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SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 401k Plan overview

Plan NameSEARS HOLDINGS PUERTO RICO SAVINGS PLAN
Plan identification number 003

SEARS HOLDINGS PUERTO RICO SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SEARS HOLDINGS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:SEARS HOLDINGS CORPORATION
Employer identification number (EIN):201920798

Additional information about SEARS HOLDINGS CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3881360

More information about SEARS HOLDINGS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SEARS HOLDINGS PUERTO RICO SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032020-01-01BRIAN J. GRIFFITH2021-10-13
0032019-01-01BRIAN J. GRIFFITH2020-10-08
0032019-01-01BRIAN J. GRIFFITH2021-02-24
0032018-01-01
0032018-01-01BRIAN J. GRIFFITH2020-09-22
0032017-01-01ROBERT WEBER
0032016-01-01STEPHEN SITLEY
0032015-01-01MICHAEL O'MALLEY
0032014-01-01SIGNED WITH AUTHORIZED SIGNATURE
0032013-01-01SIGNED WITH AUTHORIZED SIGNATURE
0032012-01-01SIGNED WITH AUTHORIZED SIGNATURE

Plan Statistics for SEARS HOLDINGS PUERTO RICO SAVINGS PLAN

401k plan membership statisitcs for SEARS HOLDINGS PUERTO RICO SAVINGS PLAN

Measure Date Value
2020: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01240
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-014,974
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01212
Total of all active and inactive participants2019-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0128
Total participants2019-01-01240
Number of participants with account balances2019-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-015,227
Total number of active participants reported on line 7a of the Form 55002018-01-014,495
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01136
Total of all active and inactive participants2018-01-014,631
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0129
Total participants2018-01-014,660
Number of participants with account balances2018-01-011,298
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-016,136
Total number of active participants reported on line 7a of the Form 55002017-01-014,705
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01131
Total of all active and inactive participants2017-01-014,836
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0131
Total participants2017-01-014,867
Number of participants with account balances2017-01-011,409
2016: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-016,770
Total number of active participants reported on line 7a of the Form 55002016-01-015,626
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01121
Total of all active and inactive participants2016-01-015,747
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0128
Total participants2016-01-015,775
Number of participants with account balances2016-01-011,533
2015: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-017,545
Total number of active participants reported on line 7a of the Form 55002015-01-015,993
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01148
Total of all active and inactive participants2015-01-016,141
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0126
Total participants2015-01-016,167
Number of participants with account balances2015-01-011,637
2014: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-017,724
Total number of active participants reported on line 7a of the Form 55002014-01-017,374
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01151
Total of all active and inactive participants2014-01-017,525
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0125
Total participants2014-01-017,550
Number of participants with account balances2014-01-011,760
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017,877
Total number of active participants reported on line 7a of the Form 55002013-01-017,550
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01150
Total of all active and inactive participants2013-01-017,700
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0124
Total participants2013-01-017,724
Number of participants with account balances2013-01-011,835
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-013,173
Total number of active participants reported on line 7a of the Form 55002012-01-017,720
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01133
Total of all active and inactive participants2012-01-017,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0124
Total participants2012-01-017,877
Number of participants with account balances2012-01-011,972
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on SEARS HOLDINGS PUERTO RICO SAVINGS PLAN

Measure Date Value
2020 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-28$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-28$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-28$0
Total income from all sources (including contributions)2020-12-28$-8,814
Total loss/gain on sale of assets2020-12-28$0
Total of all expenses incurred2020-12-28$4,313,289
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-28$4,313,289
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-28$0
Value of total assets at end of year2020-12-28$0
Value of total assets at beginning of year2020-12-28$4,322,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-28$0
Total interest from all sources2020-12-28$0
Total dividends received (eg from common stock, registered investment company shares)2020-12-28$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-28Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-28$0
Was this plan covered by a fidelity bond2020-12-28No
If this is an individual account plan, was there a blackout period2020-12-28No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-28$0
Were there any nonexempt tranactions with any party-in-interest2020-12-28No
Participant contributions at end of year2020-12-28$0
Participant contributions at beginning of year2020-12-28$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-28No
Value of net income/loss2020-12-28$-4,322,103
Value of net assets at end of year (total assets less liabilities)2020-12-28$0
Value of net assets at beginning of year (total assets less liabilities)2020-12-28$4,322,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-28No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-28No
Were any leases to which the plan was party in default or uncollectible2020-12-28No
Value of interest in master investment trust accounts at end of year2020-12-28$0
Value of interest in master investment trust accounts at beginning of year2020-12-28$4,322,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-28No
Was there a failure to transmit to the plan any participant contributions2020-12-28No
Has the plan failed to provide any benefit when due under the plan2020-12-28No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-28$4,313,289
Did the plan have assets held for investment2020-12-28No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-28No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-28Yes
Opinion of an independent qualified public accountant for this plan2020-12-28Unqualified
Accountancy firm name2020-12-28SIKICH LLP
Accountancy firm EIN2020-12-28363168081
2019 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,296,504
Total income from all sources (including contributions)2019-12-31$2,296,504
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$11,609,710
Total of all expenses incurred2019-12-31$11,609,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,581,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,581,854
Expenses. Certain deemed distributions of participant loans2019-12-31$27,856
Expenses. Certain deemed distributions of participant loans2019-12-31$27,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$479,191
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$479,191
Value of total assets at end of year2019-12-31$4,322,103
Value of total assets at end of year2019-12-31$4,322,103
Value of total assets at beginning of year2019-12-31$13,635,309
Value of total assets at beginning of year2019-12-31$13,635,309
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$0
Total interest from all sources2019-12-31$15,463
Total interest from all sources2019-12-31$15,463
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$20,000,000
Value of fidelity bond cover2019-12-31$20,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$479,191
Contributions received from participants2019-12-31$479,191
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$829,172
Participant contributions at beginning of year2019-12-31$829,172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-9,313,206
Value of net income/loss2019-12-31$-9,313,206
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,322,103
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,322,103
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,635,309
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,635,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Interest on participant loans2019-12-31$15,463
Interest on participant loans2019-12-31$15,463
Value of interest in master investment trust accounts at end of year2019-12-31$4,322,103
Value of interest in master investment trust accounts at end of year2019-12-31$4,322,103
Value of interest in master investment trust accounts at beginning of year2019-12-31$12,806,137
Value of interest in master investment trust accounts at beginning of year2019-12-31$12,806,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,581,854
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,581,854
Did the plan have assets held for investment2019-12-31No
Did the plan have assets held for investment2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31SIKICH LLP
Accountancy firm name2019-12-31SIKICH LLP
Accountancy firm EIN2019-12-31363168081
Accountancy firm EIN2019-12-31363168081
2018 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$669,564
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$4,128,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$4,118,957
Expenses. Certain deemed distributions of participant loans2018-12-31$9,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,369,232
Value of total assets at end of year2018-12-31$13,635,309
Value of total assets at beginning of year2018-12-31$17,094,530
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$41,683
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$20,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,369,232
Participant contributions at end of year2018-12-31$829,172
Participant contributions at beginning of year2018-12-31$911,105
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,459,221
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,635,309
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$17,094,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Interest on participant loans2018-12-31$41,683
Value of interest in master investment trust accounts at end of year2018-12-31$12,806,137
Value of interest in master investment trust accounts at beginning of year2018-12-31$16,183,425
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$4,118,957
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31GRANT THORNTON LLP
Accountancy firm EIN2018-12-31366055558
2017 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,395,292
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,998,952
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,998,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,310,472
Value of total assets at end of year2017-12-31$17,094,530
Value of total assets at beginning of year2017-12-31$15,698,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$37,378
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$20,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,310,472
Participant contributions at end of year2017-12-31$911,105
Participant contributions at beginning of year2017-12-31$914,349
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,396,340
Value of net assets at end of year (total assets less liabilities)2017-12-31$17,094,530
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$15,698,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Interest on participant loans2017-12-31$37,378
Value of interest in master investment trust accounts at end of year2017-12-31$16,183,425
Value of interest in master investment trust accounts at beginning of year2017-12-31$14,783,841
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,998,952
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2017-12-31133891517
2016 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,887,111
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,445,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,444,639
Expenses. Certain deemed distributions of participant loans2016-12-31$1,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,405,155
Value of total assets at end of year2016-12-31$15,698,190
Value of total assets at beginning of year2016-12-31$16,256,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$36,900
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$20,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,405,155
Participant contributions at end of year2016-12-31$914,349
Participant contributions at beginning of year2016-12-31$924,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-558,758
Value of net assets at end of year (total assets less liabilities)2016-12-31$15,698,190
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$16,256,948
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest on participant loans2016-12-31$36,900
Value of interest in master investment trust accounts at end of year2016-12-31$14,783,841
Value of interest in master investment trust accounts at beginning of year2016-12-31$15,332,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,444,639
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2016-12-31133891517
2015 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$877,462
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,707,171
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,705,887
Expenses. Certain deemed distributions of participant loans2015-12-31$1,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,460,705
Value of total assets at end of year2015-12-31$16,256,948
Value of total assets at beginning of year2015-12-31$18,086,657
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$41,297
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$20,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,460,705
Participant contributions at end of year2015-12-31$924,790
Participant contributions at beginning of year2015-12-31$1,039,574
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,829,709
Value of net assets at end of year (total assets less liabilities)2015-12-31$16,256,948
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$18,086,657
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest on participant loans2015-12-31$41,297
Value of interest in master investment trust accounts at end of year2015-12-31$15,332,158
Value of interest in master investment trust accounts at beginning of year2015-12-31$17,047,083
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,705,887
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2015-12-31133891517
2014 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,308,324
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,032,785
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,028,693
Expenses. Certain deemed distributions of participant loans2014-12-31$4,092
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,484,851
Value of total assets at end of year2014-12-31$18,086,657
Value of total assets at beginning of year2014-12-31$17,811,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$40,124
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$20,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,484,851
Participant contributions at end of year2014-12-31$1,039,574
Participant contributions at beginning of year2014-12-31$912,599
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$275,539
Value of net assets at end of year (total assets less liabilities)2014-12-31$18,086,657
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$17,811,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest on participant loans2014-12-31$40,124
Value of interest in master investment trust accounts at end of year2014-12-31$17,047,083
Value of interest in master investment trust accounts at beginning of year2014-12-31$16,898,519
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,028,693
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2014-12-31133891517
2013 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$4,070,897
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$3,582,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$3,579,817
Expenses. Certain deemed distributions of participant loans2013-12-31$2,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,530,053
Value of total assets at end of year2013-12-31$17,811,118
Value of total assets at beginning of year2013-12-31$17,322,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$33,890
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$20,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,530,053
Participant contributions at end of year2013-12-31$912,599
Participant contributions at beginning of year2013-12-31$775,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$488,173
Value of net assets at end of year (total assets less liabilities)2013-12-31$17,811,118
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$17,322,945
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Income. Interest from loans (other than to participants)2013-12-31$33,890
Value of interest in master investment trust accounts at end of year2013-12-31$16,898,519
Value of interest in master investment trust accounts at beginning of year2013-12-31$16,547,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$3,579,817
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2013-12-31133891517
2012 : SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$4,457,789
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$3,583,914
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,136,504
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,129,808
Expenses. Certain deemed distributions of participant loans2012-12-31$6,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,528,817
Value of total assets at end of year2012-12-31$17,322,945
Value of total assets at beginning of year2012-12-31$11,417,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$26,417
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$20,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,528,817
Participant contributions at end of year2012-12-31$775,709
Participant contributions at beginning of year2012-12-31$532,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,447,410
Value of net assets at end of year (total assets less liabilities)2012-12-31$17,322,945
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,417,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest on participant loans2012-12-31$26,417
Value of interest in master investment trust accounts at end of year2012-12-31$16,547,236
Value of interest in master investment trust accounts at beginning of year2012-12-31$10,885,357
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,129,808
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-12-31133891517

Form 5500 Responses for SEARS HOLDINGS PUERTO RICO SAVINGS PLAN

2020: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SEARS HOLDINGS PUERTO RICO SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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