TD AMERITRADE TRUST COMPANY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan INCEPTUS MODERATELY AGGRESSIVE FUND
| Measure | Date | Value |
|---|
| 2017 : INCEPTUS MODERATELY AGGRESSIVE FUND 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-05-31 | $0 |
| Total transfer of assets from this plan | 2017-05-31 | $26,382,836 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $882 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-05-31 | $7,871 |
| Total income from all sources (including contributions) | 2017-05-31 | $19,823 |
| Total loss/gain on sale of assets | 2017-05-31 | $0 |
| Total of all expenses incurred | 2017-05-31 | $3,990 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-05-31 | $0 |
| Value of total assets at end of year | 2017-05-31 | $882 |
| Value of total assets at beginning of year | 2017-05-31 | $26,374,874 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-05-31 | $3,990 |
| Total interest from all sources | 2017-05-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-05-31 | $66,240 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-05-31 | $66,240 |
| Administrative expenses professional fees incurred | 2017-05-31 | $1,403 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-05-31 | $136 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-05-31 | $12,395 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-05-31 | $882 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-05-31 | $7,871 |
| Administrative expenses (other) incurred | 2017-05-31 | $2,587 |
| Total non interest bearing cash at end of year | 2017-05-31 | $746 |
| Total non interest bearing cash at beginning of year | 2017-05-31 | $3,635 |
| Value of net income/loss | 2017-05-31 | $15,833 |
| Value of net assets at end of year (total assets less liabilities) | 2017-05-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-05-31 | $26,367,003 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-05-31 | $23,884,371 |
| Value of interest in common/collective trusts at beginning of year | 2017-05-31 | $2,251,483 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-05-31 | $222,990 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-05-31 | $222,990 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-05-31 | $-419,871 |
| Net investment gain or loss from common/collective trusts | 2017-05-31 | $373,454 |
| 2016 : INCEPTUS MODERATELY AGGRESSIVE FUND 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-05-31 | $0 |
| Total transfer of assets from this plan | 2016-05-31 | $3,144,596 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $7,871 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-05-31 | $15,418 |
| Total income from all sources (including contributions) | 2016-05-31 | $-389,440 |
| Total loss/gain on sale of assets | 2016-05-31 | $0 |
| Total of all expenses incurred | 2016-05-31 | $42,001 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-05-31 | $0 |
| Value of total assets at end of year | 2016-05-31 | $26,374,874 |
| Value of total assets at beginning of year | 2016-05-31 | $29,958,458 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-05-31 | $42,001 |
| Total interest from all sources | 2016-05-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-05-31 | $902,636 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-05-31 | $902,636 |
| Administrative expenses professional fees incurred | 2016-05-31 | $7,681 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-05-31 | $12,395 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-05-31 | $12,350 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-05-31 | $7,871 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-05-31 | $15,418 |
| Administrative expenses (other) incurred | 2016-05-31 | $34,320 |
| Total non interest bearing cash at end of year | 2016-05-31 | $3,635 |
| Total non interest bearing cash at beginning of year | 2016-05-31 | $10,305 |
| Value of net income/loss | 2016-05-31 | $-431,441 |
| Value of net assets at end of year (total assets less liabilities) | 2016-05-31 | $26,367,003 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-05-31 | $29,943,040 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-05-31 | $23,884,371 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-05-31 | $29,746,058 |
| Value of interest in common/collective trusts at end of year | 2016-05-31 | $2,251,483 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-05-31 | $222,990 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-05-31 | $189,745 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-05-31 | $189,745 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-05-31 | $35,273 |
| Net investment gain or loss from common/collective trusts | 2016-05-31 | $-1,327,349 |
| 2015 : INCEPTUS MODERATELY AGGRESSIVE FUND 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-05-31 | $0 |
| Total transfer of assets from this plan | 2015-05-31 | $3,589,201 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $15,418 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-05-31 | $695,040 |
| Total income from all sources (including contributions) | 2015-05-31 | $1,081,665 |
| Total loss/gain on sale of assets | 2015-05-31 | $0 |
| Total of all expenses incurred | 2015-05-31 | $52,580 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-05-31 | $0 |
| Value of total assets at end of year | 2015-05-31 | $29,958,458 |
| Value of total assets at beginning of year | 2015-05-31 | $33,198,196 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-05-31 | $52,580 |
| Total interest from all sources | 2015-05-31 | $32 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-05-31 | $823,770 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-05-31 | $823,770 |
| Administrative expenses professional fees incurred | 2015-05-31 | $7,742 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-05-31 | $12,350 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-05-31 | $6,140 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-05-31 | $15,418 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-05-31 | $695,040 |
| Total non interest bearing cash at end of year | 2015-05-31 | $10,305 |
| Total non interest bearing cash at beginning of year | 2015-05-31 | $687,973 |
| Value of net income/loss | 2015-05-31 | $1,029,085 |
| Value of net assets at end of year (total assets less liabilities) | 2015-05-31 | $29,943,040 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-05-31 | $32,503,156 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-05-31 | $29,746,058 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-05-31 | $31,643,099 |
| Value of interest in common/collective trusts at beginning of year | 2015-05-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-05-31 | $189,745 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-05-31 | $860,984 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-05-31 | $860,984 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-05-31 | $32 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-05-31 | $257,863 |
| Contract administrator fees | 2015-05-31 | $44,838 |
| 2014 : INCEPTUS MODERATELY AGGRESSIVE FUND 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-05-31 | $0 |
| Total transfer of assets to this plan | 2014-05-31 | $14,203,108 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $695,040 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-05-31 | $3,904,771 |
| Total income from all sources (including contributions) | 2014-05-31 | $2,715,836 |
| Total loss/gain on sale of assets | 2014-05-31 | $0 |
| Total of all expenses incurred | 2014-05-31 | $44,767 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-05-31 | $0 |
| Value of total assets at end of year | 2014-05-31 | $33,198,196 |
| Value of total assets at beginning of year | 2014-05-31 | $19,533,750 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-05-31 | $44,767 |
| Total interest from all sources | 2014-05-31 | $76 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-05-31 | $833,979 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-05-31 | $833,979 |
| Administrative expenses professional fees incurred | 2014-05-31 | $5,336 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-05-31 | $6,140 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-05-31 | $1,541 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-05-31 | $695,040 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-05-31 | $3,904,771 |
| Administrative expenses (other) incurred | 2014-05-31 | $39,431 |
| Total non interest bearing cash at end of year | 2014-05-31 | $687,973 |
| Total non interest bearing cash at beginning of year | 2014-05-31 | $3,903,758 |
| Value of net income/loss | 2014-05-31 | $2,671,069 |
| Value of net assets at end of year (total assets less liabilities) | 2014-05-31 | $32,503,156 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-05-31 | $15,628,979 |
| Investment advisory and management fees | 2014-05-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-05-31 | $31,643,099 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-05-31 | $15,156,279 |
| Value of interest in common/collective trusts at end of year | 2014-05-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-05-31 | $860,984 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-05-31 | $472,172 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-05-31 | $472,172 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-05-31 | $76 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-05-31 | $1,897,332 |
| Net investment gain or loss from common/collective trusts | 2014-05-31 | $-15,551 |
| 2013 : INCEPTUS MODERATELY AGGRESSIVE FUND 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-05-31 | $0 |
| Total transfer of assets to this plan | 2013-05-31 | $15,740,246 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $3,904,771 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-05-31 | $0 |
| Total income from all sources (including contributions) | 2013-05-31 | $-119,889 |
| Total loss/gain on sale of assets | 2013-05-31 | $0 |
| Total of all expenses incurred | 2013-05-31 | $1,378 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-05-31 | $0 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-05-31 | $0 |
| Value of total assets at end of year | 2013-05-31 | $19,533,750 |
| Value of total assets at beginning of year | 2013-05-31 | $10,000 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-05-31 | $1,378 |
| Total interest from all sources | 2013-05-31 | $3 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-05-31 | $15,150 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-05-31 | $15,150 |
| Administrative expenses professional fees incurred | 2013-05-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-05-31 | $1,541 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-05-31 | $3,904,771 |
| Administrative expenses (other) incurred | 2013-05-31 | $1,378 |
| Total non interest bearing cash at end of year | 2013-05-31 | $3,903,758 |
| Value of net income/loss | 2013-05-31 | $-121,267 |
| Value of net assets at end of year (total assets less liabilities) | 2013-05-31 | $15,628,979 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-05-31 | $10,000 |
| Investment advisory and management fees | 2013-05-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-05-31 | $15,156,279 |
| Value of interest in common/collective trusts at beginning of year | 2013-05-31 | $10,000 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-05-31 | $472,172 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-05-31 | $3 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-05-31 | $-135,812 |
| Net investment gain or loss from common/collective trusts | 2013-05-31 | $770 |
