TD SECURITIES USA LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2015 : TD SECURITIES USA 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets to this plan | 2015-12-31 | $13,611,569 |
| Total transfer of assets from this plan | 2015-12-31 | $189,340,242 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $36,904 |
| Total income from all sources (including contributions) | 2015-12-31 | $17,508,445 |
| Total loss/gain on sale of assets | 2015-12-31 | $-1,597,365 |
| Total of all expenses incurred | 2015-12-31 | $12,667,216 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $12,628,809 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $16,338,618 |
| Value of total assets at end of year | 2015-12-31 | $0 |
| Value of total assets at beginning of year | 2015-12-31 | $170,924,348 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $38,407 |
| Total interest from all sources | 2015-12-31 | $69,511 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $7,155,765 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $6,860,508 |
| Administrative expenses professional fees incurred | 2015-12-31 | $36,050 |
| Was this plan covered by a fidelity bond | 2015-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $9,530,811 |
| Participant contributions at end of year | 2015-12-31 | $0 |
| Participant contributions at beginning of year | 2015-12-31 | $1,337,607 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $2,067,103 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $36,904 |
| Administrative expenses (other) incurred | 2015-12-31 | $1,284 |
| Total non interest bearing cash at end of year | 2015-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $98,082 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $4,841,229 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $170,887,444 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $1,073 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $141,161,028 |
| Interest on participant loans | 2015-12-31 | $69,511 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $15,647,355 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-4,598,900 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $140,816 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Assets. Invements in employer securities at end of year | 2015-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2015-12-31 | $8,446,057 |
| Contributions received in cash from employer | 2015-12-31 | $4,740,704 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $4,234,219 |
| Income. Dividends from common stock | 2015-12-31 | $295,257 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $12,628,809 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2015-12-31 | Yes |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | Yes |
| Aggregate proceeds on sale of assets | 2015-12-31 | $8,225,825 |
| Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $9,823,190 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Unqualified |
| Accountancy firm name | 2015-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2015-12-31 | 346565596 |
| 2014 : TD SECURITIES USA 401(K) PLAN 2014 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $108,989 |
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $108,989 |
| Total transfer of assets to this plan | 2014-12-31 | $587,333 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $36,904 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $36,904 |
| Total income from all sources (including contributions) | 2014-12-31 | $26,092,184 |
| Total loss/gain on sale of assets | 2014-12-31 | $42,211 |
| Total of all expenses incurred | 2014-12-31 | $16,661,336 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $16,621,292 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $15,316,418 |
| Value of total assets at end of year | 2014-12-31 | $170,924,348 |
| Value of total assets at beginning of year | 2014-12-31 | $160,906,167 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $40,044 |
| Total interest from all sources | 2014-12-31 | $54,143 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $5,143,437 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $4,835,098 |
| Administrative expenses professional fees incurred | 2014-12-31 | $36,953 |
| Was this plan covered by a fidelity bond | 2014-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $6,763,533 |
| Participant contributions at end of year | 2014-12-31 | $1,337,607 |
| Participant contributions at beginning of year | 2014-12-31 | $1,157,481 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $1,620,155 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $36,904 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $36,904 |
| Administrative expenses (other) incurred | 2014-12-31 | $1,982 |
| Total non interest bearing cash at end of year | 2014-12-31 | $98,082 |
| Total non interest bearing cash at beginning of year | 2014-12-31 | $33,994 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $9,430,848 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $170,887,444 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $160,869,263 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $1,109 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $141,161,028 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $121,054,429 |
| Interest on participant loans | 2014-12-31 | $54,143 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $15,647,355 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $26,108,070 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $3,442,717 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $1,984,269 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Assets. Invements in employer securities at end of year | 2014-12-31 | $8,446,057 |
| Assets. Invements in employer securities at beginning of year | 2014-12-31 | $9,274,007 |
| Contributions received in cash from employer | 2014-12-31 | $6,932,730 |
| Employer contributions (assets) at end of year | 2014-12-31 | $4,234,219 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $3,278,186 |
| Income. Dividends from common stock | 2014-12-31 | $308,339 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $16,621,292 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2014-12-31 | Yes |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Aggregate proceeds on sale of assets | 2014-12-31 | $2,213,309 |
| Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $2,171,098 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Unqualified |
| Accountancy firm name | 2014-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2014-12-31 | 346565596 |
| 2013 : TD SECURITIES USA 401(K) PLAN 2013 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $967,353 |
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $967,353 |
| Total transfer of assets from this plan | 2013-12-31 | $475,335 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $36,904 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $35,000 |
| Total income from all sources (including contributions) | 2013-12-31 | $40,254,457 |
| Total loss/gain on sale of assets | 2013-12-31 | $1,651 |
| Total of all expenses incurred | 2013-12-31 | $7,856,370 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,801,851 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $13,103,000 |
| Value of total assets at end of year | 2013-12-31 | $160,906,167 |
| Value of total assets at beginning of year | 2013-12-31 | $128,981,511 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $54,519 |
| Total interest from all sources | 2013-12-31 | $43,363 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $4,151,128 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $3,846,402 |
| Administrative expenses professional fees incurred | 2013-12-31 | $49,967 |
| Was this plan covered by a fidelity bond | 2013-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $6,016,345 |
| Participant contributions at end of year | 2013-12-31 | $1,157,481 |
| Participant contributions at beginning of year | 2013-12-31 | $966,862 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $1,272,874 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $36,904 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $35,000 |
| Administrative expenses (other) incurred | 2013-12-31 | $3,450 |
| Total non interest bearing cash at end of year | 2013-12-31 | $33,994 |
| Total non interest bearing cash at beginning of year | 2013-12-31 | $37,929 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $32,398,087 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $160,869,263 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $128,946,511 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $1,102 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $121,054,429 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $94,471,582 |
| Interest on participant loans | 2013-12-31 | $43,363 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $26,108,070 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $22,594,759 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $18,773,623 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $3,214,339 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Assets. Invements in employer securities at end of year | 2013-12-31 | $9,274,007 |
| Assets. Invements in employer securities at beginning of year | 2013-12-31 | $7,931,309 |
| Contributions received in cash from employer | 2013-12-31 | $5,813,781 |
| Employer contributions (assets) at end of year | 2013-12-31 | $3,278,186 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $2,979,070 |
| Income. Dividends from common stock | 2013-12-31 | $304,726 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $7,801,851 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2013-12-31 | Yes |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Aggregate proceeds on sale of assets | 2013-12-31 | $1,303,878 |
| Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $1,302,227 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Unqualified |
| Accountancy firm name | 2013-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2013-12-31 | 346565596 |
| 2012 : TD SECURITIES USA 401(K) PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $1,694,136 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $1,694,136 |
| Total transfer of assets from this plan | 2012-12-31 | $3,102,806 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $35,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $35,000 |
| Total income from all sources (including contributions) | 2012-12-31 | $27,450,850 |
| Total loss/gain on sale of assets | 2012-12-31 | $-343,578 |
| Total of all expenses incurred | 2012-12-31 | $7,667,188 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $7,629,824 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $12,643,752 |
| Value of total assets at end of year | 2012-12-31 | $128,981,511 |
| Value of total assets at beginning of year | 2012-12-31 | $112,300,655 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $37,364 |
| Total interest from all sources | 2012-12-31 | $40,099 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $2,975,562 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $2,639,421 |
| Administrative expenses professional fees incurred | 2012-12-31 | $35,000 |
| Was this plan covered by a fidelity bond | 2012-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $5,853,786 |
| Participant contributions at end of year | 2012-12-31 | $966,862 |
| Participant contributions at beginning of year | 2012-12-31 | $874,908 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $783,984 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $35,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $35,000 |
| Administrative expenses (other) incurred | 2012-12-31 | $1,578 |
| Total non interest bearing cash at end of year | 2012-12-31 | $37,929 |
| Total non interest bearing cash at beginning of year | 2012-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $19,783,662 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $128,946,511 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $112,265,655 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $786 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $94,471,582 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $79,787,563 |
| Interest on participant loans | 2012-12-31 | $40,099 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $22,594,759 |
| Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $21,890,878 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $9,663,846 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $777,033 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Assets. Invements in employer securities at end of year | 2012-12-31 | $7,931,309 |
| Assets. Invements in employer securities at beginning of year | 2012-12-31 | $7,748,730 |
| Contributions received in cash from employer | 2012-12-31 | $6,005,982 |
| Employer contributions (assets) at end of year | 2012-12-31 | $2,979,070 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $1,998,576 |
| Income. Dividends from common stock | 2012-12-31 | $336,141 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $7,629,824 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $2,312,124 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $2,655,702 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Unqualified |
| Accountancy firm name | 2012-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2012-12-31 | 346565596 |
| 2011 : TD SECURITIES USA 401(K) PLAN 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-29,957 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-29,957 |
| Total transfer of assets from this plan | 2011-12-31 | $1,332,260 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $35,000 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $72,669 |
| Total income from all sources (including contributions) | 2011-12-31 | $10,143,475 |
| Total loss/gain on sale of assets | 2011-12-31 | $51,410 |
| Total of all expenses incurred | 2011-12-31 | $5,913,251 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,877,171 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $10,208,170 |
| Value of total assets at end of year | 2011-12-31 | $112,300,655 |
| Value of total assets at beginning of year | 2011-12-31 | $109,440,360 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $36,080 |
| Total interest from all sources | 2011-12-31 | $85,481 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $2,442,157 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $2,151,268 |
| Was this plan covered by a fidelity bond | 2011-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $4,896,726 |
| Participant contributions at end of year | 2011-12-31 | $874,908 |
| Participant contributions at beginning of year | 2011-12-31 | $990,453 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $573,206 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $35,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $72,669 |
| Administrative expenses (other) incurred | 2011-12-31 | $36,080 |
| Total non interest bearing cash at end of year | 2011-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $55 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $4,230,224 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $112,265,655 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $109,367,691 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $79,787,563 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $78,954,456 |
| Interest on participant loans | 2011-12-31 | $85,481 |
| Value of interest in common/collective trusts at end of year | 2011-12-31 | $21,890,878 |
| Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $19,975,099 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-3,623,303 |
| Net investment gain or loss from common/collective trusts | 2011-12-31 | $1,009,517 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Assets. Invements in employer securities at end of year | 2011-12-31 | $7,748,730 |
| Assets. Invements in employer securities at beginning of year | 2011-12-31 | $7,516,951 |
| Contributions received in cash from employer | 2011-12-31 | $4,738,238 |
| Employer contributions (assets) at end of year | 2011-12-31 | $1,998,576 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $2,003,346 |
| Income. Dividends from common stock | 2011-12-31 | $290,889 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,877,171 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $1,715,111 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $1,663,701 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Unqualified |
| Accountancy firm name | 2011-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2011-12-31 | 346565596 |
| 2010 : TD SECURITIES USA 401(K) PLAN 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,039,162 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,039,162 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $72,669 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $18,155 |
| Total income from all sources (including contributions) | 2010-12-31 | $22,919,256 |
| Total loss/gain on sale of assets | 2010-12-31 | $58,407 |
| Total of all expenses incurred | 2010-12-31 | $6,909,265 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,831,262 |
| Value of total corrective distributions | 2010-12-31 | $37,669 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $8,926,559 |
| Value of total assets at end of year | 2010-12-31 | $109,440,360 |
| Value of total assets at beginning of year | 2010-12-31 | $93,375,855 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $40,334 |
| Total interest from all sources | 2010-12-31 | $50,062 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,854,312 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,648,209 |
| Was this plan covered by a fidelity bond | 2010-12-31 | No |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $4,721,194 |
| Participant contributions at end of year | 2010-12-31 | $990,453 |
| Participant contributions at beginning of year | 2010-12-31 | $927,207 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $72,669 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $18,155 |
| Administrative expenses (other) incurred | 2010-12-31 | $40,334 |
| Total non interest bearing cash at end of year | 2010-12-31 | $55 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $16,009,991 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $109,367,691 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $93,357,700 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $78,954,456 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $66,252,256 |
| Interest on participant loans | 2010-12-31 | $50,062 |
| Value of interest in common/collective trusts at end of year | 2010-12-31 | $19,975,099 |
| Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $18,402,421 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $9,394,567 |
| Net investment gain or loss from common/collective trusts | 2010-12-31 | $1,596,187 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Assets. Invements in employer securities at end of year | 2010-12-31 | $7,516,951 |
| Assets. Invements in employer securities at beginning of year | 2010-12-31 | $5,756,955 |
| Contributions received in cash from employer | 2010-12-31 | $4,205,365 |
| Employer contributions (assets) at end of year | 2010-12-31 | $2,003,346 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $2,037,016 |
| Income. Dividends from common stock | 2010-12-31 | $206,103 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,831,262 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $913,838 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $855,431 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Unqualified |
| Accountancy firm name | 2010-12-31 | ERNST & YOUNG LLP |
| Accountancy firm EIN | 2010-12-31 | 346565596 |
