WATKINS, LOURIE, ROLL & CHANCE, PC has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN
401k plan membership statisitcs for WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN
| Measure | Date | Value |
|---|
| 2019: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 2 |
| Total of all active and inactive participants | 2019-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 13 |
| Number of participants with account balances | 2019-01-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 2 |
| Total of all active and inactive participants | 2018-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 11 |
| Number of participants with account balances | 2018-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 2 |
| Total of all active and inactive participants | 2017-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 11 |
| Number of participants with account balances | 2017-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 1 |
| Total of all active and inactive participants | 2016-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 11 |
| Number of participants with account balances | 2016-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 11 |
| Number of participants with account balances | 2015-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 3 |
| Total of all active and inactive participants | 2014-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 11 |
| Number of participants with account balances | 2014-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
| Total of all active and inactive participants | 2013-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 11 |
| Number of participants with account balances | 2013-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 10 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 1 |
| Total of all active and inactive participants | 2012-01-01 | 11 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 11 |
| Number of participants with account balances | 2012-01-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 1 |
| Total of all active and inactive participants | 2011-01-01 | 10 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 10 |
| Number of participants with account balances | 2011-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2010: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-01-01 | 10 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 9 |
| Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 1 |
| Total of all active and inactive participants | 2010-01-01 | 10 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
| Total participants | 2010-01-01 | 10 |
| Number of participants with account balances | 2010-01-01 | 10 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
| 2009: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 9 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 8 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 9 |
| Total participants | 2009-01-01 | 9 |
| Number of participants with account balances | 2009-01-01 | 9 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2019 401k financial data |
|---|
| Total plan liabilities at end of year | 2019-12-31 | $0 |
| Total plan liabilities at beginning of year | 2019-12-31 | $1,255 |
| Total income from all sources | 2019-12-31 | $1,492,919 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $60,549 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $3,379 |
| Total plan assets at end of year | 2019-12-31 | $8,485,214 |
| Total plan assets at beginning of year | 2019-12-31 | $7,054,099 |
| Value of fidelity bond covering the plan | 2019-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2019-12-31 | $102,362 |
| Other income received | 2019-12-31 | $1,197,932 |
| Net income (gross income less expenses) | 2019-12-31 | $1,432,370 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $8,485,214 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $7,052,844 |
| Total contributions received or receivable from employer(s) | 2019-12-31 | $192,625 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $57,170 |
| 2018 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2018 401k financial data |
|---|
| Total plan liabilities at end of year | 2018-12-31 | $1,255 |
| Total plan liabilities at beginning of year | 2018-12-31 | $1,255 |
| Total income from all sources | 2018-12-31 | $36,177 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $92,599 |
| Benefits paid (including direct rollovers) | 2018-12-31 | $46,981 |
| Total plan assets at end of year | 2018-12-31 | $7,054,099 |
| Total plan assets at beginning of year | 2018-12-31 | $7,110,521 |
| Value of fidelity bond covering the plan | 2018-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2018-12-31 | $104,414 |
| Other income received | 2018-12-31 | $-260,807 |
| Net income (gross income less expenses) | 2018-12-31 | $-56,422 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $7,052,844 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $7,109,266 |
| Total contributions received or receivable from employer(s) | 2018-12-31 | $192,570 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $45,618 |
| 2017 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2017 401k financial data |
|---|
| Total plan liabilities at end of year | 2017-12-31 | $1,255 |
| Total plan liabilities at beginning of year | 2017-12-31 | $1,255 |
| Total income from all sources | 2017-12-31 | $1,176,211 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $184,934 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $129,815 |
| Total plan assets at end of year | 2017-12-31 | $7,110,521 |
| Total plan assets at beginning of year | 2017-12-31 | $6,119,244 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $91,186 |
| Other income received | 2017-12-31 | $886,047 |
| Net income (gross income less expenses) | 2017-12-31 | $991,277 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $7,109,266 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $6,117,989 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $198,978 |
| Value of certain deemed distributions of participant loans | 2017-12-31 | $55,119 |
| 2016 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-12-31 | $1,255 |
| Total plan liabilities at beginning of year | 2016-12-31 | $0 |
| Total income from all sources | 2016-12-31 | $756,343 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $243,185 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $191,430 |
| Total plan assets at end of year | 2016-12-31 | $6,119,244 |
| Total plan assets at beginning of year | 2016-12-31 | $5,604,831 |
| Value of fidelity bond covering the plan | 2016-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $82,780 |
| Other income received | 2016-12-31 | $499,676 |
| Net income (gross income less expenses) | 2016-12-31 | $513,158 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $6,117,989 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $5,604,831 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $173,887 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $51,755 |
| 2015 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2015 401k financial data |
|---|
| Total plan liabilities at end of year | 2015-12-31 | $0 |
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $102,564 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $93,589 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $45,693 |
| Total plan assets at end of year | 2015-12-31 | $5,604,831 |
| Total plan assets at beginning of year | 2015-12-31 | $5,595,856 |
| Value of fidelity bond covering the plan | 2015-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $95,975 |
| Other income received | 2015-12-31 | $-173,984 |
| Net income (gross income less expenses) | 2015-12-31 | $8,975 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $5,604,831 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $5,595,856 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $180,573 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $47,896 |
| 2014 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-12-31 | $0 |
| Total plan liabilities at beginning of year | 2014-12-31 | $0 |
| Total income from all sources | 2014-12-31 | $450,925 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $85,888 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $48,893 |
| Total plan assets at end of year | 2014-12-31 | $5,595,856 |
| Total plan assets at beginning of year | 2014-12-31 | $5,230,819 |
| Value of fidelity bond covering the plan | 2014-12-31 | $325,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $101,794 |
| Other income received | 2014-12-31 | $180,680 |
| Net income (gross income less expenses) | 2014-12-31 | $365,037 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $5,595,856 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $5,230,819 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $168,451 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $36,995 |
| 2013 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total plan liabilities at beginning of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $925,786 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $187,248 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $149,746 |
| Total plan assets at end of year | 2013-12-31 | $5,230,819 |
| Total plan assets at beginning of year | 2013-12-31 | $4,492,281 |
| Value of fidelity bond covering the plan | 2013-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $100,533 |
| Other income received | 2013-12-31 | $649,674 |
| Net income (gross income less expenses) | 2013-12-31 | $738,538 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $5,230,819 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $4,492,281 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $175,579 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $37,502 |
| 2012 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-31 | $0 |
| Total plan liabilities at beginning of year | 2012-12-31 | $0 |
| Total income from all sources | 2012-12-31 | $751,909 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $83,791 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $50,280 |
| Total plan assets at end of year | 2012-12-31 | $4,492,281 |
| Total plan assets at beginning of year | 2012-12-31 | $3,824,163 |
| Value of fidelity bond covering the plan | 2012-12-31 | $200,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $100,461 |
| Other income received | 2012-12-31 | $466,784 |
| Net income (gross income less expenses) | 2012-12-31 | $668,118 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $4,492,281 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $3,824,163 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $184,664 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $33,511 |
| 2011 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-12-31 | $0 |
| Total plan liabilities at beginning of year | 2011-12-31 | $0 |
| Total income from all sources | 2011-12-31 | $226,148 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $88,067 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $50,280 |
| Total plan assets at end of year | 2011-12-31 | $3,824,163 |
| Total plan assets at beginning of year | 2011-12-31 | $3,686,082 |
| Value of fidelity bond covering the plan | 2011-12-31 | $325,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $92,793 |
| Other income received | 2011-12-31 | $-40,988 |
| Net income (gross income less expenses) | 2011-12-31 | $138,081 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $3,824,163 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $3,686,082 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $174,343 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $37,787 |
| 2010 : WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $592,719 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $98,655 |
| Benefits paid (including direct rollovers) | 2010-12-31 | $69,200 |
| Total plan assets at end of year | 2010-12-31 | $3,686,082 |
| Total plan assets at beginning of year | 2010-12-31 | $3,192,018 |
| Value of fidelity bond covering the plan | 2010-12-31 | $325,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $86,485 |
| Other income received | 2010-12-31 | $319,695 |
| Net income (gross income less expenses) | 2010-12-31 | $494,064 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $3,686,082 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $3,192,018 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $186,539 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $29,455 |
| 2019: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2010: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2010 form 5500 responses |
|---|
| 2010-01-01 | Type of plan entity | Single employer plan |
| 2010-01-01 | Submission has been amended | No |
| 2010-01-01 | This submission is the final filing | No |
| 2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2010-01-01 | Plan is a collectively bargained plan | No |
| 2010-01-01 | Plan funding arrangement – Insurance | Yes |
| 2010-01-01 | Plan funding arrangement – Trust | Yes |
| 2010-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2010-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: WATKINS, LOURIE, ROLL & CHANCE, PC 401(K) PLAN 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | Yes |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| AMERITAS LIFE INSURANCE CORP. (National Association of Insurance Commissioners NAIC id number: 61301 ) |
| Policy contract number | 337871 |
| Policy instance | 2 |
| Insurance contract or identification number | 337871 | | Number of Individuals Covered | 8 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $7,641 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $7,641 | | Insurance broker organization code? | 3 |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2018-05-16 | | Insurance policy end date | 2019-05-15 | | Total amount of commissions paid to insurance broker | USD $606 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $30,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $606 | | Insurance broker organization code? | 3 |
|
| GUARDIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2016-05-15 | | Insurance policy end date | 2017-05-16 | | Total amount of commissions paid to insurance broker | USD $4,059 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $90,000 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $4,059 | | Insurance broker organization code? | 3 | | Insurance broker name | AGENCY DEPT |
|
| GUARDIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2015-05-15 | | Insurance policy end date | 2016-05-14 | | Total amount of commissions paid to insurance broker | USD $909 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $30,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $909 | | Insurance broker organization code? | 3 | | Insurance broker name | AGENCY DEPT |
|
| GUARDIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2014-05-15 | | Insurance policy end date | 2015-05-14 | | Total amount of commissions paid to insurance broker | USD $909 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $30,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $909 | | Insurance broker organization code? | 3 | | Insurance broker name | AGENCY DEPT |
|
| GUARDIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2013-05-15 | | Insurance policy end date | 2014-05-14 | | Total amount of commissions paid to insurance broker | USD $1,609 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $50,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,609 | | Insurance broker organization code? | 3 | | Insurance broker name | AGENCY DEPT |
|
| GUARDIAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2012-05-15 | | Insurance policy end date | 2013-05-14 | | Total amount of commissions paid to insurance broker | USD $700 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $50,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $700 | | Insurance broker organization code? | 3 | | Insurance broker name | AGENCY DEPT |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2011-05-15 | | Insurance policy end date | 2012-05-14 | | Total amount of commissions paid to insurance broker | USD $6,743 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $50,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $6,743 | | Insurance broker organization code? | 3 | | Insurance broker name | THE GUARDIAN LIFE INSURANCE COMPANY |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2010-05-15 | | Insurance policy end date | 2011-05-14 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $50,280 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA (National Association of Insurance Commissioners NAIC id number: 64246 ) |
| Policy contract number | N-A |
| Policy instance | 1 |
| Insurance contract or identification number | N-A | | Number of Individuals Covered | 1 | | Insurance policy start date | 2009-05-15 | | Insurance policy end date | 2010-05-14 | | Total amount of commissions paid to insurance broker | USD $16,837 | | Total amount of fees paid to insurance company | USD $0 | | Life Insurance Welfare Benefit | Yes | | Welfare Benefit Premiums Paid to Carrier | USD $60,000 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $16,837 | | Insurance broker organization code? | 3 | | Insurance broker name | JOSHUA C. COBB |
|
