TD AMERITRADE TRUST COMPANY has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2014 : SUNRISE DIVERSIFIED INCOME 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-05-31 | $0 |
| Total transfer of assets from this plan | 2014-05-31 | $8,262,832 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $7,159 |
| Total income from all sources (including contributions) | 2014-05-31 | $715,798 |
| Total loss/gain on sale of assets | 2014-05-31 | $0 |
| Total of all expenses incurred | 2014-05-31 | $39,837 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-05-31 | $0 |
| Value of total assets at end of year | 2014-05-31 | $0 |
| Value of total assets at beginning of year | 2014-05-31 | $7,594,030 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-05-31 | $39,837 |
| Total interest from all sources | 2014-05-31 | $15 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-05-31 | $216,349 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-05-31 | $216,349 |
| Administrative expenses professional fees incurred | 2014-05-31 | $3,526 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-05-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-05-31 | $5,627 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-05-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-05-31 | $7,159 |
| Administrative expenses (other) incurred | 2014-05-31 | $11,712 |
| Total non interest bearing cash at end of year | 2014-05-31 | $0 |
| Total non interest bearing cash at beginning of year | 2014-05-31 | $1,946 |
| Value of net income/loss | 2014-05-31 | $675,961 |
| Value of net assets at end of year (total assets less liabilities) | 2014-05-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-05-31 | $7,586,871 |
| Investment advisory and management fees | 2014-05-31 | $24,599 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-05-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-05-31 | $7,436,474 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-05-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-05-31 | $149,983 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-05-31 | $149,983 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-05-31 | $15 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-05-31 | $499,434 |
| 2013 : SUNRISE DIVERSIFIED INCOME 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-05-31 | $0 |
| Total transfer of assets from this plan | 2013-05-31 | $1,988,539 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $7,159 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $8,498 |
| Total income from all sources (including contributions) | 2013-05-31 | $933,076 |
| Total loss/gain on sale of assets | 2013-05-31 | $0 |
| Total of all expenses incurred | 2013-05-31 | $55,346 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $0 |
| Value of total assets at end of year | 2013-05-31 | $7,594,030 |
| Value of total assets at beginning of year | 2013-05-31 | $8,706,178 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-05-31 | $55,346 |
| Total interest from all sources | 2013-05-31 | $19 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-05-31 | $211,642 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-05-31 | $211,642 |
| Administrative expenses professional fees incurred | 2013-05-31 | $3,455 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-05-31 | $5,627 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-05-31 | $13,473 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-05-31 | $7,159 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-05-31 | $8,498 |
| Administrative expenses (other) incurred | 2013-05-31 | $11,120 |
| Total non interest bearing cash at end of year | 2013-05-31 | $1,946 |
| Total non interest bearing cash at beginning of year | 2013-05-31 | $1,786 |
| Value of net income/loss | 2013-05-31 | $877,730 |
| Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $7,586,871 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $8,697,680 |
| Investment advisory and management fees | 2013-05-31 | $40,771 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $7,436,474 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-05-31 | $8,429,276 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-05-31 | $149,983 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-05-31 | $261,643 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-05-31 | $261,643 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-05-31 | $19 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $349,213 |
| Net investment gain or loss from common/collective trusts | 2013-05-31 | $372,202 |
| 2012 : SUNRISE DIVERSIFIED INCOME 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-05-31 | $0 |
| Total transfer of assets to this plan | 2012-05-31 | $1,056,067 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $8,498 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $41,677 |
| Total income from all sources (including contributions) | 2012-05-31 | $298,647 |
| Total loss/gain on sale of assets | 2012-05-31 | $0 |
| Total of all expenses incurred | 2012-05-31 | $26,598 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-31 | $0 |
| Value of total assets at end of year | 2012-05-31 | $8,706,178 |
| Value of total assets at beginning of year | 2012-05-31 | $7,411,241 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-31 | $26,598 |
| Total interest from all sources | 2012-05-31 | $7 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-05-31 | $67,959 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-05-31 | $67,959 |
| Administrative expenses professional fees incurred | 2012-05-31 | $3,004 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-05-31 | $13,473 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-05-31 | $22,022 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-05-31 | $8,498 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-05-31 | $41,677 |
| Administrative expenses (other) incurred | 2012-05-31 | $5,056 |
| Total non interest bearing cash at end of year | 2012-05-31 | $1,786 |
| Total non interest bearing cash at beginning of year | 2012-05-31 | $35,667 |
| Value of net income/loss | 2012-05-31 | $272,049 |
| Value of net assets at end of year (total assets less liabilities) | 2012-05-31 | $8,697,680 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-05-31 | $7,369,564 |
| Investment advisory and management fees | 2012-05-31 | $18,538 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-05-31 | $8,429,276 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-05-31 | $7,258,696 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-05-31 | $261,643 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-05-31 | $94,856 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-05-31 | $94,856 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-05-31 | $7 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-05-31 | $230,681 |
| 2011 : SUNRISE DIVERSIFIED INCOME 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $170,941 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $41,677 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $10,104 |
| Total income from all sources (including contributions) | 2011-12-31 | $175,097 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $59,750 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
| Value of total assets at end of year | 2011-12-31 | $7,411,241 |
| Value of total assets at beginning of year | 2011-12-31 | $7,093,380 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $59,750 |
| Total interest from all sources | 2011-12-31 | $15 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $212,361 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $212,361 |
| Administrative expenses professional fees incurred | 2011-12-31 | $5,000 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $22,022 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $52,861 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $41,677 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $10,104 |
| Administrative expenses (other) incurred | 2011-12-31 | $11,732 |
| Total non interest bearing cash at end of year | 2011-12-31 | $35,667 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $4,894 |
| Value of net income/loss | 2011-12-31 | $115,347 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,369,564 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,083,276 |
| Investment advisory and management fees | 2011-12-31 | $43,018 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,258,696 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $6,889,020 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $94,856 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $146,605 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $146,605 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $15 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-37,279 |
| 2010 : SUNRISE DIVERSIFIED INCOME 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total transfer of assets to this plan | 2010-12-31 | $1,346,626 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $10,104 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $22,225 |
| Total income from all sources (including contributions) | 2010-12-31 | $651,206 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $49,879 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
| Value of total assets at end of year | 2010-12-31 | $7,093,380 |
| Value of total assets at beginning of year | 2010-12-31 | $5,157,548 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $49,879 |
| Total interest from all sources | 2010-12-31 | $23 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $238,035 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $238,035 |
| Administrative expenses professional fees incurred | 2010-12-31 | $7,703 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $52,861 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $20,600 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $10,104 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $22,225 |
| Administrative expenses (other) incurred | 2010-12-31 | $9,038 |
| Total non interest bearing cash at end of year | 2010-12-31 | $4,894 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $17,529 |
| Value of net income/loss | 2010-12-31 | $601,327 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,083,276 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,135,323 |
| Investment advisory and management fees | 2010-12-31 | $33,138 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $6,889,020 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $4,966,085 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $146,605 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $153,334 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $153,334 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $23 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $413,148 |
