JMP GROUP INC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2022 : JMP GROUP INC 401(K) PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-06-01 | $0 |
| Total transfer of assets from this plan | 2022-06-01 | $45,976,605 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-01 | $0 |
| Total income from all sources (including contributions) | 2022-06-01 | $-7,999,112 |
| Total loss/gain on sale of assets | 2022-06-01 | $0 |
| Total of all expenses incurred | 2022-06-01 | $12,252,457 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-01 | $12,224,835 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-01 | $0 |
| Value of total assets at end of year | 2022-06-01 | $0 |
| Value of total assets at beginning of year | 2022-06-01 | $66,228,174 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-01 | $27,622 |
| Total interest from all sources | 2022-06-01 | $4,113 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-06-01 | $194,568 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-01 | $194,568 |
| Was this plan covered by a fidelity bond | 2022-06-01 | Yes |
| Value of fidelity bond cover | 2022-06-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-06-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-06-01 | No |
| Participant contributions at end of year | 2022-06-01 | $0 |
| Participant contributions at beginning of year | 2022-06-01 | $234,674 |
| Assets. Other investments not covered elsewhere at end of year | 2022-06-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-06-01 | $17,119,802 |
| Other income not declared elsewhere | 2022-06-01 | $-2,487,909 |
| Administrative expenses (other) incurred | 2022-06-01 | $25,622 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-01 | No |
| Value of net income/loss | 2022-06-01 | $-20,251,569 |
| Value of net assets at end of year (total assets less liabilities) | 2022-06-01 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-06-01 | $66,228,174 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-06-01 | No |
| Investment advisory and management fees | 2022-06-01 | $2,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-01 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-01 | $45,337,730 |
| Interest on participant loans | 2022-06-01 | $4,103 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-06-01 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-06-01 | $2,007,733 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-06-01 | $2,007,733 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-06-01 | $10 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-01 | $-5,709,884 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-06-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-06-01 | No |
| Employer contributions (assets) at end of year | 2022-06-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-06-01 | $1,528,235 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-01 | $12,224,835 |
| Did the plan have assets held for investment | 2022-06-01 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-01 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2022-06-01 | Unqualified |
| Accountancy firm name | 2022-06-01 | SOBELCO LLC |
| Accountancy firm EIN | 2022-06-01 | 221430039 |
| 2021 : JMP GROUP INC 401(K) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $13,579,142 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $5,105,805 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,067,071 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $5,120,193 |
| Value of total assets at end of year | 2021-12-31 | $66,228,174 |
| Value of total assets at beginning of year | 2021-12-31 | $57,754,837 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $38,734 |
| Total interest from all sources | 2021-12-31 | $12,543 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,935,316 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,935,316 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $3,199,690 |
| Participant contributions at end of year | 2021-12-31 | $234,674 |
| Participant contributions at beginning of year | 2021-12-31 | $290,332 |
| Participant contributions at end of year | 2021-12-31 | $0 |
| Participant contributions at beginning of year | 2021-12-31 | $45,781 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $17,119,802 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $16,316,948 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $392,268 |
| Other income not declared elsewhere | 2021-12-31 | $1,760,118 |
| Administrative expenses (other) incurred | 2021-12-31 | $38,734 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $8,473,337 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $66,228,174 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $57,754,837 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $45,337,730 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $37,022,016 |
| Interest on participant loans | 2021-12-31 | $11,846 |
| Value of interest in common/collective trusts at end of year | 2021-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,008,873 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $2,007,733 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $1,635,946 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $1,635,946 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $697 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $4,744,956 |
| Net investment gain or loss from common/collective trusts | 2021-12-31 | $6,016 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $1,528,235 |
| Employer contributions (assets) at end of year | 2021-12-31 | $1,528,235 |
| Employer contributions (assets) at beginning of year | 2021-12-31 | $1,434,941 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,067,071 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
| Accountancy firm name | 2021-12-31 | SOBEL & CO. LLC |
| Accountancy firm EIN | 2021-12-31 | 221430039 |
| 2020 : JMP GROUP INC 401(K) PLAN 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
| Total income from all sources (including contributions) | 2020-12-31 | $12,563,117 |
| Total loss/gain on sale of assets | 2020-12-31 | $0 |
| Total of all expenses incurred | 2020-12-31 | $6,787,668 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,754,119 |
| Value of total corrective distributions | 2020-12-31 | $3,472 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $4,711,185 |
| Value of total assets at end of year | 2020-12-31 | $57,754,837 |
| Value of total assets at beginning of year | 2020-12-31 | $51,979,388 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $30,077 |
| Total interest from all sources | 2020-12-31 | $19,828 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,275,103 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,275,103 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,984,087 |
| Participant contributions at end of year | 2020-12-31 | $290,332 |
| Participant contributions at beginning of year | 2020-12-31 | $325,770 |
| Participant contributions at end of year | 2020-12-31 | $45,781 |
| Participant contributions at beginning of year | 2020-12-31 | $0 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $16,316,948 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $13,593,353 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $291,245 |
| Other income not declared elsewhere | 2020-12-31 | $3,338,722 |
| Administrative expenses (other) incurred | 2020-12-31 | $30,077 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $5,775,449 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $57,754,837 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $51,979,388 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $37,022,016 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $34,822,720 |
| Interest on participant loans | 2020-12-31 | $14,666 |
| Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,008,873 |
| Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,030,298 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $1,635,946 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $717,607 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $717,607 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $5,162 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,212,938 |
| Net investment gain or loss from common/collective trusts | 2020-12-31 | $5,341 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $1,435,853 |
| Employer contributions (assets) at end of year | 2020-12-31 | $1,434,941 |
| Employer contributions (assets) at beginning of year | 2020-12-31 | $1,489,640 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,754,119 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | PATRICK BUZARELLOS KENDRICK, LLP |
| Accountancy firm EIN | 2020-12-31 | 680197298 |
| 2019 : JMP GROUP INC 401(K) PLAN 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total income from all sources (including contributions) | 2019-12-31 | $14,656,757 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $6,123,448 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,089,807 |
| Value of total corrective distributions | 2019-12-31 | $1,304 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $5,203,837 |
| Value of total assets at end of year | 2019-12-31 | $51,979,388 |
| Value of total assets at beginning of year | 2019-12-31 | $43,446,079 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $32,337 |
| Total interest from all sources | 2019-12-31 | $21,698 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $999,814 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $999,814 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $3,327,778 |
| Participant contributions at end of year | 2019-12-31 | $325,770 |
| Participant contributions at beginning of year | 2019-12-31 | $277,299 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $13,593,353 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $11,047,065 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $386,419 |
| Other income not declared elsewhere | 2019-12-31 | $2,444,882 |
| Administrative expenses (other) incurred | 2019-12-31 | $32,337 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $8,533,309 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $51,979,388 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $43,446,079 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $34,822,720 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $29,645,295 |
| Interest on participant loans | 2019-12-31 | $12,849 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,030,298 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $702,307 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $717,607 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $145,641 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $145,641 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $8,849 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $5,978,856 |
| Net investment gain or loss from common/collective trusts | 2019-12-31 | $7,670 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,489,640 |
| Employer contributions (assets) at end of year | 2019-12-31 | $1,489,640 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $1,628,472 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,089,807 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | PATRICK BUZARELLOS KENDRICK, LLP |
| Accountancy firm EIN | 2019-12-31 | 680197298 |
| 2018 : JMP GROUP INC 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
| Total income from all sources (including contributions) | 2018-12-31 | $1,927,529 |
| Total loss/gain on sale of assets | 2018-12-31 | $0 |
| Total of all expenses incurred | 2018-12-31 | $1,964,214 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,924,136 |
| Value of total corrective distributions | 2018-12-31 | $2,562 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $5,128,157 |
| Value of total assets at end of year | 2018-12-31 | $43,446,079 |
| Value of total assets at beginning of year | 2018-12-31 | $43,482,764 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $37,516 |
| Total interest from all sources | 2018-12-31 | $20,028 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $947,038 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $947,038 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $3,322,293 |
| Participant contributions at end of year | 2018-12-31 | $277,299 |
| Participant contributions at beginning of year | 2018-12-31 | $326,127 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $11,047,065 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $11,020,815 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $177,392 |
| Other income not declared elsewhere | 2018-12-31 | $-744,485 |
| Administrative expenses (other) incurred | 2018-12-31 | $37,516 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-36,685 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $43,446,079 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $43,482,764 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $29,645,295 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $28,983,288 |
| Interest on participant loans | 2018-12-31 | $15,150 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $702,307 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,063,730 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $145,641 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $552,310 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $552,310 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $4,878 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-3,429,430 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $6,221 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,628,472 |
| Employer contributions (assets) at end of year | 2018-12-31 | $1,628,472 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $1,536,494 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,924,136 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | PATRICK BUZARELLOS KENDRICK, LLP |
| Accountancy firm EIN | 2018-12-31 | 680197298 |
| 2017 : JMP GROUP INC 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $10,828,869 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $3,502,694 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $3,496,383 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $4,499,897 |
| Value of total assets at end of year | 2017-12-31 | $43,482,764 |
| Value of total assets at beginning of year | 2017-12-31 | $36,156,589 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $6,311 |
| Total interest from all sources | 2017-12-31 | $25,966 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $566,527 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $566,527 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $2,838,187 |
| Participant contributions at end of year | 2017-12-31 | $326,127 |
| Participant contributions at beginning of year | 2017-12-31 | $222,802 |
| Participant contributions at end of year | 2017-12-31 | $0 |
| Participant contributions at beginning of year | 2017-12-31 | $38,599 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $11,020,815 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $10,032,435 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $125,216 |
| Other income not declared elsewhere | 2017-12-31 | $1,317,805 |
| Administrative expenses (other) incurred | 2017-12-31 | $6,311 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $7,326,175 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $43,482,764 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $36,156,589 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $28,983,288 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $0 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $23,606,400 |
| Interest on participant loans | 2017-12-31 | $11,240 |
| Interest earned on other investments | 2017-12-31 | $14,726 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,063,730 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $552,310 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $721,019 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,554,797 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $2,860,727 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $3,150 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Assets. Invements in employer securities at end of year | 2017-12-31 | $0 |
| Assets. Invements in employer securities at beginning of year | 2017-12-31 | $0 |
| Contributions received in cash from employer | 2017-12-31 | $1,536,494 |
| Employer contributions (assets) at end of year | 2017-12-31 | $1,536,494 |
| Employer contributions (assets) at beginning of year | 2017-12-31 | $1,535,334 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $3,496,383 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2017-12-31 | Yes |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | PATRICK AND BUZARELLOS LLP |
| Accountancy firm EIN | 2017-12-31 | 680197298 |
