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UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 401k Plan overview

Plan NameUNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN
Plan identification number 001

UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNITED COAL COMPANY, LLC has sponsored the creation of one or more 401k plans.

Company Name:UNITED COAL COMPANY, LLC
Employer identification number (EIN):201061321
NAIC Classification:212110
NAIC Description: Coal Mining

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JANET WATSON
0012016-01-01JANET WATSON
0012015-01-01JANET WATSON
0012014-01-01JANET WATSON
0012013-01-01JANET WATSON
0012012-01-01JANET WATSON
0012011-01-01JANET WATSON
0012009-01-01MARK MCCORMICK

Plan Statistics for UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN

401k plan membership statisitcs for UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN

Measure Date Value
2022: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,027
Total number of active participants reported on line 7a of the Form 55002022-01-01958
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01276
Total of all active and inactive participants2022-01-011,234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-011,234
Number of participants with account balances2022-01-011,185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,104
Total number of active participants reported on line 7a of the Form 55002021-01-01800
Number of retired or separated participants receiving benefits2021-01-01226
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-011,026
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-011,026
Number of participants with account balances2021-01-01994
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,305
Total number of active participants reported on line 7a of the Form 55002020-01-01811
Number of retired or separated participants receiving benefits2020-01-01294
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-011,105
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-011,105
Number of participants with account balances2020-01-011,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-011,368
Total number of active participants reported on line 7a of the Form 55002019-01-011,049
Number of retired or separated participants receiving benefits2019-01-01243
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-011,292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,292
Number of participants with account balances2019-01-011,234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-011,209
Total number of active participants reported on line 7a of the Form 55002018-01-01885
Number of retired or separated participants receiving benefits2018-01-01459
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-011,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,344
Number of participants with account balances2018-01-011,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-011,061
Total number of active participants reported on line 7a of the Form 55002017-01-01772
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01414
Total of all active and inactive participants2017-01-011,186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,186
Number of participants with account balances2017-01-011,133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-011,028
Total number of active participants reported on line 7a of the Form 55002016-01-01665
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01391
Total of all active and inactive participants2016-01-011,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-011,056
Number of participants with account balances2016-01-01997
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,080
Total number of active participants reported on line 7a of the Form 55002015-01-01672
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01356
Total of all active and inactive participants2015-01-011,028
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-011,028
Number of participants with account balances2015-01-01974
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,281
Total number of active participants reported on line 7a of the Form 55002014-01-01690
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01385
Total of all active and inactive participants2014-01-011,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,075
Number of participants with account balances2014-01-011,021
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,359
Total number of active participants reported on line 7a of the Form 55002013-01-01901
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01375
Total of all active and inactive participants2013-01-011,276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-013
Total participants2013-01-011,279
Number of participants with account balances2013-01-011,185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,573
Total number of active participants reported on line 7a of the Form 55002012-01-01969
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01365
Total of all active and inactive participants2012-01-011,334
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-016
Total participants2012-01-011,340
Number of participants with account balances2012-01-011,209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,351
Total number of active participants reported on line 7a of the Form 55002011-01-011,280
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01293
Total of all active and inactive participants2011-01-011,573
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-016
Total participants2011-01-011,579
Number of participants with account balances2011-01-011,293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-011,007
Total number of active participants reported on line 7a of the Form 55002009-01-01907
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01177
Total of all active and inactive participants2009-01-011,084
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-011,084
Number of participants with account balances2009-01-011,084
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0122

Financial Data on UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN

Measure Date Value
2022 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$4,761
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-280,019
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$7,628,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$7,425,426
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$7,919,757
Value of total assets at end of year2022-12-31$47,103,029
Value of total assets at beginning of year2022-12-31$55,006,623
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$202,910
Total interest from all sources2022-12-31$52,859
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,618,415
Participant contributions at end of year2022-12-31$1,167,500
Participant contributions at beginning of year2022-12-31$1,061,472
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$131,815
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2022-12-31$4,761
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Income. Non cash contributions2022-12-31$0
Value of net income/loss2022-12-31$-7,908,355
Value of net assets at end of year (total assets less liabilities)2022-12-31$47,098,268
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$55,006,623
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$45,930,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$53,944,551
Income. Interest from loans (other than to participants)2022-12-31$52,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-8,252,635
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,169,527
Employer contributions (assets) at end of year2022-12-31$4,235
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$7,425,426
Contract administrator fees2022-12-31$202,910
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BAKER TILLY, US
Accountancy firm EIN2022-12-31390859910
2021 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$13,487,393
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$6,014,358
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$5,789,628
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,935,384
Value of total assets at end of year2021-12-31$55,006,623
Value of total assets at beginning of year2021-12-31$47,533,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$224,730
Total interest from all sources2021-12-31$61,594
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,890,766
Participant contributions at end of year2021-12-31$1,061,472
Participant contributions at beginning of year2021-12-31$1,313,473
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$447,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$7,473,035
Value of net assets at end of year (total assets less liabilities)2021-12-31$55,006,623
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$47,533,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$53,944,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$46,219,649
Interest on participant loans2021-12-31$61,594
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$6,490,415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,597,437
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$5,789,628
Contract administrator fees2021-12-31$224,730
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY, US
Accountancy firm EIN2021-12-31390859910
2020 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,608,887
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$16,606,851
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$16,332,472
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$7,257,007
Value of total assets at end of year2020-12-31$47,533,588
Value of total assets at beginning of year2020-12-31$50,531,552
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$274,379
Total interest from all sources2020-12-31$83,320
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$4,162,216
Participant contributions at end of year2020-12-31$1,313,473
Participant contributions at beginning of year2020-12-31$1,542,123
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$268,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-2,997,964
Value of net assets at end of year (total assets less liabilities)2020-12-31$47,533,588
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$50,531,552
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$46,219,649
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$48,975,256
Interest on participant loans2020-12-31$83,320
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,268,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,825,929
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$3,961
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$16,332,472
Contract administrator fees2020-12-31$274,379
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2020-12-31550486667
2019 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$16,143,114
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$5,754,920
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,513,985
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,890,073
Value of total assets at end of year2019-12-31$50,531,552
Value of total assets at beginning of year2019-12-31$40,143,358
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$240,935
Total interest from all sources2019-12-31$82,579
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$4,486,897
Participant contributions at end of year2019-12-31$1,542,123
Participant contributions at beginning of year2019-12-31$1,301,987
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$286,153
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,388,194
Value of net assets at end of year (total assets less liabilities)2019-12-31$50,531,552
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$40,143,358
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$48,975,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$38,819,883
Interest on participant loans2019-12-31$82,579
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,482
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$8,170,462
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$3,117,023
Employer contributions (assets) at end of year2019-12-31$3,961
Employer contributions (assets) at beginning of year2019-12-31$12,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,513,985
Contract administrator fees2019-12-31$240,935
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2019-12-31550486667
2018 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,855,226
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,612,967
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,400,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,710,782
Value of total assets at end of year2018-12-31$40,143,358
Value of total assets at beginning of year2018-12-31$39,901,099
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$212,083
Total interest from all sources2018-12-31$54,761
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$3,675,349
Participant contributions at end of year2018-12-31$1,301,987
Participant contributions at beginning of year2018-12-31$968,483
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$501,036
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$242,259
Value of net assets at end of year (total assets less liabilities)2018-12-31$40,143,358
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$39,901,099
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$38,819,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$38,921,450
Interest on participant loans2018-12-31$54,761
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,482
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,566
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,910,317
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,534,397
Employer contributions (assets) at end of year2018-12-31$12,006
Employer contributions (assets) at beginning of year2018-12-31$600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,400,884
Contract administrator fees2018-12-31$212,083
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2018-12-31550486667
2017 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$10,853,490
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,352,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,190,654
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,610,184
Value of total assets at end of year2017-12-31$39,901,099
Value of total assets at beginning of year2017-12-31$33,400,574
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$162,311
Total interest from all sources2017-12-31$40,629
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,194,091
Participant contributions at end of year2017-12-31$968,483
Participant contributions at beginning of year2017-12-31$933,029
Participant contributions at end of year2017-12-31$0
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$206,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,500,525
Value of net assets at end of year (total assets less liabilities)2017-12-31$39,901,099
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$33,400,574
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$38,921,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$32,460,805
Interest on participant loans2017-12-31$40,629
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,566
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$6,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,202,677
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,209,992
Employer contributions (assets) at end of year2017-12-31$600
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,190,654
Contract administrator fees2017-12-31$162,311
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2017-12-31550486667
2016 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,703,073
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,516,497
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,445,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,175,375
Value of total assets at end of year2016-12-31$33,400,574
Value of total assets at beginning of year2016-12-31$34,213,998
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$71,427
Total interest from all sources2016-12-31$38,314
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,448,421
Participant contributions at end of year2016-12-31$933,029
Participant contributions at beginning of year2016-12-31$927,921
Participant contributions at end of year2016-12-31$0
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$100,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-813,424
Value of net assets at end of year (total assets less liabilities)2016-12-31$33,400,574
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$34,213,998
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,460,805
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$33,279,947
Interest on participant loans2016-12-31$38,314
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,740
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$6,088
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,489,384
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,626,409
Employer contributions (assets) at end of year2016-12-31$0
Employer contributions (assets) at beginning of year2016-12-31$42
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,445,070
Contract administrator fees2016-12-31$71,427
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2016-12-31550486667
2015 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,154,300
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$6,097,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,029,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,547,627
Value of total assets at end of year2015-12-31$34,213,998
Value of total assets at beginning of year2015-12-31$35,157,592
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$68,531
Total interest from all sources2015-12-31$38,413
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,172,323
Participant contributions at end of year2015-12-31$927,921
Participant contributions at beginning of year2015-12-31$1,101,116
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$359,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-943,594
Value of net assets at end of year (total assets less liabilities)2015-12-31$34,213,998
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,157,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$33,279,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$34,050,450
Interest on participant loans2015-12-31$38,413
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$6,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,026
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-431,740
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,015,680
Employer contributions (assets) at end of year2015-12-31$42
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,029,363
Contract administrator fees2015-12-31$68,531
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2015-12-31550486667
2014 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,621,847
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,073,214
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,014,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,767,911
Value of total assets at end of year2014-12-31$35,157,592
Value of total assets at beginning of year2014-12-31$34,608,959
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$58,441
Total interest from all sources2014-12-31$48,039
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,389,989
Participant contributions at end of year2014-12-31$1,101,116
Participant contributions at beginning of year2014-12-31$1,312,702
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$203,156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$548,633
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,157,592
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$34,608,959
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$34,050,450
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$33,292,064
Interest on participant loans2014-12-31$48,039
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,026
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,193
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,805,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,174,766
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,014,773
Contract administrator fees2014-12-31$58,441
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ARNETT CARBIS TOOTHMAN LLP
Accountancy firm EIN2014-12-31550486667
2013 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$10,236,799
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,282,436
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,231,367
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,242,335
Value of total assets at end of year2013-12-31$34,608,959
Value of total assets at beginning of year2013-12-31$29,654,596
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$51,069
Total interest from all sources2013-12-31$45,168
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,633,037
Participant contributions at end of year2013-12-31$1,312,702
Participant contributions at beginning of year2013-12-31$874,583
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$332,287
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,954,363
Value of net assets at end of year (total assets less liabilities)2013-12-31$34,608,959
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,654,596
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$33,292,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,755,730
Interest on participant loans2013-12-31$45,168
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,193
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,930
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,949,296
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,277,011
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$21,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,231,367
Contract administrator fees2013-12-31$51,069
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ARNETT FOSTER TOOTHMAN PLLC
Accountancy firm EIN2013-12-31550486667
2012 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$11,311,645
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$8,284,848
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,213,162
Value of total corrective distributions2012-12-31$194
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$8,243,546
Value of total assets at end of year2012-12-31$29,654,596
Value of total assets at beginning of year2012-12-31$26,627,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$71,492
Total interest from all sources2012-12-31$28,720
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$4,632,272
Participant contributions at end of year2012-12-31$874,583
Participant contributions at beginning of year2012-12-31$562,200
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$667,937
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,026,797
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,654,596
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,627,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,755,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$26,060,926
Interest on participant loans2012-12-31$28,720
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,930
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,673
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,039,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,943,337
Employer contributions (assets) at end of year2012-12-31$21,353
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,213,162
Contract administrator fees2012-12-31$71,492
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31ARNETT FOSTER TOOTHMAN PLLC
Accountancy firm EIN2012-12-31550486667
2011 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$8,741,735
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,051,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,011,866
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$8,301,953
Value of total assets at end of year2011-12-31$26,627,799
Value of total assets at beginning of year2011-12-31$19,937,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$39,816
Total interest from all sources2011-12-31$11,117
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$4,577,470
Participant contributions at end of year2011-12-31$562,200
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$114,648
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$782,674
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$6,690,053
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,627,799
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,937,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$26,060,926
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$14,312,816
Interest on participant loans2011-12-31$11,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,673
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,426,993
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$428,665
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,941,809
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$83,289
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,011,866
Contract administrator fees2011-12-31$39,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31ARNETT FOSTER TOOTHMAN PLLC
Accountancy firm EIN2011-12-31550486667
2010 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$6,831,042
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$2,928,712
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,921,655
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$5,144,047
Value of total assets at end of year2010-12-31$19,937,746
Value of total assets at beginning of year2010-12-31$16,035,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,057
Total interest from all sources2010-12-31$154,383
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$198,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$198,570
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,238,781
Participant contributions at end of year2010-12-31$114,648
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$149,269
Administrative expenses (other) incurred2010-12-31$7,057
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,902,330
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,937,746
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,035,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$14,312,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$11,437,935
Interest earned on other investments2010-12-31$154,181
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$202
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,426,993
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$4,597,481
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,334,042
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,755,997
Employer contributions (assets) at end of year2010-12-31$83,289
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,921,655
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31ARNETT AND FOSTER
Accountancy firm EIN2010-12-31550486667
2009 : UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN

2022: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNITED COAL COMPANY, LLC 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99671
Policy instance 1
Insurance contract or identification number99671
Number of Individuals Covered1583
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $24,210
Total amount of fees paid to insurance companyUSD $36,525
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $24,210
Amount paid for insurance broker fees36525
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99671
Policy instance 1
Insurance contract or identification number99671
Number of Individuals Covered1348
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $25,603
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees25603
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99671
Policy instance 1
Insurance contract or identification number99671
Number of Individuals Covered1284
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $23,662
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees23662
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99671
Policy instance 1
Insurance contract or identification number99671
Number of Individuals Covered1433
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $22,537
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees22537
Additional information about fees paid to insurance brokerTPA COMPENSATION
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99671
Policy instance 1
Insurance contract or identification number99671
Number of Individuals Covered1416
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $40,386
Total amount of fees paid to insurance companyUSD $32,114
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $40,386
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number99671
Policy instance 1
Insurance contract or identification number99671
Number of Individuals Covered1158
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $35,696
Total amount of fees paid to insurance companyUSD $18,178
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $35,696
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSION
Insurance broker organization code?4
Insurance broker nameDUNBAR, BENDER & ZAPF, INC.

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