ENGINEERING & TECHNOLOGY CONSULTING, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ETC... 401(K) PROFIT SHARING PLAN & TRUST
401k plan membership statisitcs for ETC... 401(K) PROFIT SHARING PLAN & TRUST
| Measure | Date | Value |
|---|
| 2016: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 3 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 0 |
| Number of participants with account balances | 2016-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 2 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 2 |
| Total of all active and inactive participants | 2015-01-01 | 4 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 4 |
| Number of participants with account balances | 2015-01-01 | 3 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 2 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 10 |
| Total of all active and inactive participants | 2014-01-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 12 |
| Number of participants with account balances | 2014-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 6 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 8 |
| Total of all active and inactive participants | 2013-01-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 14 |
| Number of participants with account balances | 2013-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 5 |
| Total of all active and inactive participants | 2012-01-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 13 |
| Number of participants with account balances | 2012-01-01 | 13 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 8 |
| Total of all active and inactive participants | 2011-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 16 |
| Number of participants with account balances | 2011-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 8 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 7 |
| Total of all active and inactive participants | 2009-01-01 | 15 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 15 |
| Number of participants with account balances | 2009-01-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2016 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2016 401k financial data |
|---|
| Total plan liabilities at end of year | 2016-06-30 | $0 |
| Total income from all sources | 2016-06-30 | $11,327 |
| Expenses. Total of all expenses incurred | 2016-06-30 | $504,256 |
| Benefits paid (including direct rollovers) | 2016-06-30 | $504,256 |
| Total plan assets at end of year | 2016-06-30 | $0 |
| Total plan assets at beginning of year | 2016-06-30 | $492,929 |
| Value of fidelity bond covering the plan | 2016-06-30 | $110,000 |
| Total contributions received or receivable from participants | 2016-06-30 | $0 |
| Contributions received from other sources (not participants or employers) | 2016-06-30 | $0 |
| Other income received | 2016-06-30 | $11,327 |
| Net income (gross income less expenses) | 2016-06-30 | $-492,929 |
| Net plan assets at end of year (total assets less liabilities) | 2016-06-30 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-06-30 | $492,929 |
| Total contributions received or receivable from employer(s) | 2016-06-30 | $0 |
| 2015 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2015 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $-4,185 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $773,289 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $763,122 |
| Total plan assets at end of year | 2015-12-31 | $492,929 |
| Total plan assets at beginning of year | 2015-12-31 | $1,270,403 |
| Value of fidelity bond covering the plan | 2015-12-31 | $110,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $2,564 |
| Other income received | 2015-12-31 | $-7,603 |
| Net income (gross income less expenses) | 2015-12-31 | $-777,474 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $492,929 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $1,270,403 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $854 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $10,167 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| 2014 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2014 401k financial data |
|---|
| Total plan liabilities at end of year | 2014-12-31 | $0 |
| Total plan liabilities at beginning of year | 2014-12-31 | $0 |
| Total income from all sources | 2014-12-31 | $133,251 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $94,936 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $80,285 |
| Total plan assets at end of year | 2014-12-31 | $1,270,403 |
| Total plan assets at beginning of year | 2014-12-31 | $1,232,088 |
| Value of fidelity bond covering the plan | 2014-12-31 | $110,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $37,477 |
| Other income received | 2014-12-31 | $49,885 |
| Net income (gross income less expenses) | 2014-12-31 | $38,315 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $1,270,403 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $1,232,088 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $45,889 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $14,651 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| 2013 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2013 401k financial data |
|---|
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total plan liabilities at beginning of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $294,721 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $12,749 |
| Total plan assets at end of year | 2013-12-31 | $1,232,088 |
| Total plan assets at beginning of year | 2013-12-31 | $950,116 |
| Value of fidelity bond covering the plan | 2013-12-31 | $110,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $65,855 |
| Other income received | 2013-12-31 | $135,428 |
| Net income (gross income less expenses) | 2013-12-31 | $281,972 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $1,232,088 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $950,116 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $93,438 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $12,749 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| 2012 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2012 401k financial data |
|---|
| Total plan liabilities at end of year | 2012-12-31 | $0 |
| Total plan liabilities at beginning of year | 2012-12-31 | $0 |
| Total income from all sources | 2012-12-31 | $209,645 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $43,043 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $30,161 |
| Total plan assets at end of year | 2012-12-31 | $950,116 |
| Total plan assets at beginning of year | 2012-12-31 | $783,514 |
| Value of fidelity bond covering the plan | 2012-12-31 | $80,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $72,834 |
| Other income received | 2012-12-31 | $60,314 |
| Net income (gross income less expenses) | 2012-12-31 | $166,602 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $950,116 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $783,514 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $76,497 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $12,882 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| 2011 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2011 401k financial data |
|---|
| Total plan liabilities at end of year | 2011-12-31 | $0 |
| Total plan liabilities at beginning of year | 2011-12-31 | $0 |
| Total income from all sources | 2011-12-31 | $83,415 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $12,016 |
| Total plan assets at end of year | 2011-12-31 | $783,514 |
| Total plan assets at beginning of year | 2011-12-31 | $712,115 |
| Value of fidelity bond covering the plan | 2011-12-31 | $80,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $69,674 |
| Other income received | 2011-12-31 | $-3,658 |
| Net income (gross income less expenses) | 2011-12-31 | $71,399 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $783,514 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $712,115 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $17,399 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $12,016 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| 2010 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2010 401k financial data |
|---|
| Total plan liabilities at end of year | 2010-12-31 | $0 |
| Total plan liabilities at beginning of year | 2010-12-31 | $0 |
| Total income from all sources | 2010-12-31 | $175,788 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $9,599 |
| Total plan assets at end of year | 2010-12-31 | $712,115 |
| Total plan assets at beginning of year | 2010-12-31 | $545,926 |
| Value of fidelity bond covering the plan | 2010-12-31 | $80,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $38,030 |
| Other income received | 2010-12-31 | $79,567 |
| Net income (gross income less expenses) | 2010-12-31 | $166,189 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $712,115 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $545,926 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $58,191 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $9,599 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| 2009 : ETC... 401(K) PROFIT SHARING PLAN & TRUST 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2016: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | Yes |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | Yes |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Submission has been amended | No |
| 2013-01-01 | This submission is the final filing | No |
| 2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-01-01 | Plan is a collectively bargained plan | No |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: ETC... 401(K) PROFIT SHARING PLAN & TRUST 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 17846 |
| Policy instance | 1 |
| Insurance contract or identification number | 17846 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $6,298 | | Total amount of fees paid to insurance company | USD $495 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | GROUP VARIABLE ANNUITY | | Commission paid to Insurance Broker | USD $6,298 | | Amount paid for insurance broker fees | 0 | | Insurance broker organization code? | 4 | | Additional information about fees paid to insurance broker | TPA PROCESSING FEES | | Insurance broker name | RETIREMENT CONSULTANTS, LTD. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 17846 |
| Policy instance | 1 |
| Insurance contract or identification number | 17846 | | Number of Individuals Covered | 11 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $9,148 | | Total amount of fees paid to insurance company | USD $326 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | GROUP VARIABLE ANNUITY | | Commission paid to Insurance Broker | USD $9,148 | | Insurance broker organization code? | 4 | | Amount paid for insurance broker fees | 326 | | Additional information about fees paid to insurance broker | TPA PROCESSING FEES | | Insurance broker name | RETIREMENT CONSULTANTS, LTD. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 17846 |
| Policy instance | 1 |
| Insurance contract or identification number | 17846 | | Number of Individuals Covered | 13 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $7,678 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | GROUP VARIABLE ANNUITY | | Commission paid to Insurance Broker | USD $7,678 | | Insurance broker organization code? | 4 | | Insurance broker name | LPL FINANCIAL CORPORATION |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 17846 |
| Policy instance | 1 |
| Insurance contract or identification number | 17846 | | Number of Individuals Covered | 13 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $6,289 | | Total amount of fees paid to insurance company | USD $220 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | GROUP VARIABLE ANNUITY | | Commission paid to Insurance Broker | USD $6,289 | | Insurance broker organization code? | 4 | | Amount paid for insurance broker fees | 110 | | Additional information about fees paid to insurance broker | TPA ADMINISTRATIVE FEES | | Insurance broker name | T ROWE PRICE ASSOCIATES, INC. |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 17846 |
| Policy instance | 1 |
| Insurance contract or identification number | 17846 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $5,563 | | Total amount of fees paid to insurance company | USD $369 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | GROUP VARIABLE ANNUITY |
|
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 ) |
| Policy contract number | 17846 |
| Policy instance | 1 |
| Insurance contract or identification number | 17846 | | Number of Individuals Covered | 12 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Total amount of commissions paid to insurance broker | USD $4,133 | | Total amount of fees paid to insurance company | USD $283 | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | Yes | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Other information about contract | GROUP VARIABLE ANNUITY | | Commission paid to Insurance Broker | USD $4,133 | | Insurance broker organization code? | 4 | | Amount paid for insurance broker fees | 283 | | Additional information about fees paid to insurance broker | TPA FORUM COMPENSATION | | Insurance broker name | RETIREMENT CONSULTANTS, LTD. |
|
