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LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 401k Plan overview

Plan NameLIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO
Plan identification number 002

LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan not intended to be qualified - A plan not intended to be qualified under Code sections 401, 403, or 408.
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

LIBERTY GLOBAL, INC. has sponsored the creation of one or more 401k plans.

Company Name:LIBERTY GLOBAL, INC.
Employer identification number (EIN):202197030
NAIC Classification:515210
NAIC Description:Cable and Other Subscription Programming

Additional information about LIBERTY GLOBAL, INC.

Jurisdiction of Incorporation: Colorado Department of State
Incorporation Date: 2002-12-19
Company Identification Number: 20021352502
Legal Registered Office Address: 12300 LIBERTY BLVD

Englewood
United States of America (USA)
80112

More information about LIBERTY GLOBAL, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022012-01-01MICHELLE KEIST, VICE PRESIDENT
0022011-01-01MICHELLE KEIST, VICE PRESIDENT
0022010-01-01MICHELLE KEIST, VICE PRESIDENT MICHELLE KEIST, VICE PRESIDENT2011-07-19
0022009-01-01MICHELLE KEIST, VICE PRESIDENT MICHELLE KEIST, VICE PRESIDENT2010-07-21
0022009-01-01MICHELLE KEIST
0022009-01-01MICHELLE KEIST, VICE PRESIDENT

Plan Statistics for LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO

401k plan membership statisitcs for LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO

Measure Date Value
2012: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2012 401k membership
Total participants, beginning-of-year2012-01-01487
Total number of active participants reported on line 7a of the Form 55002012-01-01392
Number of retired or separated participants receiving benefits2012-01-0132
Number of other retired or separated participants entitled to future benefits2012-01-0144
Total of all active and inactive participants2012-01-01468
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01468
Number of participants with account balances2012-01-01385
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-019
2011: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2011 401k membership
Total participants, beginning-of-year2011-01-01529
Total number of active participants reported on line 7a of the Form 55002011-01-01406
Number of retired or separated participants receiving benefits2011-01-0130
Number of other retired or separated participants entitled to future benefits2011-01-0151
Total of all active and inactive participants2011-01-01487
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01487
Number of participants with account balances2011-01-01378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0112
2010: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2010 401k membership
Total participants, beginning-of-year2010-01-01535
Total number of active participants reported on line 7a of the Form 55002010-01-01460
Number of retired or separated participants receiving benefits2010-01-0125
Number of other retired or separated participants entitled to future benefits2010-01-0147
Total of all active and inactive participants2010-01-01532
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01532
Number of participants with account balances2010-01-01396
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0121
2009: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2009 401k membership
Total participants, beginning-of-year2009-01-01509
Total number of active participants reported on line 7a of the Form 55002009-01-01466
Number of retired or separated participants receiving benefits2009-01-0124
Number of other retired or separated participants entitled to future benefits2009-01-0145
Total of all active and inactive participants2009-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01535
Number of participants with account balances2009-01-01389
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0132

Financial Data on LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO

Measure Date Value
2012 : LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$35,555
Total income from all sources (including contributions)2012-12-31$3,454,082
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$663,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$633,183
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,057,517
Value of total assets at end of year2012-12-31$10,897,046
Value of total assets at beginning of year2012-12-31$8,142,243
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$30,541
Total interest from all sources2012-12-31$32,819
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,006,412
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$567,320
Participant contributions at end of year2012-12-31$787,213
Participant contributions at beginning of year2012-12-31$781,994
Participant contributions at end of year2012-12-31$22,226
Participant contributions at beginning of year2012-12-31$18,491
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$35,555
Other income not declared elsewhere2012-12-31$3,415
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$35,555
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,790,358
Value of net assets at end of year (total assets less liabilities)2012-12-31$10,897,046
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,106,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,981,869
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,500,057
Interest on participant loans2012-12-31$32,747
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$819,013
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$699,815
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$699,815
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$72
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$353,919
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$6,264,499
Assets. Invements in employer securities at beginning of year2012-12-31$4,087,840
Contributions received in cash from employer2012-12-31$490,197
Employer contributions (assets) at end of year2012-12-31$22,226
Employer contributions (assets) at beginning of year2012-12-31$18,491
Income. Dividends from common stock2012-12-31$2,006,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$633,183
Contract administrator fees2012-12-31$30,541
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2012-12-31010724563
2011 : LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$35,555
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,650,840
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,101,965
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,011,833
Expenses. Certain deemed distributions of participant loans2011-12-31$69,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,101,272
Value of total assets at end of year2011-12-31$8,142,243
Value of total assets at beginning of year2011-12-31$7,557,813
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$21,117
Total interest from all sources2011-12-31$28,775
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$543,521
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$550,292
Participant contributions at end of year2011-12-31$781,994
Participant contributions at beginning of year2011-12-31$654,184
Participant contributions at end of year2011-12-31$18,491
Participant contributions at beginning of year2011-12-31$19,294
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$35,555
Other income not declared elsewhere2011-12-31$3,884
Total non interest bearing cash at end of year2011-12-31$35,555
Total non interest bearing cash at beginning of year2011-12-31$960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$548,875
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,106,688
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,557,813
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,500,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,547,225
Interest on participant loans2011-12-31$28,703
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$699,815
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$699,558
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$699,558
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$72
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-26,612
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$4,087,840
Assets. Invements in employer securities at beginning of year2011-12-31$3,616,285
Contributions received in cash from employer2011-12-31$550,980
Employer contributions (assets) at end of year2011-12-31$18,491
Employer contributions (assets) at beginning of year2011-12-31$20,307
Income. Dividends from common stock2011-12-31$543,521
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,011,833
Contract administrator fees2011-12-31$21,117
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2011-12-31010724563
2010 : LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$1,133,386
Total unrealized appreciation/depreciation of assets2010-12-31$1,133,386
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$2,787,735
Total loss/gain on sale of assets2010-12-31$283,429
Total of all expenses incurred2010-12-31$843,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$786,724
Expenses. Certain deemed distributions of participant loans2010-12-31$37,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,069,725
Value of total assets at end of year2010-12-31$7,557,813
Value of total assets at beginning of year2010-12-31$5,613,241
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$18,860
Total interest from all sources2010-12-31$29,434
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$41,541
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$534,356
Participant contributions at end of year2010-12-31$654,184
Participant contributions at beginning of year2010-12-31$539,152
Participant contributions at end of year2010-12-31$19,294
Participant contributions at beginning of year2010-12-31$16,908
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$191
Other income not declared elsewhere2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$960
Total non interest bearing cash at beginning of year2010-12-31$41
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,944,572
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,557,813
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,613,241
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,547,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,627,625
Interest on participant loans2010-12-31$29,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$699,558
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$581,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$581,328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$230,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$3,616,285
Assets. Invements in employer securities at beginning of year2010-12-31$2,145,668
Contributions received in cash from employer2010-12-31$535,369
Employer contributions (assets) at end of year2010-12-31$20,307
Employer contributions (assets) at beginning of year2010-12-31$16,908
Income. Dividends from common stock2010-12-31$41,541
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$786,533
Contract administrator fees2010-12-31$18,860
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$685,611
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$1,391,415
Aggregate carrying amount (costs) on sale of assets2010-12-31$1,107,986
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31ANTON COLLINS MITCHELL LLP
Accountancy firm EIN2010-12-31010724563

Form 5500 Responses for LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO

2012: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LIBERTY GLOBAL 401K SAVINGS PLAN - PUERTO RICO 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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