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Plan Name | ROCHDALE SECURITIES LLC 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | ROCHDALE SECURITIES LLC |
Employer identification number (EIN): | 201093348 |
NAIC Classification: | 523900 |
Additional information about ROCHDALE SECURITIES LLC
Jurisdiction of Incorporation: | State of Delaware Division of Corporations |
Incorporation Date: | |
Company Identification Number: | 2096309 |
More information about ROCHDALE SECURITIES LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2021-01-01 | DANIEL CROWLEY | 2022-10-03 | ||
001 | 2020-01-01 | DANIEL CROWLEY | 2021-05-10 | ||
001 | 2019-01-01 | DANIEL CROWLEY | 2020-07-31 | ||
001 | 2018-01-01 | DANIEL CROWLEY | 2019-10-07 | ||
001 | 2017-01-01 | DANIEL CROWLEY | 2018-07-24 | ||
001 | 2016-01-01 | DANIEL CROWLEY | 2017-09-27 | ||
001 | 2015-01-01 | DANIEL CROWLEY | 2016-07-26 | ||
001 | 2014-01-01 | DANIEL CROWLEY | 2015-07-29 | ||
001 | 2013-01-01 | DANIEL CROWLEY | 2014-06-19 | ||
001 | 2012-01-01 | DANIEL CROWLEY | 2013-06-20 | ||
001 | 2011-01-01 | DANIEL CROWLEY | 2012-07-10 | ||
001 | 2010-01-01 | ELIZABETH JOHNSON | ELIZABETH JOHNSON | 2011-07-27 | |
001 | 2009-01-01 | ELIZABETH JOHNSON | ELIZABETH JOHNSON | 2010-07-29 |
Measure | Date | Value |
---|---|---|
2010: ROCHDALE SECURITIES LLC 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 64 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 47 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 17 |
Total of all active and inactive participants | 2010-01-01 | 64 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 64 |
Number of participants with account balances | 2010-01-01 | 56 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 3 |
2009: ROCHDALE SECURITIES LLC 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 60 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 50 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 14 |
Total of all active and inactive participants | 2009-01-01 | 64 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 64 |
Number of participants with account balances | 2009-01-01 | 55 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 3 |
Measure | Date | Value |
---|---|---|
2010 : ROCHDALE SECURITIES LLC 401(K) PLAN 2010 401k financial data | ||
Total income from all sources | 2010-12-31 | $914,164 |
Expenses. Total of all expenses incurred | 2010-12-31 | $377,400 |
Benefits paid (including direct rollovers) | 2010-12-31 | $377,100 |
Total plan assets at end of year | 2010-12-31 | $6,004,535 |
Total plan assets at beginning of year | 2010-12-31 | $5,467,771 |
Value of fidelity bond covering the plan | 2010-12-31 | $500,000 |
Total contributions received or receivable from participants | 2010-12-31 | $368,227 |
Contributions received from other sources (not participants or employers) | 2010-12-31 | $5,263 |
Other income received | 2010-12-31 | $437,360 |
Net income (gross income less expenses) | 2010-12-31 | $536,764 |
Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $6,004,535 |
Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,467,771 |
Assets. Value of participant loans | 2010-12-31 | $154,953 |
Total contributions received or receivable from employer(s) | 2010-12-31 | $103,314 |
Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $300 |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
2010: ROCHDALE SECURITIES LLC 401(K) PLAN 2010 form 5500 responses | ||
---|---|---|
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Insurance | Yes |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ROCHDALE SECURITIES LLC 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 ) | |||||||||||||||||||||||||||||||||||||||||||||||||
Policy contract number | 31501 | ||||||||||||||||||||||||||||||||||||||||||||||||
Policy instance | 1 | ||||||||||||||||||||||||||||||||||||||||||||||||
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