401k Plan data: GRAND HARBOR & AFFILIATES 401(K) PLAN plan

GRAND HARBOR & AFFILIATES 401(K) PLAN 401k Plan overview

Plan Name	GRAND HARBOR & AFFILIATES 401(K) PLAN
Plan identification number	001

GRAND HARBOR & AFFILIATES 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

IEH GH MANAGEMENT LLC has sponsored the creation of one or more 401k plans.

Company Name: IEH GH MANAGEMENT LLC

Employer identification number (EIN): 201332029

NAIC Classification: 721120
NAIC Description: Casino Hotels

Additional information about IEH GH MANAGEMENT LLC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 5022955

More information about IEH GH MANAGEMENT LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GRAND HARBOR & AFFILIATES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01
001 2018-01-01
001 2017-01-01 LAUREE COFFEY LAUREE COFFEY 2018-10-10
001 2016-01-01 ANN K. SWECK ANN K. SWECK 2017-10-09
001 2015-01-01 MAIDA GONZALEZ MAIDA GONZALEZ 2016-10-14
001 2014-01-01 MONICA L. CROSBY MONICA L. CROSBY 2015-10-15
001 2013-01-01 MONICA L. CROSBY MONICA L. CROSBY 2014-10-10
001 2012-01-01 MONICA L. CROSBY MONICA L. CROSBY 2013-10-09
001 2011-01-01 MONICA L. CROSBY MONICA L. CROSBY 2012-10-08
001 2010-01-01 MONICA CROSBY
001 2009-01-01 MONICA CROSBY

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-01-01
001	2018-01-01
001	2017-01-01	LAUREE COFFEY	LAUREE COFFEY	2018-10-10
001	2016-01-01	ANN K. SWECK	ANN K. SWECK	2017-10-09
001	2015-01-01	MAIDA GONZALEZ	MAIDA GONZALEZ	2016-10-14
001	2014-01-01	MONICA L. CROSBY	MONICA L. CROSBY	2015-10-15
001	2013-01-01	MONICA L. CROSBY	MONICA L. CROSBY	2014-10-10
001	2012-01-01	MONICA L. CROSBY	MONICA L. CROSBY	2013-10-09
001	2011-01-01	MONICA L. CROSBY	MONICA L. CROSBY	2012-10-08
001	2010-01-01	MONICA CROSBY
001	2009-01-01	MONICA CROSBY

Plan Statistics for GRAND HARBOR & AFFILIATES 401(K) PLAN

401k plan membership statisitcs for GRAND HARBOR & AFFILIATES 401(K) PLAN

Measure Date Value
2019: GRAND HARBOR & AFFILIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 282
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 237
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 40
Total of all active and inactive participants 2019-01-01 277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 277
Number of participants with account balances 2019-01-01 143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 2
2018: GRAND HARBOR & AFFILIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 299
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 237
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 44
Total of all active and inactive participants 2018-01-01 281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 1
Total participants 2018-01-01 282
Number of participants with account balances 2018-01-01 129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 4
2017: GRAND HARBOR & AFFILIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 243
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 55
Total of all active and inactive participants 2017-01-01 298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 1
Total participants 2017-01-01 299
Number of participants with account balances 2017-01-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 7
2016: GRAND HARBOR & AFFILIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 394
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 270
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 38
Total of all active and inactive participants 2016-01-01 308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 309
Number of participants with account balances 2016-01-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 6
2015: GRAND HARBOR & AFFILIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 463
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 260
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 48
Total of all active and inactive participants 2015-01-01 308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 309
Number of participants with account balances 2015-01-01 156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 4
2014: GRAND HARBOR & AFFILIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 374
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 331
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 32
Total of all active and inactive participants 2014-01-01 363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 363
Number of participants with account balances 2014-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 1
2013: GRAND HARBOR & AFFILIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 321
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 337
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 37
Total of all active and inactive participants 2013-01-01 374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 374
Number of participants with account balances 2013-01-01 182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: GRAND HARBOR & AFFILIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 290
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 31
Total of all active and inactive participants 2012-01-01 321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 321
Number of participants with account balances 2012-01-01 183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: GRAND HARBOR & AFFILIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 327
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 336
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 32
Total of all active and inactive participants 2011-01-01 368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 368
Number of participants with account balances 2011-01-01 190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 3
2010: GRAND HARBOR & AFFILIATES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 309
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 296
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 31
Total of all active and inactive participants 2010-01-01 327
Total participants 2010-01-01 327
Number of participants with account balances 2010-01-01 189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 4
2009: GRAND HARBOR & AFFILIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 285
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 288
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 21
Total of all active and inactive participants 2009-01-01 309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 309
Number of participants with account balances 2009-01-01 172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: GRAND HARBOR & AFFILIATES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	282
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	237
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	40
Total of all active and inactive participants	2019-01-01	277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	277
Number of participants with account balances	2019-01-01	143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	2
2018: GRAND HARBOR & AFFILIATES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	299
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	237
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	44
Total of all active and inactive participants	2018-01-01	281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	1
Total participants	2018-01-01	282
Number of participants with account balances	2018-01-01	129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	4
2017: GRAND HARBOR & AFFILIATES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	243
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	55
Total of all active and inactive participants	2017-01-01	298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	1
Total participants	2017-01-01	299
Number of participants with account balances	2017-01-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	7
2016: GRAND HARBOR & AFFILIATES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	394
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	270
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	38
Total of all active and inactive participants	2016-01-01	308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	309
Number of participants with account balances	2016-01-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	6
2015: GRAND HARBOR & AFFILIATES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	463
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	260
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	48
Total of all active and inactive participants	2015-01-01	308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	309
Number of participants with account balances	2015-01-01	156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	4
2014: GRAND HARBOR & AFFILIATES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	374
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	331
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	32
Total of all active and inactive participants	2014-01-01	363
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	363
Number of participants with account balances	2014-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	1
2013: GRAND HARBOR & AFFILIATES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	321
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	337
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	37
Total of all active and inactive participants	2013-01-01	374
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	374
Number of participants with account balances	2013-01-01	182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: GRAND HARBOR & AFFILIATES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	290
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	31
Total of all active and inactive participants	2012-01-01	321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	321
Number of participants with account balances	2012-01-01	183
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: GRAND HARBOR & AFFILIATES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	327
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	336
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	32
Total of all active and inactive participants	2011-01-01	368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	368
Number of participants with account balances	2011-01-01	190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	3
2010: GRAND HARBOR & AFFILIATES 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	309
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	296
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	31
Total of all active and inactive participants	2010-01-01	327
Total participants	2010-01-01	327
Number of participants with account balances	2010-01-01	189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	4
2009: GRAND HARBOR & AFFILIATES 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	285
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	288
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	21
Total of all active and inactive participants	2009-01-01	309
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	309
Number of participants with account balances	2009-01-01	172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on GRAND HARBOR & AFFILIATES 401(K) PLAN

Measure	Date	Value
2019 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$2,312,578
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$808,847
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$808,277
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$699,885
Value of total assets at end of year	2019-12-31	$8,657,244
Value of total assets at beginning of year	2019-12-31	$7,153,513
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$570
Total interest from all sources	2019-12-31	$10,306
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$324,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$324,909
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$495,801
Participant contributions at end of year	2019-12-31	$151,073
Participant contributions at beginning of year	2019-12-31	$185,928
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$33,661
Administrative expenses (other) incurred	2019-12-31	$570
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$1,503,731
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$8,657,244
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$7,153,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$7,684,678
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$6,204,740
Interest on participant loans	2019-12-31	$10,306
Value of interest in common/collective trusts at end of year	2019-12-31	$810,114
Value of interest in common/collective trusts at beginning of year	2019-12-31	$762,845
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$1,261,010
Net investment gain or loss from common/collective trusts	2019-12-31	$16,468
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$170,423
Employer contributions (assets) at end of year	2019-12-31	$11,379
Employer contributions (assets) at beginning of year	2019-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$808,277
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2019-12-31	366055558
2018 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$403,253
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$835,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$834,889
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$787,969
Value of total assets at end of year	2018-12-31	$7,153,513
Value of total assets at beginning of year	2018-12-31	$7,585,689
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$540
Total interest from all sources	2018-12-31	$11,509
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$475,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$475,346
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$348,863
Participant contributions at end of year	2018-12-31	$185,928
Participant contributions at beginning of year	2018-12-31	$252,833
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$324,721
Administrative expenses (other) incurred	2018-12-31	$540
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-432,176
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$7,153,513
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$7,585,689
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$6,204,740
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$6,743,287
Interest on participant loans	2018-12-31	$11,509
Value of interest in common/collective trusts at end of year	2018-12-31	$762,845
Value of interest in common/collective trusts at beginning of year	2018-12-31	$589,569
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-883,328
Net investment gain or loss from common/collective trusts	2018-12-31	$11,757
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$114,385
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$834,889
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2018-12-31	366055558
2017 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$1,902,936
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$550,313
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$549,131
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$743,872
Value of total assets at end of year	2017-12-31	$7,585,689
Value of total assets at beginning of year	2017-12-31	$6,233,066
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$1,182
Total interest from all sources	2017-12-31	$12,024
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$336,058
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$336,058
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$328,668
Participant contributions at end of year	2017-12-31	$252,833
Participant contributions at beginning of year	2017-12-31	$263,163
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$297,009
Other income not declared elsewhere	2017-12-31	$1,247
Administrative expenses (other) incurred	2017-12-31	$1,182
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,352,623
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$7,585,689
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$6,233,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$6,743,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$5,329,883
Interest on participant loans	2017-12-31	$12,024
Value of interest in common/collective trusts at end of year	2017-12-31	$589,569
Value of interest in common/collective trusts at beginning of year	2017-12-31	$640,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$799,035
Net investment gain or loss from common/collective trusts	2017-12-31	$10,700
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$118,195
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$549,131
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2017-12-31	366055558
2016 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$877,158
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,014,887
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,012,292
Expenses. Certain deemed distributions of participant loans	2016-12-31	$1,247
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$494,752
Value of total assets at end of year	2016-12-31	$6,233,066
Value of total assets at beginning of year	2016-12-31	$6,370,795
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$1,348
Total interest from all sources	2016-12-31	$11,729
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$186,884
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$186,884
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$366,222
Participant contributions at end of year	2016-12-31	$263,163
Participant contributions at beginning of year	2016-12-31	$210,365
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$769
Administrative expenses (other) incurred	2016-12-31	$1,348
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-137,729
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$6,233,066
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$6,370,795
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$5,329,883
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$5,496,783
Interest on participant loans	2016-12-31	$11,729
Value of interest in common/collective trusts at end of year	2016-12-31	$640,020
Value of interest in common/collective trusts at beginning of year	2016-12-31	$663,647
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$173,335
Net investment gain or loss from common/collective trusts	2016-12-31	$10,458
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$127,761
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,012,292
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2016-12-31	366055558
2015 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$629,792
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,072,933
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,071,683
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$547,374
Value of total assets at end of year	2015-12-31	$6,370,795
Value of total assets at beginning of year	2015-12-31	$6,813,936
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$1,250
Total interest from all sources	2015-12-31	$11,807
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$304,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$304,498
Administrative expenses professional fees incurred	2015-12-31	$300
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$402,750
Participant contributions at end of year	2015-12-31	$210,365
Participant contributions at beginning of year	2015-12-31	$318,159
Administrative expenses (other) incurred	2015-12-31	$950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-443,141
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$6,370,795
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$6,813,936
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$5,496,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,809,390
Interest on participant loans	2015-12-31	$11,807
Value of interest in common/collective trusts at end of year	2015-12-31	$663,647
Value of interest in common/collective trusts at beginning of year	2015-12-31	$686,387
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-235,461
Net investment gain or loss from common/collective trusts	2015-12-31	$1,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$144,624
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,071,683
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2015-12-31	366055558
2014 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,024,455
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$714,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$712,979
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$627,974
Value of total assets at end of year	2014-12-31	$6,813,936
Value of total assets at beginning of year	2014-12-31	$6,504,460
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,000
Total interest from all sources	2014-12-31	$15,628
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$301,470
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$301,470
Administrative expenses professional fees incurred	2014-12-31	$300
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$433,113
Participant contributions at end of year	2014-12-31	$318,159
Participant contributions at beginning of year	2014-12-31	$332,017
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$7,473
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$40,647
Administrative expenses (other) incurred	2014-12-31	$1,700
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$309,476
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$6,813,936
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,504,460
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,809,390
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,488,598
Interest on participant loans	2014-12-31	$15,628
Value of interest in common/collective trusts at end of year	2014-12-31	$686,387
Value of interest in common/collective trusts at beginning of year	2014-12-31	$673,476
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$66,435
Net investment gain or loss from common/collective trusts	2014-12-31	$12,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$154,214
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$2,896
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$712,979
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2014-12-31	366055558
2013 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,699,216
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$431,841
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$430,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$737,301
Value of total assets at end of year	2013-12-31	$6,504,460
Value of total assets at beginning of year	2013-12-31	$5,237,085
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,650
Total interest from all sources	2013-12-31	$12,679
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$178,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$178,659
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$427,722
Participant contributions at end of year	2013-12-31	$332,017
Participant contributions at beginning of year	2013-12-31	$296,233
Participant contributions at end of year	2013-12-31	$7,473
Participant contributions at beginning of year	2013-12-31	$8,400
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$152,799
Other income not declared elsewhere	2013-12-31	$38
Administrative expenses (other) incurred	2013-12-31	$1,650
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,267,375
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,504,460
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,237,085
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,488,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,239,682
Interest on participant loans	2013-12-31	$12,679
Value of interest in common/collective trusts at end of year	2013-12-31	$673,476
Value of interest in common/collective trusts at beginning of year	2013-12-31	$689,397
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$776,350
Net investment gain or loss from common/collective trusts	2013-12-31	$-5,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$156,780
Employer contributions (assets) at end of year	2013-12-31	$2,896
Employer contributions (assets) at beginning of year	2013-12-31	$3,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$430,191
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2013-12-31	366055558
2012 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,183,538
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$214,080
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$212,879
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$623,978
Value of total assets at end of year	2012-12-31	$5,237,085
Value of total assets at beginning of year	2012-12-31	$4,267,627
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,201
Total interest from all sources	2012-12-31	$14,640
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$124,337
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$124,337
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$462,608
Participant contributions at end of year	2012-12-31	$296,233
Participant contributions at beginning of year	2012-12-31	$368,511
Participant contributions at end of year	2012-12-31	$8,400
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$721
Administrative expenses (other) incurred	2012-12-31	$1,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$969,458
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,237,085
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,267,627
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,239,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,361,171
Interest on participant loans	2012-12-31	$14,640
Value of interest in common/collective trusts at end of year	2012-12-31	$689,397
Value of interest in common/collective trusts at beginning of year	2012-12-31	$537,945
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$397,733
Net investment gain or loss from common/collective trusts	2012-12-31	$22,850
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$160,649
Employer contributions (assets) at end of year	2012-12-31	$3,373
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$212,879
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	Yes
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2012-12-31	366055558
2011 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$634,394
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$166,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$157,963
Expenses. Certain deemed distributions of participant loans	2011-12-31	$5,988
Value of total corrective distributions	2011-12-31	$1,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$685,680
Value of total assets at end of year	2011-12-31	$4,267,627
Value of total assets at beginning of year	2011-12-31	$3,800,168
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,879
Total interest from all sources	2011-12-31	$14,081
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$85,500
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$85,500
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$462,161
Participant contributions at end of year	2011-12-31	$368,511
Participant contributions at beginning of year	2011-12-31	$307,105
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$61,209
Administrative expenses (other) incurred	2011-12-31	$1,879
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$467,459
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,267,627
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,800,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,361,171
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,991,589
Interest on participant loans	2011-12-31	$14,081
Value of interest in common/collective trusts at end of year	2011-12-31	$537,945
Value of interest in common/collective trusts at beginning of year	2011-12-31	$501,474
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-166,926
Net investment gain or loss from common/collective trusts	2011-12-31	$16,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$162,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$157,963
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2011-12-31	366055558
2010 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,117,433
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$333,668
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$330,700
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$675,381
Value of total assets at end of year	2010-12-31	$3,800,168
Value of total assets at beginning of year	2010-12-31	$3,016,403
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$2,968
Total interest from all sources	2010-12-31	$12,285
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$54,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$54,720
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$425,782
Participant contributions at end of year	2010-12-31	$307,105
Participant contributions at beginning of year	2010-12-31	$141,124
Participant contributions at end of year	2010-12-31	$0
Participant contributions at beginning of year	2010-12-31	$5,648
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$97,115
Administrative expenses (other) incurred	2010-12-31	$2,968
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$783,765
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,800,168
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$3,016,403
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,991,589
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,426,376
Interest on participant loans	2010-12-31	$12,285
Value of interest in common/collective trusts at end of year	2010-12-31	$501,474
Value of interest in common/collective trusts at beginning of year	2010-12-31	$439,926
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$352,086
Net investment gain or loss from common/collective trusts	2010-12-31	$22,961
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$152,484
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$3,329
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$330,700
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	GRANT THORNTON, LLP
Accountancy firm EIN	2010-12-31	366055558
2009 : GRAND HARBOR & AFFILIATES 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GRAND HARBOR & AFFILIATES 401(K) PLAN

2019: GRAND HARBOR & AFFILIATES 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: GRAND HARBOR & AFFILIATES 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: GRAND HARBOR & AFFILIATES 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: GRAND HARBOR & AFFILIATES 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: GRAND HARBOR & AFFILIATES 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GRAND HARBOR & AFFILIATES 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GRAND HARBOR & AFFILIATES 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GRAND HARBOR & AFFILIATES 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GRAND HARBOR & AFFILIATES 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GRAND HARBOR & AFFILIATES 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	Yes
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GRAND HARBOR & AFFILIATES 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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GRAND HARBOR & AFFILIATES 401(K) PLAN [EIN = 650302339]

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Company Name:	IEH GH MANAGEMENT LLC
Employer identification number (EIN):	201332029
NAIC Classification:	721120
NAIC Description:	Casino Hotels

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	5022955