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HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameHARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST
Plan identification number 002

HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HARTNELL, LISTER & MOORE, APC has sponsored the creation of one or more 401k plans.

Company Name:HARTNELL, LISTER & MOORE, APC
Employer identification number (EIN):201303349
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-12-01
0022016-12-01BRYAN HARTNELL
0022015-12-01BRYAN HARTNELL
0022014-12-01BRYAN HARTNELL
0022013-12-01BRYAN HARTNELL
0022012-12-01BRYAN HARTNELL
0022011-12-01BRYAN HARTNELL
0022010-12-01BRYAN HARTNELL
0022009-12-01BRYAN HARTNELL
0022008-12-01BRYAN HARTNELL

Plan Statistics for HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST

Measure Date Value
2017: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-12-017
Total number of active participants reported on line 7a of the Form 55002017-12-019
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-010
Total of all active and inactive participants2017-12-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-019
Number of participants with account balances2017-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-010
2016: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-12-017
Total number of active participants reported on line 7a of the Form 55002016-12-017
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-010
Total of all active and inactive participants2016-12-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-017
Number of participants with account balances2016-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-010
2015: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-12-018
Total number of active participants reported on line 7a of the Form 55002015-12-015
Number of retired or separated participants receiving benefits2015-12-010
Number of other retired or separated participants entitled to future benefits2015-12-012
Total of all active and inactive participants2015-12-017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-017
Number of participants with account balances2015-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-010
2014: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-12-018
Total number of active participants reported on line 7a of the Form 55002014-12-018
Number of retired or separated participants receiving benefits2014-12-010
Number of other retired or separated participants entitled to future benefits2014-12-010
Total of all active and inactive participants2014-12-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-018
Number of participants with account balances2014-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-010
2013: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-12-0111
Total number of active participants reported on line 7a of the Form 55002013-12-016
Number of retired or separated participants receiving benefits2013-12-010
Number of other retired or separated participants entitled to future benefits2013-12-012
Total of all active and inactive participants2013-12-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-12-010
Total participants2013-12-018
Number of participants with account balances2013-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-12-010
2012: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-12-019
Total number of active participants reported on line 7a of the Form 55002012-12-019
Number of retired or separated participants receiving benefits2012-12-010
Number of other retired or separated participants entitled to future benefits2012-12-012
Total of all active and inactive participants2012-12-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-0111
Number of participants with account balances2012-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-010
2011: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-12-0114
Total number of active participants reported on line 7a of the Form 55002011-12-017
Number of retired or separated participants receiving benefits2011-12-010
Number of other retired or separated participants entitled to future benefits2011-12-012
Total of all active and inactive participants2011-12-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-019
Number of participants with account balances2011-12-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-010
2010: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-12-018
Total number of active participants reported on line 7a of the Form 55002010-12-0111
Number of retired or separated participants receiving benefits2010-12-013
Total of all active and inactive participants2010-12-0114
Total participants2010-12-0114
Number of participants with account balances2010-12-0114
2009: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-12-0110
Total number of active participants reported on line 7a of the Form 55002009-12-018
Number of retired or separated participants receiving benefits2009-12-010
Number of other retired or separated participants entitled to future benefits2009-12-010
Total of all active and inactive participants2009-12-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-12-010
Total participants2009-12-018
Number of participants with account balances2009-12-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-12-010
2008: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2008 401k membership
Total participants, beginning-of-year2008-12-0113
Total number of active participants reported on line 7a of the Form 55002008-12-018
Number of other retired or separated participants entitled to future benefits2008-12-012
Total of all active and inactive participants2008-12-0110
Total participants2008-12-0110
Number of participants with account balances2008-12-0110

Financial Data on HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST

Measure Date Value
2018 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
2017 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total plan liabilities at end of year2017-11-30$0
Total plan liabilities at beginning of year2017-11-30$0
Total income from all sources2017-11-30$10,632
Expenses. Total of all expenses incurred2017-11-30$0
Total plan assets at end of year2017-11-30$547,266
Total plan assets at beginning of year2017-11-30$536,634
Other income received2017-11-30$10,632
Net income (gross income less expenses)2017-11-30$10,632
Net plan assets at end of year (total assets less liabilities)2017-11-30$547,266
Net plan assets at beginning of year (total assets less liabilities)2017-11-30$536,634
Assets. Value of participant loans2017-11-30$25,981
Assets. Value of real-estate (other than employer real property)2017-11-30$390,000
2016 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total plan liabilities at end of year2016-11-30$0
Total plan liabilities at beginning of year2016-11-30$0
Total income from all sources2016-11-30$-61,288
Expenses. Total of all expenses incurred2016-11-30$25
Total plan assets at end of year2016-11-30$536,634
Total plan assets at beginning of year2016-11-30$597,947
Expenses. Other expenses not covered elsewhere2016-11-30$25
Other income received2016-11-30$-61,288
Net income (gross income less expenses)2016-11-30$-61,313
Net plan assets at end of year (total assets less liabilities)2016-11-30$536,634
Net plan assets at beginning of year (total assets less liabilities)2016-11-30$597,947
Assets. Value of participant loans2016-11-30$25,980
Assets. Value of real-estate (other than employer real property)2016-11-30$390,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-11-30$0
2015 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total plan liabilities at end of year2015-11-30$0
Total plan liabilities at beginning of year2015-11-30$0
Total income from all sources2015-11-30$-1,716
Expenses. Total of all expenses incurred2015-11-30$6,616
Benefits paid (including direct rollovers)2015-11-30$6,562
Total plan assets at end of year2015-11-30$597,947
Total plan assets at beginning of year2015-11-30$606,279
Total contributions received or receivable from participants2015-11-30$0
Assets. Value of loans (other than to participants)2015-11-30$73,543
Expenses. Other expenses not covered elsewhere2015-11-30$54
Other income received2015-11-30$-1,716
Net income (gross income less expenses)2015-11-30$-8,332
Net plan assets at end of year (total assets less liabilities)2015-11-30$597,947
Net plan assets at beginning of year (total assets less liabilities)2015-11-30$606,279
Assets. Value of participant loans2015-11-30$25,980
Assets. Value of real-estate (other than employer real property)2015-11-30$390,000
Total contributions received or receivable from employer(s)2015-11-30$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-11-30$0
2014 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total plan liabilities at end of year2014-11-30$0
Total income from all sources2014-11-30$7,082
Expenses. Total of all expenses incurred2014-11-30$14,519
Benefits paid (including direct rollovers)2014-11-30$14,500
Total plan assets at end of year2014-11-30$606,279
Total plan assets at beginning of year2014-11-30$613,716
Total contributions received or receivable from participants2014-11-30$0
Assets. Value of loans (other than to participants)2014-11-30$73,543
Contributions received from other sources (not participants or employers)2014-11-30$0
Other income received2014-11-30$7,082
Noncash contributions received2014-11-30$0
Net income (gross income less expenses)2014-11-30$-7,437
Net plan assets at end of year (total assets less liabilities)2014-11-30$606,279
Net plan assets at beginning of year (total assets less liabilities)2014-11-30$613,716
Assets. Value of participant loans2014-11-30$25,980
Assets. Value of real-estate (other than employer real property)2014-11-30$390,000
Total contributions received or receivable from employer(s)2014-11-30$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-11-30$19
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-11-30$0
2013 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total plan liabilities at beginning of year2013-11-30$0
Total income from all sources2013-11-30$11,843
Expenses. Total of all expenses incurred2013-11-30$0
Total plan assets at end of year2013-11-30$613,716
Total plan assets at beginning of year2013-11-30$601,873
Assets. Value of loans (other than to participants)2013-11-30$52,289
Other income received2013-11-30$11,843
Net income (gross income less expenses)2013-11-30$11,843
Net plan assets at end of year (total assets less liabilities)2013-11-30$613,716
Net plan assets at beginning of year (total assets less liabilities)2013-11-30$601,873
Assets. Value of participant loans2013-11-30$25,980
Assets. Value of real-estate (other than employer real property)2013-11-30$390,000
2012 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total plan liabilities at end of year2012-11-30$0
Total plan liabilities at beginning of year2012-11-30$0
Total income from all sources2012-11-30$34,981
Expenses. Total of all expenses incurred2012-11-30$3,463
Benefits paid (including direct rollovers)2012-11-30$3,463
Total plan assets at end of year2012-11-30$601,873
Total plan assets at beginning of year2012-11-30$570,355
Assets. Value of loans (other than to participants)2012-11-30$74,588
Other income received2012-11-30$34,981
Net income (gross income less expenses)2012-11-30$31,518
Net plan assets at end of year (total assets less liabilities)2012-11-30$601,873
Net plan assets at beginning of year (total assets less liabilities)2012-11-30$570,355
Assets. Value of participant loans2012-11-30$34,510
Assets. Value of real-estate (other than employer real property)2012-11-30$390,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-11-30$0
2011 : HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total plan liabilities at end of year2011-11-30$0
Total plan liabilities at beginning of year2011-11-30$0
Total income from all sources2011-11-30$-169,635
Expenses. Total of all expenses incurred2011-11-30$29,218
Benefits paid (including direct rollovers)2011-11-30$29,218
Total plan assets at end of year2011-11-30$570,355
Total plan assets at beginning of year2011-11-30$769,208
Other income received2011-11-30$-169,635
Net income (gross income less expenses)2011-11-30$-198,853
Net plan assets at end of year (total assets less liabilities)2011-11-30$570,355
Net plan assets at beginning of year (total assets less liabilities)2011-11-30$769,208
Assets. Value of participant loans2011-11-30$61,779
Assets. Value of real-estate (other than employer real property)2011-11-30$390,000

Form 5500 Responses for HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST

2017: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement - TrustYes
2016: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement - TrustYes
2015: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Submission has been amendedNo
2015-12-01This submission is the final filingNo
2015-12-01This return/report is a short plan year return/report (less than 12 months)No
2015-12-01Plan is a collectively bargained planNo
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Submission has been amendedNo
2014-12-01This submission is the final filingNo
2014-12-01This return/report is a short plan year return/report (less than 12 months)No
2014-12-01Plan is a collectively bargained planNo
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2013: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-12-01Type of plan entitySingle employer plan
2013-12-01Submission has been amendedNo
2013-12-01This submission is the final filingNo
2013-12-01This return/report is a short plan year return/report (less than 12 months)No
2013-12-01Plan is a collectively bargained planNo
2013-12-01Plan funding arrangement – TrustYes
2013-12-01Plan benefit arrangement - TrustYes
2012: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Submission has been amendedNo
2012-12-01This submission is the final filingNo
2012-12-01This return/report is a short plan year return/report (less than 12 months)No
2012-12-01Plan is a collectively bargained planNo
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Submission has been amendedNo
2011-12-01This submission is the final filingNo
2011-12-01This return/report is a short plan year return/report (less than 12 months)No
2011-12-01Plan is a collectively bargained planNo
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2010: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2010 form 5500 responses
2010-12-01Type of plan entitySingle employer plan
2010-12-01Plan funding arrangement – TrustYes
2010-12-01Plan benefit arrangement - TrustYes
2009: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-12-01Type of plan entitySingle employer plan
2009-12-01Submission has been amendedNo
2009-12-01This submission is the final filingNo
2009-12-01This return/report is a short plan year return/report (less than 12 months)No
2009-12-01Plan is a collectively bargained planNo
2009-12-01Plan funding arrangement – TrustYes
2009-12-01Plan benefit arrangement - TrustYes
2008: HARTNELL, LISTER & MOORE, APC PROFIT SHARING PLAN AND TRUST 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo
2008-12-01Plan funding arrangement – TrustYes
2008-12-01Plan benefit arrangement - TrustYes

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