401k Plan data: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN plan

ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 401k Plan overview

Plan Name	ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN
Plan identification number	001

ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

CALCULATED RISK TEXOMA LP has sponsored the creation of one or more 401k plans.

Company Name: CALCULATED RISK TEXOMA LP

Employer identification number (EIN): 201644849

NAIC Classification: 441228
NAIC Description: Motorcycle, ATV, and All Other Motor Vehicle Dealers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-01-01 NEIL NOBLE 2020-10-14
001 2017-01-01
001 2016-01-01 CAROL ALDRICH 2017-06-30
001 2015-01-01 KATIE OBREMSKI 2016-07-21

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2019-01-01	NEIL NOBLE	2020-10-14
001	2017-01-01
001	2016-01-01	CAROL ALDRICH	2017-06-30
001	2015-01-01	KATIE OBREMSKI	2016-07-21

Plan Statistics for ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN

401k plan membership statisitcs for ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN

Measure Date Value
2019: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 225
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 135
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 55
Total of all active and inactive participants 2019-01-01 190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 190
Number of participants with account balances 2019-01-01 152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 21
2017: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 191
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 133
Number of retired or separated participants receiving benefits 2017-01-01 3
Number of other retired or separated participants entitled to future benefits 2017-01-01 22
Total of all active and inactive participants 2017-01-01 158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 158
Number of participants with account balances 2017-01-01 100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 14

Measure	Date	Value
2019: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	225
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	135
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	55
Total of all active and inactive participants	2019-01-01	190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	190
Number of participants with account balances	2019-01-01	152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	21
2017: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	191
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	133
Number of retired or separated participants receiving benefits	2017-01-01	3
Number of other retired or separated participants entitled to future benefits	2017-01-01	22
Total of all active and inactive participants	2017-01-01	158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	158
Number of participants with account balances	2017-01-01	100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	14

Financial Data on ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN

Measure	Date	Value
2019 : ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$758,241
Total income from all sources (including contributions)	2019-12-31	$758,241
Total loss/gain on sale of assets	2019-12-31	$0
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$459,327
Total of all expenses incurred	2019-12-31	$459,327
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$442,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$442,590
Value of total corrective distributions	2019-12-31	$12,354
Value of total corrective distributions	2019-12-31	$12,354
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$467,357
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$467,357
Value of total assets at end of year	2019-12-31	$1,691,359
Value of total assets at end of year	2019-12-31	$1,691,359
Value of total assets at beginning of year	2019-12-31	$1,392,445
Value of total assets at beginning of year	2019-12-31	$1,392,445
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,383
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$4,383
Total interest from all sources	2019-12-31	$3,936
Total interest from all sources	2019-12-31	$3,936
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$250,000
Value of fidelity bond cover	2019-12-31	$250,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$302,213
Contributions received from participants	2019-12-31	$302,213
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,718
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$2,718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$298,914
Value of net income/loss	2019-12-31	$298,914
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,691,359
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,691,359
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,392,445
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,392,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,552,936
Value of interest in pooled separate accounts at end of year	2019-12-31	$1,552,936
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,163,704
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$1,163,704
Interest earned on other investments	2019-12-31	$3,936
Interest earned on other investments	2019-12-31	$3,936
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$138,423
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$138,423
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$228,741
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$228,741
Net investment gain/loss from pooled separate accounts	2019-12-31	$286,948
Net investment gain/loss from pooled separate accounts	2019-12-31	$286,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$162,426
Contributions received in cash from employer	2019-12-31	$162,426
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$442,590
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$442,590
Contract administrator fees	2019-12-31	$4,383
Contract administrator fees	2019-12-31	$4,383
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	DIXON HUGHES GOODMAN
Accountancy firm name	2019-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2019-12-31	560747981
Accountancy firm EIN	2019-12-31	560747981
2018 : ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$395,769
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$271,454
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$267,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$474,220
Value of total assets at end of year	2018-12-31	$1,392,445
Value of total assets at beginning of year	2018-12-31	$1,268,130
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$3,932
Total interest from all sources	2018-12-31	$5,624
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$250,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$301,571
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$23,801
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$124,315
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,392,445
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,268,130
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Investment advisory and management fees	2018-12-31	$102
Value of interest in pooled separate accounts at end of year	2018-12-31	$1,163,704
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$926,011
Interest earned on other investments	2018-12-31	$5,624
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$228,741
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$342,119
Net investment gain/loss from pooled separate accounts	2018-12-31	$-84,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$148,848
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$267,522
Contract administrator fees	2018-12-31	$3,830
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2018-12-31	560747981
2017 : ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$151,116
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$484,365
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$198,353
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$195,130
Expenses. Certain deemed distributions of participant loans	2017-12-31	$0
Value of total corrective distributions	2017-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$385,508
Value of total assets at end of year	2017-12-31	$1,268,130
Value of total assets at beginning of year	2017-12-31	$831,002
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$3,223
Total interest from all sources	2017-12-31	$5,670
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$100,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$224,096
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$45,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Income. Non cash contributions	2017-12-31	$0
Value of net income/loss	2017-12-31	$286,012
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,268,130
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$831,002
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$53
Value of interest in pooled separate accounts at end of year	2017-12-31	$926,011
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$608,663
Interest on participant loans	2017-12-31	$0
Interest earned on other investments	2017-12-31	$5,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$342,119
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$222,339
Net investment gain/loss from pooled separate accounts	2017-12-31	$93,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$115,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$195,130
Contract administrator fees	2017-12-31	$3,170
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	DIXON HUGHES GOODMAN
Accountancy firm EIN	2017-12-31	560747981

Form 5500 Responses for ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN

2019: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2017: ADAM SMITH'S HARLEY-DAVIDSON 401K PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number	010936701
Policy instance	1
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number	010936701
Policy instance	1

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Company Name:	CALCULATED RISK TEXOMA LP
Employer identification number (EIN):	201644849
NAIC Classification:	441228
NAIC Description:	Motorcycle, ATV, and All Other Motor Vehicle Dealers