2021-12-31 | $120,457 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $4,876,016 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $81,127,904 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $76,251,888 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $76,498,496 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $71,923,660 |
| Interest on participant loans | 2021-12-31 | $15,956 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $1,153,917 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,178,682 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $419,584 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $285,873 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $285,873 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $6,695,075 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $18,038 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $2,498,789 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $10,748,348 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $2,714,956 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $2,531,502 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | BDO USA,LLP |
| Accountancy firm EIN | 2021-12-31 | 135381590 |
| 2020 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $14,941,281 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $3,454,313 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,289,127 |
| Value of total corrective distributions | 2020-12-31 | $2,225 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,881,475 |
| Value of total assets at end of year | 2020-12-31 | $76,251,888 |
| Value of total assets at beginning of year | 2020-12-31 | $64,764,920 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $162,961 |
| Total interest from all sources | 2020-12-31 | $20,944 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,698,050 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,698,050 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,062,469 |
| Participant contributions at end of year | 2020-12-31 | $330,900 |
| Participant contributions at beginning of year | 2020-12-31 | $413,833 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,271 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $317,934 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-12-31 | $194,355 |
| Other income not declared elsewhere | 2020-12-31 | $640,765 |
| Administrative expenses (other) incurred | 2020-12-31 | $162,961 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $11,486,968 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $76,251,888 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $64,764,920 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $71,923,660 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $60,807,683 |
| Interest on participant loans | 2020-12-31 | $20,944 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,178,682 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,169,608 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $285,873 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $491,753 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $491,753 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $7,673,292 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $26,755 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $2,501,072 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,094,772 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $2,531,502 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $1,882,043 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
| Accountancy firm name | 2020-12-31 | BDO USA, LLP |
| Accountancy firm EIN | 2020-12-31 | 135381590 |
| 2019 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $17,038,016 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $2,717,946 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,580,256 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,828,003 |
| Value of total assets at end of year | 2019-12-31 | $64,764,920 |
| Value of total assets at beginning of year | 2019-12-31 | $50,444,850 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $137,690 |
| Total interest from all sources | 2019-12-31 | $21,675 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,787,638 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,787,638 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $2,328,378 |
| Participant contributions at end of year | 2019-12-31 | $413,833 |
| Participant contributions at beginning of year | 2019-12-31 | $405,631 |
| Participant contributions at beginning of year | 2019-12-31 | $93,796 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $992,801 |
| Other income not declared elsewhere | 2019-12-31 | $806,174 |
| Administrative expenses (other) incurred | 2019-12-31 | $137,690 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $14,320,070 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $64,764,920 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $50,444,850 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $60,807,683 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $47,721,670 |
| Interest on participant loans | 2019-12-31 | $21,675 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,169,608 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,071,661 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $491,753 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $483,014 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $483,014 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $8,565,493 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $29,033 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $2,506,824 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $170,228 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,580,256 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $1,882,043 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $498,850 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | ACM LLP |
| Accountancy firm EIN | 2019-12-31 | 010724563 |
| 2018 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,966,573 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $3,473,733 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,332,059 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $4,962,955 |
| Value of total assets at end of year | 2018-12-31 | $50,444,850 |
| Value of total assets at beginning of year | 2018-12-31 | $51,952,010 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $141,674 |
| Total interest from all sources | 2018-12-31 | $16,962 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,831,870 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,831,870 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-12-31 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $65,948 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $2,233,353 |
| Participant contributions at end of year | 2018-12-31 | $405,631 |
| Participant contributions at beginning of year | 2018-12-31 | $360,382 |
| Participant contributions at end of year | 2018-12-31 | $93,796 |
| Participant contributions at beginning of year | 2018-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $387,540 |
| Other income not declared elsewhere | 2018-12-31 | $-172,692 |
| Administrative expenses (other) incurred | 2018-12-31 | $141,674 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-1,507,160 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $50,444,850 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $51,952,010 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $47,721,670 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $49,965,873 |
| Interest on participant loans | 2018-12-31 | $16,962 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,071,661 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,165,414 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $483,014 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $39,589 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $39,589 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,697,255 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $24,733 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $2,342,062 |
| Employer contributions (assets) at end of year | 2018-12-31 | $170,228 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,332,059 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $498,850 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $354,804 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | ACM LLP |
| Accountancy firm EIN | 2018-12-31 | 010724563 |
| 2017 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $12,919,052 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $3,350,569 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,249,619 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $5,571,256 |
| Value of total assets at end of year | 2017-12-31 | $51,952,010 |
| Value of total assets at beginning of year | 2017-12-31 | $42,383,527 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $100,950 |
| Total interest from all sources | 2017-12-31 | $19,018 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $1,410,648 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $1,410,648 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $65,948 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $65,018 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $2,006,463 |
| Participant contributions at end of year | 2017-12-31 | $360,382 |
| Participant contributions at beginning of year | 2017-12-31 | $457,706 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $1,267,613 |
| Other income not declared elsewhere | 2017-12-31 | $561,983 |
| Administrative expenses (other) incurred | 2017-12-31 | $100,950 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $9,568,483 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $51,952,010 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $42,383,527 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $49,965,873 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $40,428,450 |
| Interest on participant loans | 2017-12-31 | $19,018 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,165,414 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,138,408 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $39,589 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $5,334,541 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $21,606 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $2,297,180 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,249,619 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $354,804 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $293,945 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | ANTON COLLINS MITCHELL LLP |
| Accountancy firm EIN | 2017-12-31 | 010724563 |
| 2016 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $8,980,723 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $2,579,540 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $2,469,574 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $5,815,209 |
| Value of total assets at end of year | 2016-12-31 | $42,383,527 |
| Value of total assets at beginning of year | 2016-12-31 | $35,982,344 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $109,966 |
| Total interest from all sources | 2016-12-31 | $17,782 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,148,938 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,148,938 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $65,018 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $58,408 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,993,265 |
| Participant contributions at end of year | 2016-12-31 | $457,706 |
| Participant contributions at beginning of year | 2016-12-31 | $431,115 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $1,572,780 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2016-12-31 | $74 |
| Other income not declared elsewhere | 2016-12-31 | $290,529 |
| Administrative expenses (other) incurred | 2016-12-31 | $109,966 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $6,401,183 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $42,383,527 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $35,982,344 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2016-12-31 | $0 |
| Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $6,242 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $40,428,450 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $34,001,595 |
| Interest on participant loans | 2016-12-31 | $17,782 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,138,408 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,099,765 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,687,966 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $20,299 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $2,249,164 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $2,469,500 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $293,945 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $385,219 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | ANTON COLLINS MITCHELL LLP |
| Accountancy firm EIN | 2016-12-31 | 010724563 |
| 2015 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,904,358 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $2,429,307 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $2,342,488 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $4,198,167 |
| Value of total assets at end of year | 2015-12-31 | $35,982,344 |
| Value of total assets at beginning of year | 2015-12-31 | $34,507,293 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $86,819 |
| Total interest from all sources | 2015-12-31 | $16,939 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,391,017 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,391,017 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $58,408 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $83,124 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,953,260 |
| Participant contributions at end of year | 2015-12-31 | $431,115 |
| Participant contributions at beginning of year | 2015-12-31 | $400,230 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $52,164 |
| Other income not declared elsewhere | 2015-12-31 | $-83,427 |
| Administrative expenses (other) incurred | 2015-12-31 | $86,819 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $1,475,051 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $35,982,344 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $34,507,293 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2015-12-31 | $6,242 |
| Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $9,757 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $34,001,595 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $32,266,955 |
| Interest on participant loans | 2015-12-31 | $16,939 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,099,765 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,138,110 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,641,212 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $22,874 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $2,192,743 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $154,700 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $2,342,488 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $385,219 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $454,417 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | ANTON COLLINS MITCHELL LLP |
| Accountancy firm EIN | 2015-12-31 | 010724563 |
| 2014 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $6,030,324 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $4,288,599 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $4,188,176 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,894,354 |
| Value of total assets at end of year | 2014-12-31 | $34,507,293 |
| Value of total assets at beginning of year | 2014-12-31 | $32,765,568 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $100,423 |
| Total interest from all sources | 2014-12-31 | $16,306 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $1,255,266 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $1,255,266 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $83,124 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $3,042 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,759,448 |
| Participant contributions at end of year | 2014-12-31 | $400,230 |
| Participant contributions at beginning of year | 2014-12-31 | $387,121 |
| Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $106,491 |
| Other income not declared elsewhere | 2014-12-31 | $-12,584 |
| Administrative expenses (other) incurred | 2014-12-31 | $100,423 |
| Total non interest bearing cash at end of year | 2014-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $31 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $1,741,725 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $34,507,293 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $32,765,568 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Assets. partnership/joint venture interests at end of year | 2014-12-31 | $9,757 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $32,266,955 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $29,850,435 |
| Interest on participant loans | 2014-12-31 | $16,306 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,138,110 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,085,858 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $857,302 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $19,680 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $2,028,415 |
| Employer contributions (assets) at end of year | 2014-12-31 | $154,700 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $244,046 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $4,188,176 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $454,417 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $1,195,035 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | ANTON COLLINS MITCHELL LLP |
| Accountancy firm EIN | 2014-12-31 | 010724563 |
| 2013 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $-19,657 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $-19,657 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $9,068,788 |
| Total loss/gain on sale of assets | 2013-12-31 | $4,418 |
| Total of all expenses incurred | 2013-12-31 | $2,755,888 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,679,391 |
| Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $2,609 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $4,566,093 |
| Value of total assets at end of year | 2013-12-31 | $32,765,568 |
| Value of total assets at beginning of year | 2013-12-31 | $26,452,668 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $73,888 |
| Total interest from all sources | 2013-12-31 | $13,758 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $965,568 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $922,798 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $3,042 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,600,855 |
| Participant contributions at end of year | 2013-12-31 | $387,121 |
| Participant contributions at beginning of year | 2013-12-31 | $280,702 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,107,598 |
| Administrative expenses (other) incurred | 2013-12-31 | $73,888 |
| Total non interest bearing cash at end of year | 2013-12-31 | $31 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $94 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $6,312,900 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $32,765,568 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $26,452,668 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $29,850,435 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $23,656,514 |
| Interest on participant loans | 2013-12-31 | $13,758 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,085,858 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,420,053 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,517,601 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $21,007 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,857,640 |
| Employer contributions (assets) at end of year | 2013-12-31 | $244,046 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $150,751 |
| Income. Dividends from common stock | 2013-12-31 | $42,770 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,679,391 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $1,195,035 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $944,554 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $495,848 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $491,430 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | JDS PROFESSIONAL GROUP |
| Accountancy firm EIN | 2013-12-31 | 208019714 |
| 2012 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-10,645 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-10,645 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $5,960,484 |
| Total loss/gain on sale of assets | 2012-12-31 | $34,914 |
| Total of all expenses incurred | 2012-12-31 | $1,081,468 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,004,450 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $3,181,153 |
| Value of total assets at end of year | 2012-12-31 | $26,452,668 |
| Value of total assets at beginning of year | 2012-12-31 | $21,573,652 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $77,018 |
| Total interest from all sources | 2012-12-31 | $11,600 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $715,759 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $673,027 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,411,224 |
| Participant contributions at end of year | 2012-12-31 | $280,702 |
| Participant contributions at beginning of year | 2012-12-31 | $231,213 |
| Participant contributions at end of year | 2012-12-31 | $0 |
| Participant contributions at beginning of year | 2012-12-31 | $5,026 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $139,198 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $5,310 |
| Other income not declared elsewhere | 2012-12-31 | $129 |
| Administrative expenses (other) incurred | 2012-12-31 | $77,018 |
| Total non interest bearing cash at end of year | 2012-12-31 | $94 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $91 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $4,879,016 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $26,452,668 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $21,573,652 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $23,656,514 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $19,041,010 |
| Interest on participant loans | 2012-12-31 | $11,600 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,420,053 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $1,254,558 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,995,673 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $31,901 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,630,731 |
| Employer contributions (assets) at end of year | 2012-12-31 | $150,751 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $78,681 |
| Income. Dividends from common stock | 2012-12-31 | $42,732 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,004,450 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $944,554 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $957,763 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $684,303 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $649,389 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | JDS PROFESSIONAL GROUP |
| Accountancy firm EIN | 2012-12-31 | 208019714 |
| 2011 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-130,307 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-130,307 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $2,712,546 |
| Total loss/gain on sale of assets | 2011-12-31 | $37,334 |
| Total of all expenses incurred | 2011-12-31 | $397,431 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $316,015 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,838,431 |
| Value of total assets at end of year | 2011-12-31 | $21,573,652 |
| Value of total assets at beginning of year | 2011-12-31 | $19,258,537 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $81,416 |
| Total interest from all sources | 2011-12-31 | $9,746 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $542,817 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $511,722 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,302,776 |
| Participant contributions at end of year | 2011-12-31 | $231,213 |
| Participant contributions at beginning of year | 2011-12-31 | $211,249 |
| Participant contributions at end of year | 2011-12-31 | $5,026 |
| Participant contributions at beginning of year | 2011-12-31 | $42,458 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $62,897 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $5,310 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $15,620 |
| Administrative expenses (other) incurred | 2011-12-31 | $81,416 |
| Total non interest bearing cash at end of year | 2011-12-31 | $91 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $2,315,115 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $21,573,652 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $19,258,537 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $19,041,010 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $17,245,403 |
| Interest on participant loans | 2011-12-31 | $9,746 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $1,254,558 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $742,325 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-615,329 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $29,854 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,472,758 |
| Employer contributions (assets) at end of year | 2011-12-31 | $78,681 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $82,220 |
| Income. Dividends from common stock | 2011-12-31 | $31,095 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $316,015 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $957,763 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $919,262 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $1,417,317 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,379,983 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | JDS PROFESSIONAL GROUP |
| Accountancy firm EIN | 2011-12-31 | 208019714 |
| 2010 : WHEELER TRIGG O'DONNELL LLP 401(K) PROFIT-SHARING PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $114,139 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $114,139 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,079,607 |
| Total loss/gain on sale of assets | 2010-12-31 | $41,363 |
| Total of all expenses incurred | 2010-12-31 | $1,258,069 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,187,559 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,784,791 |
| Value of total assets at end of year | 2010-12-31 | $19,258,537 |
| Value of total assets at beginning of year | 2010-12-31 | $15,436,999 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $70,510 |
| Total interest from all sources | 2010-12-31 | $12,261 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $469,678 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $438,890 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,117,909 |
| Participant contributions at end of year | 2010-12-31 | $211,249 |
| Participant contributions at beginning of year | 2010-12-31 | $231,555 |
| Participant contributions at end of year | 2010-12-31 | $42,458 |
| Participant contributions at beginning of year | 2010-12-31 | $30,619 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $259,946 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $15,620 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $0 |
| Administrative expenses (other) incurred | 2010-12-31 | $70,510 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $3,821,538 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $19,258,537 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $15,436,999 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $17,245,403 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $13,610,463 |
| Interest on participant loans | 2010-12-31 | $12,261 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $742,325 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $653,521 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,636,230 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $21,145 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,406,936 |
| Employer contributions (assets) at end of year | 2010-12-31 | $82,220 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $193,213 |
| Income. Dividends from preferred stock | 2010-12-31 | $28 |
| Income. Dividends from common stock | 2010-12-31 | $30,760 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,187,559 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $919,262 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $717,628 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $1,038,574 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $997,211 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | JDS PROFESSIONAL GROUP |
| Accountancy firm EIN | 2010-12-31 | 208019714 |
