?>
Logo

KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 401k Plan overview

Plan NameKOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN
Plan identification number 001

KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

KOWA PHARMACEUTICALS AMERICA, INC. has sponsored the creation of one or more 401k plans.

Company Name:KOWA PHARMACEUTICALS AMERICA, INC.
Employer identification number (EIN):201414357
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Additional information about KOWA PHARMACEUTICALS AMERICA, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3826639

More information about KOWA PHARMACEUTICALS AMERICA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01DEBORAH HUXFORD
0012016-01-01DEBORAH HUXFORD
0012015-01-01DEBORAH HUXFORD
0012014-01-01DEBORAH HUXFORD
0012013-01-01DEBORAH HUXFORD
0012012-01-01DEBORAH HUXFORD
0012011-01-01DEBORAH HUXFORD
0012009-01-01DEBORAH HUXFORD

Plan Statistics for KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN

401k plan membership statisitcs for KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN

Measure Date Value
2022: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01507
Total number of active participants reported on line 7a of the Form 55002022-01-01316
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01178
Total of all active and inactive participants2022-01-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01494
Number of participants with account balances2022-01-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0160
2021: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01501
Total number of active participants reported on line 7a of the Form 55002021-01-01342
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01157
Total of all active and inactive participants2021-01-01499
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01499
Number of participants with account balances2021-01-01465
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0136
2020: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01489
Total number of active participants reported on line 7a of the Form 55002020-01-01366
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01124
Total of all active and inactive participants2020-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01490
Number of participants with account balances2020-01-01452
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0127
2019: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01473
Total number of active participants reported on line 7a of the Form 55002019-01-01334
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01125
Total of all active and inactive participants2019-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01459
Number of participants with account balances2019-01-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0139
2018: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01474
Total number of active participants reported on line 7a of the Form 55002018-01-01354
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01105
Total of all active and inactive participants2018-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01459
Number of participants with account balances2018-01-01401
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0122
2017: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01518
Total number of active participants reported on line 7a of the Form 55002017-01-01358
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0196
Total of all active and inactive participants2017-01-01454
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01454
Number of participants with account balances2017-01-01388
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0123
2016: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01483
Total number of active participants reported on line 7a of the Form 55002016-01-01338
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01142
Total of all active and inactive participants2016-01-01480
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01481
Number of participants with account balances2016-01-01413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0120
2015: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01485
Total number of active participants reported on line 7a of the Form 55002015-01-01330
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01136
Total of all active and inactive participants2015-01-01466
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01466
Number of participants with account balances2015-01-01399
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0124
2014: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01447
Total number of active participants reported on line 7a of the Form 55002014-01-01320
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01136
Total of all active and inactive participants2014-01-01456
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01456
Number of participants with account balances2014-01-01382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0130
2013: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01403
Total number of active participants reported on line 7a of the Form 55002013-01-01287
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01115
Total of all active and inactive participants2013-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01402
Number of participants with account balances2013-01-01333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0126
2012: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01405
Total number of active participants reported on line 7a of the Form 55002012-01-01298
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0195
Total of all active and inactive participants2012-01-01393
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01393
Number of participants with account balances2012-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0132
2011: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01374
Total number of active participants reported on line 7a of the Form 55002011-01-01297
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0189
Total of all active and inactive participants2011-01-01386
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01386
Number of participants with account balances2011-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0137
2009: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01168
Total number of active participants reported on line 7a of the Form 55002009-01-01175
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0158
Total of all active and inactive participants2009-01-01233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01233
Number of participants with account balances2009-01-01232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0122

Financial Data on KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN

Measure Date Value
2022 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,836,895
Total of all expenses incurred2022-12-31$5,925,915
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$5,913,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,723,398
Value of total assets at end of year2022-12-31$31,993,073
Value of total assets at beginning of year2022-12-31$40,755,883
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$12,224
Total interest from all sources2022-12-31$144,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$2,836,255
Participant contributions at end of year2022-12-31$309,125
Participant contributions at beginning of year2022-12-31$361,985
Participant contributions at end of year2022-12-31$76,086
Participant contributions at beginning of year2022-12-31$76,444
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$114,174
Other income not declared elsewhere2022-12-31$-32,364
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-8,762,810
Value of net assets at end of year (total assets less liabilities)2022-12-31$31,993,073
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$40,755,883
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$25,145,584
Value of interest in pooled separate accounts at beginning of year2022-12-31$34,220,481
Interest on participant loans2022-12-31$15,603
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$128,686
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$6,407,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,036,637
Net investment gain/loss from pooled separate accounts2022-12-31$-6,672,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$772,969
Employer contributions (assets) at end of year2022-12-31$54,406
Employer contributions (assets) at beginning of year2022-12-31$60,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$5,913,691
Contract administrator fees2022-12-31$12,224
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WARREN AVERETT, LLC
Accountancy firm EIN2022-12-31454084437
2021 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$9,010,626
Total of all expenses incurred2021-12-31$2,401,601
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,356,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$4,221,378
Value of total assets at end of year2021-12-31$40,755,883
Value of total assets at beginning of year2021-12-31$34,146,858
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$45,009
Total interest from all sources2021-12-31$151,570
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$35,805
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,066,324
Participant contributions at end of year2021-12-31$361,985
Participant contributions at beginning of year2021-12-31$365,484
Participant contributions at end of year2021-12-31$76,444
Participant contributions at beginning of year2021-12-31$75,654
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$223,548
Other income not declared elsewhere2021-12-31$-2,293
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$6,609,025
Value of net assets at end of year (total assets less liabilities)2021-12-31$40,755,883
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$34,146,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$34,220,481
Value of interest in pooled separate accounts at beginning of year2021-12-31$28,291,927
Interest on participant loans2021-12-31$18,736
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$132,834
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,036,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$5,368,887
Net investment gain/loss from pooled separate accounts2021-12-31$4,639,971
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$931,506
Employer contributions (assets) at end of year2021-12-31$60,336
Employer contributions (assets) at beginning of year2021-12-31$44,906
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,356,592
Contract administrator fees2021-12-31$9,204
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WARREN AVERETT, LLC
Accountancy firm EIN2021-12-31454084437
2020 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$8,236,710
Total of all expenses incurred2020-12-31$2,749,239
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,743,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,944,482
Value of total assets at end of year2020-12-31$34,146,858
Value of total assets at beginning of year2020-12-31$28,659,387
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,630
Total interest from all sources2020-12-31$145,089
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$2,939,740
Participant contributions at end of year2020-12-31$365,484
Participant contributions at beginning of year2020-12-31$371,154
Participant contributions at end of year2020-12-31$75,654
Participant contributions at beginning of year2020-12-31$67,814
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$114,221
Other income not declared elsewhere2020-12-31$53,257
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$5,487,471
Value of net assets at end of year (total assets less liabilities)2020-12-31$34,146,858
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$28,659,387
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$28,291,927
Value of interest in pooled separate accounts at beginning of year2020-12-31$23,191,817
Interest on participant loans2020-12-31$19,574
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$125,515
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$5,368,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$4,972,017
Net investment gain/loss from pooled separate accounts2020-12-31$4,093,882
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$890,521
Employer contributions (assets) at end of year2020-12-31$44,906
Employer contributions (assets) at beginning of year2020-12-31$56,585
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,743,609
Contract administrator fees2020-12-31$5,630
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WARREN AVERETT, LLC
Accountancy firm EIN2020-12-31454084437
2019 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$7,961,818
Total of all expenses incurred2019-12-31$2,103,438
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,097,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$3,659,612
Value of total assets at end of year2019-12-31$28,659,387
Value of total assets at beginning of year2019-12-31$22,801,007
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,395
Total interest from all sources2019-12-31$150,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$2,675,423
Participant contributions at end of year2019-12-31$371,154
Participant contributions at beginning of year2019-12-31$387,544
Participant contributions at end of year2019-12-31$67,814
Participant contributions at beginning of year2019-12-31$67,503
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$119,907
Other income not declared elsewhere2019-12-31$-38,513
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$5,858,380
Value of net assets at end of year (total assets less liabilities)2019-12-31$28,659,387
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,801,007
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in pooled separate accounts at end of year2019-12-31$23,191,817
Value of interest in pooled separate accounts at beginning of year2019-12-31$17,517,495
Interest on participant loans2019-12-31$19,124
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$131,149
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$4,972,017
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$4,789,769
Net investment gain/loss from pooled separate accounts2019-12-31$4,190,446
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$864,282
Employer contributions (assets) at end of year2019-12-31$56,585
Employer contributions (assets) at beginning of year2019-12-31$38,696
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,097,043
Contract administrator fees2019-12-31$6,395
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WARREN AVERETT, LLC
Accountancy firm EIN2019-12-31454084437
2018 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$2,507,131
Total of all expenses incurred2018-12-31$1,846,545
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,841,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$3,611,228
Value of total assets at end of year2018-12-31$22,801,007
Value of total assets at beginning of year2018-12-31$22,140,421
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,590
Total interest from all sources2018-12-31$148,839
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,583,084
Participant contributions at end of year2018-12-31$387,544
Participant contributions at beginning of year2018-12-31$351,674
Participant contributions at end of year2018-12-31$67,503
Participant contributions at beginning of year2018-12-31$63,518
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$182,948
Other income not declared elsewhere2018-12-31$-61,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$660,586
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,801,007
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$22,140,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$17,517,495
Value of interest in pooled separate accounts at beginning of year2018-12-31$17,127,874
Interest on participant loans2018-12-31$18,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$130,445
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$4,789,769
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$4,562,104
Net investment gain/loss from pooled separate accounts2018-12-31$-1,191,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$845,196
Employer contributions (assets) at end of year2018-12-31$38,696
Employer contributions (assets) at beginning of year2018-12-31$35,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,841,955
Contract administrator fees2018-12-31$4,590
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WARREN AVERETT, LLC
Accountancy firm EIN2018-12-31454084437
2017 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$5,859,050
Total of all expenses incurred2017-12-31$1,219,694
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,212,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,573,866
Value of total assets at end of year2017-12-31$22,140,421
Value of total assets at beginning of year2017-12-31$17,501,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$7,685
Total interest from all sources2017-12-31$162,193
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,439,897
Participant contributions at end of year2017-12-31$351,674
Participant contributions at beginning of year2017-12-31$348,133
Participant contributions at end of year2017-12-31$63,518
Participant contributions at beginning of year2017-12-31$60,236
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$312,502
Other income not declared elsewhere2017-12-31$-119,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$4,639,356
Value of net assets at end of year (total assets less liabilities)2017-12-31$22,140,421
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$17,501,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Value of interest in pooled separate accounts at end of year2017-12-31$17,127,874
Value of interest in pooled separate accounts at beginning of year2017-12-31$12,127,282
Interest on participant loans2017-12-31$14,890
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$147,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$4,562,104
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$4,934,295
Net investment gain/loss from pooled separate accounts2017-12-31$2,242,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$821,467
Employer contributions (assets) at end of year2017-12-31$35,251
Employer contributions (assets) at beginning of year2017-12-31$31,119
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,212,009
Contract administrator fees2017-12-31$7,685
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WARREN AVERETT, LLC
Accountancy firm EIN2017-12-31454084437
2016 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$3,910,494
Total of all expenses incurred2016-12-31$1,471,645
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,465,545
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,922,575
Value of total assets at end of year2016-12-31$17,501,065
Value of total assets at beginning of year2016-12-31$15,062,216
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,100
Total interest from all sources2016-12-31$152,385
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$0
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,167,309
Participant contributions at end of year2016-12-31$348,133
Participant contributions at beginning of year2016-12-31$416,123
Participant contributions at end of year2016-12-31$60,236
Participant contributions at beginning of year2016-12-31$58,339
Assets. Other investments not covered elsewhere at end of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$16,911
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$312
Other income not declared elsewhere2016-12-31$-42,006
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,438,849
Value of net assets at end of year (total assets less liabilities)2016-12-31$17,501,065
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$15,062,216
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$12,127,282
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$10,172,085
Interest on participant loans2016-12-31$14,374
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$138,011
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$4,934,295
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$4,387,528
Net investment gain/loss from pooled separate accounts2016-12-31$877,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$738,355
Employer contributions (assets) at end of year2016-12-31$31,119
Employer contributions (assets) at beginning of year2016-12-31$27,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,465,545
Contract administrator fees2016-12-31$6,100
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WARREN AVERETT, LLC
Accountancy firm EIN2016-12-31454084437
2015 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$2,488,495
Total of all expenses incurred2015-12-31$1,132,960
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,123,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,655,459
Value of total assets at end of year2015-12-31$15,012,506
Value of total assets at beginning of year2015-12-31$13,656,971
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,075
Total interest from all sources2015-12-31$140,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,956,316
Participant contributions at end of year2015-12-31$366,413
Participant contributions at beginning of year2015-12-31$223,769
Participant contributions at end of year2015-12-31$58,339
Participant contributions at beginning of year2015-12-31$50,381
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$25,621
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$312
Assets. Loans (other than to participants) at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$-63,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$1,355,535
Value of net assets at end of year (total assets less liabilities)2015-12-31$15,012,506
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,656,971
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$10,172,085
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,995,863
Interest on participant loans2015-12-31$13,165
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$126,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$4,387,528
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$4,366,425
Net investment gain/loss from pooled separate accounts2015-12-31$-243,338
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$673,522
Employer contributions (assets) at end of year2015-12-31$27,829
Employer contributions (assets) at beginning of year2015-12-31$20,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,123,885
Contract administrator fees2015-12-31$9,075
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WARREN AVERETT, LLC
Accountancy firm EIN2015-12-31454084437
2014 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2014 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$814
Total income from all sources (including contributions)2014-12-31$3,100,122
Total of all expenses incurred2014-12-31$865,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$859,353
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,522,009
Value of total assets at end of year2014-12-31$13,656,971
Value of total assets at beginning of year2014-12-31$11,422,721
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$5,705
Total interest from all sources2014-12-31$127,664
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,675,033
Participant contributions at end of year2014-12-31$50,381
Participant contributions at beginning of year2014-12-31$56,537
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$241,008
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$469
Assets. Loans (other than to participants) at end of year2014-12-31$223,769
Assets. Loans (other than to participants) at beginning of year2014-12-31$127,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$814
Other income not declared elsewhere2014-12-31$-5,076
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,235,064
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,656,971
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,421,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,995,863
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,086,346
Interest on participant loans2014-12-31$7,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$120,457
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$4,366,425
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,130,373
Net investment gain/loss from pooled separate accounts2014-12-31$455,525
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$605,968
Employer contributions (assets) at end of year2014-12-31$20,533
Employer contributions (assets) at beginning of year2014-12-31$21,626
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$859,353
Contract administrator fees2014-12-31$5,705
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WARREN AVERETT, LLC
Accountancy firm EIN2014-12-31454084437
2013 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$814
Total income from all sources (including contributions)2013-12-31$3,400,316
Total of all expenses incurred2013-12-31$562,754
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$556,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,232,459
Value of total assets at end of year2013-12-31$11,422,721
Value of total assets at beginning of year2013-12-31$8,584,345
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$6,460
Total interest from all sources2013-12-31$118,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,628,798
Participant contributions at end of year2013-12-31$56,537
Participant contributions at beginning of year2013-12-31$48,136
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$24,239
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$139,277
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$469
Assets. Loans (other than to participants) at end of year2013-12-31$127,370
Assets. Loans (other than to participants) at beginning of year2013-12-31$124,998
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,837,562
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,421,907
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,584,345
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,086,346
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,064,242
Interest on participant loans2013-12-31$4,166
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$113,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,130,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$3,328,450
Net investment gain/loss from pooled separate accounts2013-12-31$1,049,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$579,422
Employer contributions (assets) at end of year2013-12-31$21,626
Employer contributions (assets) at beginning of year2013-12-31$18,519
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$417,017
Contract administrator fees2013-12-31$6,460
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WARREN AVERETT, LLC
Accountancy firm EIN2013-12-31454084437
2012 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$2,965,324
Total of all expenses incurred2012-12-31$635,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$632,848
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,378,682
Value of total assets at end of year2012-12-31$8,584,345
Value of total assets at beginning of year2012-12-31$6,254,799
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,930
Total interest from all sources2012-12-31$91,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,580,587
Participant contributions at end of year2012-12-31$48,136
Participant contributions at beginning of year2012-12-31$68,698
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$222,317
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$78,887
Assets. Loans (other than to participants) at end of year2012-12-31$124,998
Assets. Loans (other than to participants) at beginning of year2012-12-31$107,854
Other income not declared elsewhere2012-12-31$712
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,329,546
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,584,345
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,254,799
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,064,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,290,193
Interest on participant loans2012-12-31$4,438
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$86,573
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$3,328,450
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,756,845
Net investment gain/loss from pooled separate accounts2012-12-31$494,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$575,778
Employer contributions (assets) at end of year2012-12-31$18,519
Employer contributions (assets) at beginning of year2012-12-31$31,209
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$553,961
Contract administrator fees2012-12-31$2,930
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WARREN AVERETT, LLC
Accountancy firm EIN2012-12-31454084437
2011 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$23
Total unrealized appreciation/depreciation of assets2011-12-31$23
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,978,260
Total of all expenses incurred2011-12-31$233,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$229,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,038,380
Value of total assets at end of year2011-12-31$6,254,799
Value of total assets at beginning of year2011-12-31$4,509,605
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$3,415
Total interest from all sources2011-12-31$78,695
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,454,212
Participant contributions at end of year2011-12-31$68,698
Participant contributions at beginning of year2011-12-31$47,768
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$32,719
Assets. Loans (other than to participants) at end of year2011-12-31$107,854
Assets. Loans (other than to participants) at beginning of year2011-12-31$132,689
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$1,745,194
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,254,799
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$4,509,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,290,193
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,213,475
Interest on participant loans2011-12-31$5,216
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$73,479
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,756,845
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,098,381
Net investment gain/loss from pooled separate accounts2011-12-31$-138,838
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$551,449
Employer contributions (assets) at end of year2011-12-31$31,209
Employer contributions (assets) at beginning of year2011-12-31$17,292
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$229,651
Contract administrator fees2011-12-31$3,415
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WARREN AVERETT, LLC
Accountancy firm EIN2011-12-31454084437
2010 : KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,560,690
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$304,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$302,023
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,300,864
Value of total assets at end of year2010-12-31$4,509,605
Value of total assets at beginning of year2010-12-31$2,253,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,675
Total interest from all sources2010-12-31$53,067
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,055,621
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$47,768
Participant contributions at beginning of year2010-12-31$25,585
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$847,277
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$132,689
Assets. Loans (other than to participants) at beginning of year2010-12-31$28,620
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,255,992
Value of net assets at end of year (total assets less liabilities)2010-12-31$4,509,605
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,253,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,213,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$660,085
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$2,479
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$50,588
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,098,381
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,528,996
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$206,759
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$397,966
Employer contributions (assets) at end of year2010-12-31$17,292
Employer contributions (assets) at beginning of year2010-12-31$10,327
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$302,023
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$2,675
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WILSON, PRICE, BARRANCO
Accountancy firm EIN2010-12-31721341561

Form 5500 Responses for KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN

2022: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: KOWA PHARMACEUTICALS AMERICA, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F724
Policy instance 1
Insurance contract or identification number81F724
Number of Individuals Covered453
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $66,145
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $66,145
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F724
Policy instance 1
Insurance contract or identification number81F724
Number of Individuals Covered464
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $70,152
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $70,152
Amount paid for insurance broker fees0
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number81F724
Policy instance 1
Insurance contract or identification number81F724
Number of Individuals Covered452
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $65,660
Total amount of fees paid to insurance companyUSD $14,018
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $65,660
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees14018
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered419
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $63,708
Total amount of fees paid to insurance companyUSD $12,225
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $63,708
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees12225
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered401
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $57,120
Total amount of fees paid to insurance companyUSD $9,178
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $57,120
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees9178
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered388
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $47,823
Total amount of fees paid to insurance companyUSD $9,178
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $47,823
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees9178
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered442
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $35,120
Total amount of fees paid to insurance companyUSD $6,882
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $35,120
Additional information about fees paid to insurance brokerBROKER COMMISSIONS
Insurance broker organization code?3
Amount paid for insurance broker fees6882
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $30,867
Total amount of fees paid to insurance companyUSD $5,887
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $30,867
Insurance broker organization code?3
Amount paid for insurance broker fees5887
Additional information about fees paid to insurance brokerTPA
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered362
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $25,708
Total amount of fees paid to insurance companyUSD $4,596
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $25,708
Insurance broker organization code?3
Amount paid for insurance broker fees4596
Additional information about fees paid to insurance brokerTPA
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered366
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $19,004
Total amount of fees paid to insurance companyUSD $3,381
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $19,004
Insurance broker organization code?3
Amount paid for insurance broker fees3381
Additional information about fees paid to insurance brokerADMINISTRATION
Insurance broker nameMURFEE MEADOWS, INC.
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered362
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $13,518
Total amount of fees paid to insurance companyUSD $2,426
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberGH4909
Policy instance 1
Insurance contract or identification numberGH4909
Number of Individuals Covered318
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $7,795
Total amount of fees paid to insurance companyUSD $2,673
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3