CAVALIERS HOLDINGS, LLC has sponsored the creation of one or more 401k plans.
Measure | Date | Value |
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2022 : CAVALIERS 401(K) PLAN 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,636,912 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,082,141 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,993,202 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,970,083 |
Value of total assets at end of year | 2022-12-31 | $36,984,743 |
Value of total assets at beginning of year | 2022-12-31 | $42,703,796 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $88,939 |
Total interest from all sources | 2022-12-31 | $18,628 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,476,234 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,476,234 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $2,500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $2,939,434 |
Participant contributions at end of year | 2022-12-31 | $442,386 |
Participant contributions at beginning of year | 2022-12-31 | $407,547 |
Participant contributions at end of year | 2022-12-31 | $79,159 |
Participant contributions at beginning of year | 2022-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $92,211 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2022-12-31 | $226 |
Other income not declared elsewhere | 2022-12-31 | $7,460 |
Administrative expenses (other) incurred | 2022-12-31 | $88,939 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-5,719,053 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $36,984,743 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $42,703,796 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $34,958,686 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $40,244,933 |
Interest on participant loans | 2022-12-31 | $18,628 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $1,429,324 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $2,006,527 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-9,135,930 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $26,613 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $938,438 |
Employer contributions (assets) at end of year | 2022-12-31 | $75,188 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $44,789 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,992,976 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | COHEN & COMPANY, LTD |
Accountancy firm EIN | 2022-12-31 | 341912961 |
2021 : CAVALIERS 401(K) PLAN 2021 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $8,670,822 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,111,390 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,052,446 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,337,993 |
Value of total assets at end of year | 2021-12-31 | $42,703,796 |
Value of total assets at beginning of year | 2021-12-31 | $36,144,364 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $58,944 |
Total interest from all sources | 2021-12-31 | $16,436 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,833,970 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,833,970 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $2,484,468 |
Participant contributions at end of year | 2021-12-31 | $407,547 |
Participant contributions at beginning of year | 2021-12-31 | $291,826 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $18,131 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $186 |
Other income not declared elsewhere | 2021-12-31 | $1,584 |
Administrative expenses (other) incurred | 2021-12-31 | $58,944 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $6,559,432 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $42,703,796 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $36,144,364 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $40,244,933 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $34,396,750 |
Interest on participant loans | 2021-12-31 | $16,436 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $2,006,527 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $1,421,503 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $3,454,662 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $26,177 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $835,394 |
Employer contributions (assets) at end of year | 2021-12-31 | $44,789 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $34,285 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,052,260 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | COHEN & COMPANY, LTD |
Accountancy firm EIN | 2021-12-31 | 341912961 |
2020 : CAVALIERS 401(K) PLAN 2020 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,512,654 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $1,223,213 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $1,152,890 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,350,929 |
Value of total assets at end of year | 2020-12-31 | $36,144,364 |
Value of total assets at beginning of year | 2020-12-31 | $28,854,923 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $70,323 |
Total interest from all sources | 2020-12-31 | $13,844 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $887,498 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $887,498 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $2,381,642 |
Participant contributions at end of year | 2020-12-31 | $291,826 |
Participant contributions at beginning of year | 2020-12-31 | $284,732 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $135,197 |
Other income not declared elsewhere | 2020-12-31 | $825 |
Administrative expenses (other) incurred | 2020-12-31 | $70,323 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $7,289,441 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $36,144,364 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $28,854,923 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $34,396,750 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $27,449,193 |
Interest on participant loans | 2020-12-31 | $13,844 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $1,421,503 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $1,050,227 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,235,497 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $24,061 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $834,090 |
Employer contributions (assets) at end of year | 2020-12-31 | $34,285 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $70,771 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $1,152,890 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | COHEN & COMPANY, LTD |
Accountancy firm EIN | 2020-12-31 | 341912961 |
2019 : CAVALIERS 401(K) PLAN 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $9,162,158 |
Total income from all sources (including contributions) | 2019-12-31 | $9,162,158 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,199,669 |
Total of all expenses incurred | 2019-12-31 | $2,199,669 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,110,112 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,110,112 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $13,242 |
Expenses. Certain deemed distributions of participant loans | 2019-12-31 | $13,242 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,747,185 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,747,185 |
Value of total assets at end of year | 2019-12-31 | $28,854,923 |
Value of total assets at end of year | 2019-12-31 | $28,854,923 |
Value of total assets at beginning of year | 2019-12-31 | $21,892,434 |
Value of total assets at beginning of year | 2019-12-31 | $21,892,434 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $76,315 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $76,315 |
Total interest from all sources | 2019-12-31 | $16,589 |
Total interest from all sources | 2019-12-31 | $16,589 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,887,178 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $1,887,178 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,887,178 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $1,887,178 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
If this is an individual account plan, was there a blackout period | 2019-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $2,228,356 |
Contributions received from participants | 2019-12-31 | $2,228,356 |
Participant contributions at end of year | 2019-12-31 | $284,732 |
Participant contributions at end of year | 2019-12-31 | $284,732 |
Participant contributions at beginning of year | 2019-12-31 | $278,815 |
Participant contributions at beginning of year | 2019-12-31 | $278,815 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $777,749 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $777,749 |
Administrative expenses (other) incurred | 2019-12-31 | $76,315 |
Administrative expenses (other) incurred | 2019-12-31 | $76,315 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $6,962,489 |
Value of net income/loss | 2019-12-31 | $6,962,489 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $28,854,923 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $28,854,923 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $21,892,434 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $21,892,434 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $27,449,193 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $27,449,193 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $20,448,533 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $20,448,533 |
Interest on participant loans | 2019-12-31 | $16,589 |
Interest on participant loans | 2019-12-31 | $16,589 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,050,227 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $1,050,227 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,165,086 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,165,086 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,488,070 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $3,488,070 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $23,136 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $23,136 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $741,080 |
Contributions received in cash from employer | 2019-12-31 | $741,080 |
Employer contributions (assets) at end of year | 2019-12-31 | $70,771 |
Employer contributions (assets) at end of year | 2019-12-31 | $70,771 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,110,112 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,110,112 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | COHEN & COMPANY, LTD |
Accountancy firm name | 2019-12-31 | COHEN & COMPANY, LTD |
Accountancy firm EIN | 2019-12-31 | 341912961 |
Accountancy firm EIN | 2019-12-31 | 341912961 |
2018 : CAVALIERS 401(K) PLAN 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,315,663 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $851,055 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $811,672 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,983,445 |
Value of total assets at end of year | 2018-12-31 | $21,892,434 |
Value of total assets at beginning of year | 2018-12-31 | $21,427,826 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $39,383 |
Total interest from all sources | 2018-12-31 | $17,072 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $1,225,501 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $1,225,501 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $2,277,958 |
Participant contributions at end of year | 2018-12-31 | $278,815 |
Participant contributions at beginning of year | 2018-12-31 | $337,888 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $77,019 |
Other income not declared elsewhere | 2018-12-31 | $1,374 |
Administrative expenses (other) incurred | 2018-12-31 | $39,383 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $464,608 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $21,892,434 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $21,427,826 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $20,448,533 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $19,505,028 |
Interest on participant loans | 2018-12-31 | $17,072 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,165,086 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,584,910 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,933,267 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $21,538 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $628,468 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $811,672 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | COHEN & COMPANY,LTD |
Accountancy firm EIN | 2018-12-31 | 341912961 |
2017 : CAVALIERS 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,847,862 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,454,211 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,411,350 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,703,187 |
Value of total assets at end of year | 2017-12-31 | $21,427,826 |
Value of total assets at beginning of year | 2017-12-31 | $18,034,175 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $42,861 |
Total interest from all sources | 2017-12-31 | $13,224 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $822,676 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $822,676 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $2,000,475 |
Participant contributions at end of year | 2017-12-31 | $337,888 |
Participant contributions at beginning of year | 2017-12-31 | $276,530 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $153,224 |
Other income not declared elsewhere | 2017-12-31 | $235 |
Administrative expenses (other) incurred | 2017-12-31 | $42,861 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,393,651 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $21,427,826 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $18,034,175 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $19,505,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $15,713,716 |
Interest on participant loans | 2017-12-31 | $13,224 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,584,910 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $2,043,929 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $2,283,812 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $24,728 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $549,488 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,411,350 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2017-12-31 | 364267431 |
2016 : CAVALIERS 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,535,989 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,033,583 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $980,161 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,359,250 |
Value of total assets at end of year | 2016-12-31 | $18,034,175 |
Value of total assets at beginning of year | 2016-12-31 | $15,531,769 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $53,422 |
Total interest from all sources | 2016-12-31 | $10,461 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $868,377 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $868,377 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,822,526 |
Participant contributions at end of year | 2016-12-31 | $276,530 |
Participant contributions at beginning of year | 2016-12-31 | $221,404 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $37,723 |
Other income not declared elsewhere | 2016-12-31 | $146 |
Administrative expenses (other) incurred | 2016-12-31 | $53,422 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,502,406 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $18,034,175 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $15,531,769 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $15,713,716 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $14,223,979 |
Interest on participant loans | 2016-12-31 | $10,461 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $2,043,929 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $1,086,386 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $278,478 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $19,277 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $499,001 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $980,161 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2016-12-31 | 364267431 |
2015 : CAVALIERS 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,227,939 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $985,256 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $883,037 |
Value of total corrective distributions | 2015-12-31 | $35,069 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,202,590 |
Value of total assets at end of year | 2015-12-31 | $15,531,769 |
Value of total assets at beginning of year | 2015-12-31 | $14,289,086 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $67,150 |
Total interest from all sources | 2015-12-31 | $9,598 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $1,120,566 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $1,120,566 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,649,874 |
Participant contributions at end of year | 2015-12-31 | $221,404 |
Participant contributions at beginning of year | 2015-12-31 | $215,156 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $97,397 |
Other income not declared elsewhere | 2015-12-31 | $13 |
Administrative expenses (other) incurred | 2015-12-31 | $67,150 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $1,242,683 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $15,531,769 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $14,289,086 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $14,223,979 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $12,963,239 |
Interest on participant loans | 2015-12-31 | $9,598 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $1,086,386 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $1,110,691 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-1,119,648 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $14,820 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $455,319 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $883,037 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2015-12-31 | 364267431 |
2014 : CAVALIERS 401(K) PLAN 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,628,732 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $775,023 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $672,524 |
Value of total corrective distributions | 2014-12-31 | $43,685 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,747,651 |
Value of total assets at end of year | 2014-12-31 | $14,289,086 |
Value of total assets at beginning of year | 2014-12-31 | $12,435,377 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $58,814 |
Total interest from all sources | 2014-12-31 | $9,843 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $785,592 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $785,592 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,297,755 |
Participant contributions at end of year | 2014-12-31 | $215,156 |
Participant contributions at beginning of year | 2014-12-31 | $212,351 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $93,919 |
Other income not declared elsewhere | 2014-12-31 | $611 |
Administrative expenses (other) incurred | 2014-12-31 | $58,814 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $1,853,709 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $14,289,086 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $12,435,377 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $12,963,239 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $10,789,091 |
Interest on participant loans | 2014-12-31 | $9,843 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $1,110,691 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,433,935 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $69,347 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $15,688 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $355,977 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $672,524 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2014-12-31 | 364267431 |
2013 : CAVALIERS 401(K) PLAN 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,556,866 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $865,805 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $816,934 |
Value of total corrective distributions | 2013-12-31 | $5,023 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,573,647 |
Value of total assets at end of year | 2013-12-31 | $12,435,377 |
Value of total assets at beginning of year | 2013-12-31 | $9,744,316 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $43,848 |
Total interest from all sources | 2013-12-31 | $9,621 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $309,998 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $309,998 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $1,109,995 |
Participant contributions at end of year | 2013-12-31 | $212,351 |
Participant contributions at beginning of year | 2013-12-31 | $231,653 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $169,888 |
Other income not declared elsewhere | 2013-12-31 | $419 |
Administrative expenses (other) incurred | 2013-12-31 | $43,848 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,691,061 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $12,435,377 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $9,744,316 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $10,789,091 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $8,556,712 |
Interest on participant loans | 2013-12-31 | $9,621 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,433,935 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $955,951 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $1,644,203 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $18,978 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $293,764 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $816,934 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2013-12-31 | 364267431 |
2012 : CAVALIERS 401(K) PLAN 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $2,498,141 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $651,758 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $650,058 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,340,230 |
Value of total assets at end of year | 2012-12-31 | $9,744,316 |
Value of total assets at beginning of year | 2012-12-31 | $7,897,933 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,700 |
Total interest from all sources | 2012-12-31 | $20,813 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $120,498 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $120,498 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | Yes |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $1,055,799 |
Participant contributions at end of year | 2012-12-31 | $231,653 |
Participant contributions at beginning of year | 2012-12-31 | $219,831 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $28,403 |
Other income not declared elsewhere | 2012-12-31 | $963 |
Administrative expenses (other) incurred | 2012-12-31 | $1,700 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,846,383 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $9,744,316 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $7,897,933 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $8,556,712 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $7,070,295 |
Interest on participant loans | 2012-12-31 | $9,411 |
Interest earned on other investments | 2012-12-31 | $11,402 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $955,951 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $607,807 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $198,710 |
Net investment gain/loss from pooled separate accounts | 2012-12-31 | $812,129 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $4,798 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $256,028 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $650,058 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-12-31 | Yes |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2012-12-31 | 364267431 |
2011 : CAVALIERS 401(K) PLAN 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $929,663 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $886,185 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $884,360 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,143,872 |
Value of total assets at end of year | 2011-12-31 | $7,897,933 |
Value of total assets at beginning of year | 2011-12-31 | $7,854,455 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,825 |
Total interest from all sources | 2011-12-31 | $23,950 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $910,037 |
Participant contributions at end of year | 2011-12-31 | $219,831 |
Participant contributions at beginning of year | 2011-12-31 | $160,153 |
Other income not declared elsewhere | 2011-12-31 | $98 |
Administrative expenses (other) incurred | 2011-12-31 | $1,825 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $43,478 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $7,897,933 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $7,854,455 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $7,070,295 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $7,106,044 |
Interest on participant loans | 2011-12-31 | $8,240 |
Interest earned on other investments | 2011-12-31 | $15,710 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $607,807 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $588,258 |
Net investment gain/loss from pooled separate accounts | 2011-12-31 | $-238,257 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $233,835 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $884,360 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2011-12-31 | 364267431 |
2010 : CAVALIERS 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,222,354 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,317,888 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,310,869 |
Value of total corrective distributions | 2010-12-31 | $5,219 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,263,491 |
Value of total assets at end of year | 2010-12-31 | $7,854,455 |
Value of total assets at beginning of year | 2010-12-31 | $6,949,989 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $1,800 |
Total interest from all sources | 2010-12-31 | $21,217 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $2,500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $962,522 |
Participant contributions at end of year | 2010-12-31 | $160,153 |
Participant contributions at beginning of year | 2010-12-31 | $71,350 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $23,753 |
Other income not declared elsewhere | 2010-12-31 | $86 |
Administrative expenses (other) incurred | 2010-12-31 | $1,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $904,466 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $7,854,455 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $6,949,989 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $7,106,044 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $6,296,440 |
Interest on participant loans | 2010-12-31 | $4,975 |
Interest earned on other investments | 2010-12-31 | $16,242 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $588,258 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $582,199 |
Net investment gain/loss from pooled separate accounts | 2010-12-31 | $937,560 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $277,216 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,310,869 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | PEASE & ASSOCIATES |
Accountancy firm EIN | 2010-12-31 | 364267431 |