401k Plan data: STUART WEITZMAN, INC. PROFIT SHARING PLAN plan

STUART WEITZMAN, INC. PROFIT SHARING PLAN 401k Plan overview

Plan Name	STUART WEITZMAN, INC. PROFIT SHARING PLAN
Plan identification number	001

STUART WEITZMAN, INC. PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.

401k Sponsoring company profile

STUART WEITZMAN, INC. has sponsored the creation of one or more 401k plans.

Company Name: STUART WEITZMAN, INC.

Employer identification number (EIN): 202558048

NAIC Classification: 339900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STUART WEITZMAN, INC. PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2012-01-01 CARRIE HOROWITZ
001 2011-01-01 CARRIE HOROWITZ
001 2010-01-01 PHILIP KODROFF PHILIP KODROFF 2011-07-27
001 2009-01-01 PHILIP KODROFF PHILIP KODROFF 2010-09-14
001 2009-01-01 PHILIP KODROFF PHILIP KODROFF 2010-09-03
001 2009-01-01 PHILIP KODROFF PHILIP KODROFF 2010-09-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2012-01-01	CARRIE HOROWITZ
001	2011-01-01	CARRIE HOROWITZ
001	2010-01-01	PHILIP KODROFF	PHILIP KODROFF	2011-07-27
001	2009-01-01	PHILIP KODROFF	PHILIP KODROFF	2010-09-14
001	2009-01-01	PHILIP KODROFF	PHILIP KODROFF	2010-09-03
001	2009-01-01	PHILIP KODROFF	PHILIP KODROFF	2010-09-14

Plan Statistics for STUART WEITZMAN, INC. PROFIT SHARING PLAN

401k plan membership statisitcs for STUART WEITZMAN, INC. PROFIT SHARING PLAN

Measure Date Value
2012: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 304
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 0
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 0
Total of all active and inactive participants 2012-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 0
Number of participants with account balances 2012-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 269
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 275
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 29
Total of all active and inactive participants 2011-01-01 304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 304
Number of participants with account balances 2011-01-01 145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 290
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 233
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 28
Total of all active and inactive participants 2010-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 261
Number of participants with account balances 2010-01-01 136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 6
2009: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 289
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 227
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 35
Total of all active and inactive participants 2009-01-01 262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 262
Number of participants with account balances 2009-01-01 160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 14

Measure	Date	Value
2012: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	304
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	0
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	0
Total of all active and inactive participants	2012-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	0
Number of participants with account balances	2012-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	269
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	275
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	29
Total of all active and inactive participants	2011-01-01	304
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	304
Number of participants with account balances	2011-01-01	145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	290
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	233
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	28
Total of all active and inactive participants	2010-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	261
Number of participants with account balances	2010-01-01	136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	6
2009: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	289
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	227
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	35
Total of all active and inactive participants	2009-01-01	262
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	262
Number of participants with account balances	2009-01-01	160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	14

Financial Data on STUART WEITZMAN, INC. PROFIT SHARING PLAN

Measure	Date	Value
2012 : STUART WEITZMAN, INC. PROFIT SHARING PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-01-04	$8,218,430
Value of total assets at beginning of year	2012-01-04	$8,218,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-01-04	Yes
Was this plan covered by a fidelity bond	2012-01-04	Yes
Value of fidelity bond cover	2012-01-04	$500,000
If this is an individual account plan, was there a blackout period	2012-01-04	Yes
Were there any nonexempt tranactions with any party-in-interest	2012-01-04	No
Participant contributions at beginning of year	2012-01-04	$20,438
Assets. Loans (other than to participants) at beginning of year	2012-01-04	$311,525
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-04	No
Value of net assets at beginning of year (total assets less liabilities)	2012-01-04	$8,218,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-01-04	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-01-04	No
Were any leases to which the plan was party in default or uncollectible	2012-01-04	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-01-04	$7,855,913
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-01-04	No
Was there a failure to transmit to the plan any participant contributions	2012-01-04	No
Has the plan failed to provide any benefit when due under the plan	2012-01-04	No
Employer contributions (assets) at beginning of year	2012-01-04	$30,554
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-01-04	Yes
Did the plan have assets held for investment	2012-01-04	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-01-04	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-01-04	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-01-04	Yes
Opinion of an independent qualified public accountant for this plan	2012-01-04	Disclaimer
Accountancy firm name	2012-01-04	BDO USA, LLP
Accountancy firm EIN	2012-01-04	135381590
2011 : STUART WEITZMAN, INC. PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$953,159
Total of all expenses incurred	2011-12-31	$717,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$675,670
Value of total corrective distributions	2011-12-31	$39,636
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,018,320
Value of total assets at end of year	2011-12-31	$8,218,430
Value of total assets at beginning of year	2011-12-31	$7,982,827
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,250
Total interest from all sources	2011-12-31	$11,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$2,250
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$691,641
Participant contributions at end of year	2011-12-31	$311,525
Participant contributions at beginning of year	2011-12-31	$242,750
Participant contributions at end of year	2011-12-31	$20,438
Participant contributions at beginning of year	2011-12-31	$4,691
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$10,560
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-12-31	$59,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$235,603
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$8,218,430
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$7,982,827
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$7,855,913
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,735,386
Interest on participant loans	2011-12-31	$11,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-76,440
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$316,119
Employer contributions (assets) at end of year	2011-12-31	$30,554
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$616,575
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BDO USA, LLP
Accountancy firm EIN	2011-12-31	135381590
2010 : STUART WEITZMAN, INC. PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$1,187,314
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$638,745
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$546,053
Expenses. Certain deemed distributions of participant loans	2010-12-31	$61,318
Value of total corrective distributions	2010-12-31	$27,249
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$633,305
Value of total assets at end of year	2010-12-31	$7,982,827
Value of total assets at beginning of year	2010-12-31	$7,434,258
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$4,125
Total interest from all sources	2010-12-31	$14,501
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$632,680
Participant contributions at end of year	2010-12-31	$242,750
Participant contributions at beginning of year	2010-12-31	$357,981
Participant contributions at end of year	2010-12-31	$4,691
Participant contributions at beginning of year	2010-12-31	$41,429
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$625
Administrative expenses (other) incurred	2010-12-31	$1,625
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Income. Non cash contributions	2010-12-31	$0
Value of net income/loss	2010-12-31	$548,569
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$7,982,827
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,434,258
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,735,386
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$7,034,848
Interest on participant loans	2010-12-31	$14,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$539,508
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$546,053
Contract administrator fees	2010-12-31	$2,500
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DE MEO, YOUNG, MCGRATH OF FT. LAUDE
Accountancy firm EIN	2010-12-31	650981306
2009 : STUART WEITZMAN, INC. PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for STUART WEITZMAN, INC. PROFIT SHARING PLAN

2012: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	Yes
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: STUART WEITZMAN, INC. PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	STUART WEITZMAN, INC.
Employer identification number (EIN):	202558048
NAIC Classification:	339900