TD AMERITRADE TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan EVALUATOR PORTFOLIOS BASED MODERATE
| Measure | Date | Value |
|---|
| 2016 : EVALUATOR PORTFOLIOS BASED MODERATE 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-05-31 | $0 |
| Total transfer of assets from this plan | 2016-05-31 | $109,701,427 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $94,791 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $125,133 |
| Total income from all sources (including contributions) | 2016-05-31 | $-1,572,929 |
| Total loss/gain on sale of assets | 2016-05-31 | $0 |
| Total of all expenses incurred | 2016-05-31 | $787,694 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $0 |
| Value of total assets at end of year | 2016-05-31 | $94,791 |
| Value of total assets at beginning of year | 2016-05-31 | $112,187,183 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $787,694 |
| Total interest from all sources | 2016-05-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $4,484,313 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-05-31 | $4,484,313 |
| Administrative expenses professional fees incurred | 2016-05-31 | $9,718 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-05-31 | $94,791 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $138,820 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-05-31 | $94,791 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-05-31 | $125,133 |
| Administrative expenses (other) incurred | 2016-05-31 | $106,712 |
| Value of net income/loss | 2016-05-31 | $-2,360,623 |
| Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $112,062,050 |
| Investment advisory and management fees | 2016-05-31 | $671,264 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $110,976,112 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-05-31 | $1,072,251 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-05-31 | $1,072,251 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $-6,057,242 |
| 2015 : EVALUATOR PORTFOLIOS BASED MODERATE 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-05-31 | $0 |
| Total transfer of assets to this plan | 2015-05-31 | $1,517,821 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $125,133 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $88,220 |
| Total income from all sources (including contributions) | 2015-05-31 | $6,004,010 |
| Total loss/gain on sale of assets | 2015-05-31 | $0 |
| Total of all expenses incurred | 2015-05-31 | $800,893 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-31 | $0 |
| Value of total assets at end of year | 2015-05-31 | $112,187,183 |
| Value of total assets at beginning of year | 2015-05-31 | $105,429,332 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-31 | $800,893 |
| Total interest from all sources | 2015-05-31 | $105 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-05-31 | $4,952,425 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-05-31 | $4,952,425 |
| Administrative expenses professional fees incurred | 2015-05-31 | $9,843 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-05-31 | $138,820 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-05-31 | $111,755 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-05-31 | $125,133 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-05-31 | $88,220 |
| Administrative expenses (other) incurred | 2015-05-31 | $108,363 |
| Total non interest bearing cash at beginning of year | 2015-05-31 | $23,214 |
| Value of net income/loss | 2015-05-31 | $5,203,117 |
| Value of net assets at end of year (total assets less liabilities) | 2015-05-31 | $112,062,050 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-05-31 | $105,341,112 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-31 | $110,976,112 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-31 | $104,454,490 |
| Value of interest in common/collective trusts at beginning of year | 2015-05-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-05-31 | $1,072,251 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-05-31 | $839,873 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-05-31 | $839,873 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-05-31 | $105 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-31 | $1,051,480 |
| Contract administrator fees | 2015-05-31 | $682,687 |
| 2014 : EVALUATOR PORTFOLIOS BASED MODERATE 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-05-31 | $0 |
| Total transfer of assets to this plan | 2014-05-31 | $2,183,617 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $88,220 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $181,850 |
| Total income from all sources (including contributions) | 2014-05-31 | $12,591,567 |
| Total loss/gain on sale of assets | 2014-05-31 | $0 |
| Total of all expenses incurred | 2014-05-31 | $732,797 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-05-31 | $0 |
| Value of total assets at end of year | 2014-05-31 | $105,429,332 |
| Value of total assets at beginning of year | 2014-05-31 | $91,480,575 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-05-31 | $732,797 |
| Total interest from all sources | 2014-05-31 | $83 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-05-31 | $4,358,163 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-05-31 | $4,358,163 |
| Administrative expenses professional fees incurred | 2014-05-31 | $7,658 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-05-31 | $111,755 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-05-31 | $119,096 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-05-31 | $88,220 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-05-31 | $181,850 |
| Administrative expenses (other) incurred | 2014-05-31 | $99,334 |
| Total non interest bearing cash at end of year | 2014-05-31 | $23,214 |
| Total non interest bearing cash at beginning of year | 2014-05-31 | $121,528 |
| Value of net income/loss | 2014-05-31 | $11,858,770 |
| Value of net assets at end of year (total assets less liabilities) | 2014-05-31 | $105,341,112 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-05-31 | $91,298,725 |
| Investment advisory and management fees | 2014-05-31 | $625,805 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-05-31 | $104,454,490 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-05-31 | $90,529,079 |
| Value of interest in common/collective trusts at end of year | 2014-05-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-05-31 | $839,873 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-05-31 | $710,872 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-05-31 | $710,872 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-05-31 | $83 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-05-31 | $4,095,820 |
| Net investment gain or loss from common/collective trusts | 2014-05-31 | $4,137,501 |
| 2013 : EVALUATOR PORTFOLIOS BASED MODERATE 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-05-31 | $0 |
| Total transfer of assets to this plan | 2013-05-31 | $21,798,085 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $181,850 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $118,485 |
| Total income from all sources (including contributions) | 2013-05-31 | $14,461,499 |
| Total loss/gain on sale of assets | 2013-05-31 | $0 |
| Total of all expenses incurred | 2013-05-31 | $623,022 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $0 |
| Value of total assets at end of year | 2013-05-31 | $91,480,575 |
| Value of total assets at beginning of year | 2013-05-31 | $55,780,648 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-05-31 | $623,022 |
| Total interest from all sources | 2013-05-31 | $77 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-05-31 | $3,121,464 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-05-31 | $3,121,464 |
| Administrative expenses professional fees incurred | 2013-05-31 | $5,708 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-05-31 | $119,096 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-05-31 | $49,590 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-05-31 | $181,850 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-05-31 | $118,485 |
| Administrative expenses (other) incurred | 2013-05-31 | $107,245 |
| Total non interest bearing cash at end of year | 2013-05-31 | $121,528 |
| Total non interest bearing cash at beginning of year | 2013-05-31 | $87,994 |
| Value of net income/loss | 2013-05-31 | $13,838,477 |
| Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $91,298,725 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $55,662,163 |
| Investment advisory and management fees | 2013-05-31 | $510,069 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $90,529,079 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-05-31 | $55,066,967 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-05-31 | $710,872 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-05-31 | $576,097 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-05-31 | $576,097 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-05-31 | $77 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $9,574,360 |
| Net investment gain or loss from common/collective trusts | 2013-05-31 | $1,765,598 |
| 2012 : EVALUATOR PORTFOLIOS BASED MODERATE 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-05-31 | $0 |
| Total transfer of assets to this plan | 2012-05-31 | $57,424,033 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $118,485 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-31 | $0 |
| Total income from all sources (including contributions) | 2012-05-31 | $-1,720,559 |
| Total loss/gain on sale of assets | 2012-05-31 | $0 |
| Total of all expenses incurred | 2012-05-31 | $41,311 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-31 | $0 |
| Value of total assets at end of year | 2012-05-31 | $55,780,648 |
| Value of total assets at beginning of year | 2012-05-31 | $0 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-31 | $41,311 |
| Total interest from all sources | 2012-05-31 | $7 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-05-31 | $82,108 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-05-31 | $82,108 |
| Administrative expenses professional fees incurred | 2012-05-31 | $3,068 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-05-31 | $49,590 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-05-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-05-31 | $118,485 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-05-31 | $0 |
| Administrative expenses (other) incurred | 2012-05-31 | $9,661 |
| Total non interest bearing cash at end of year | 2012-05-31 | $87,994 |
| Total non interest bearing cash at beginning of year | 2012-05-31 | $0 |
| Value of net income/loss | 2012-05-31 | $-1,761,870 |
| Value of net assets at end of year (total assets less liabilities) | 2012-05-31 | $55,662,163 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-05-31 | $0 |
| Investment advisory and management fees | 2012-05-31 | $28,582 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-05-31 | $55,066,967 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-05-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-05-31 | $576,097 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-05-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-05-31 | $0 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-05-31 | $7 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-05-31 | $-1,802,674 |
