WEINER ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Additional information about WEINER ASSOCIATES, INC.
Submission information for form 5500 for 401k plan WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN
401k plan membership statisitcs for WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN
| Measure | Date | Value |
|---|
| 2019: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
| Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
| Total of all active and inactive participants | 2019-01-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
| Total participants | 2019-01-01 | 0 |
| Number of participants with account balances | 2019-01-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
| 2018: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 0 |
| Total of all active and inactive participants | 2018-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
| Total participants | 2018-01-01 | 1 |
| Number of participants with account balances | 2018-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
| 2017: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 0 |
| Total of all active and inactive participants | 2017-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 1 |
| Number of participants with account balances | 2017-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 0 |
| Total of all active and inactive participants | 2016-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 1 |
| Number of participants with account balances | 2016-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
| 2015: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 0 |
| Total of all active and inactive participants | 2015-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 1 |
| Number of participants with account balances | 2015-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 0 |
| 2014: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 0 |
| Total of all active and inactive participants | 2014-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 1 |
| Number of participants with account balances | 2014-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 0 |
| 2013: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 0 |
| Total of all active and inactive participants | 2013-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
| Total participants | 2013-01-01 | 1 |
| Number of participants with account balances | 2013-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 0 |
| 2012: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 0 |
| Total of all active and inactive participants | 2012-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 1 |
| Number of participants with account balances | 2012-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 1 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 1 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
| Total of all active and inactive participants | 2011-01-01 | 1 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 1 |
| Number of participants with account balances | 2011-01-01 | 1 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2019 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-12-31 | $-2,886 |
| Expenses. Total of all expenses incurred | 2019-12-31 | $55,266 |
| Benefits paid (including direct rollovers) | 2019-12-31 | $55,265 |
| Total plan assets at end of year | 2019-12-31 | $0 |
| Total plan assets at beginning of year | 2019-12-31 | $58,152 |
| Value of fidelity bond covering the plan | 2019-12-31 | $10,000 |
| Other income received | 2019-12-31 | $-2,886 |
| Net income (gross income less expenses) | 2019-12-31 | $-58,152 |
| Net plan assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-12-31 | $58,152 |
| Assets. Value of employer securities | 2019-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2019-12-31 | $1 |
| 2018 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-12-31 | $-24,214 |
| Expenses. Total of all expenses incurred | 2018-12-31 | $3 |
| Total plan assets at end of year | 2018-12-31 | $58,152 |
| Total plan assets at beginning of year | 2018-12-31 | $82,369 |
| Value of fidelity bond covering the plan | 2018-12-31 | $10,000 |
| Other income received | 2018-12-31 | $-24,214 |
| Net income (gross income less expenses) | 2018-12-31 | $-24,217 |
| Net plan assets at end of year (total assets less liabilities) | 2018-12-31 | $58,152 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-12-31 | $82,369 |
| Assets. Value of employer securities | 2018-12-31 | $55,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2018-12-31 | $3 |
| 2017 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $1,417 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $2 |
| Total plan assets at end of year | 2017-12-31 | $82,369 |
| Total plan assets at beginning of year | 2017-12-31 | $80,954 |
| Value of fidelity bond covering the plan | 2017-12-31 | $10,000 |
| Other income received | 2017-12-31 | $1,417 |
| Net income (gross income less expenses) | 2017-12-31 | $1,415 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $82,369 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $80,954 |
| Assets. Value of employer securities | 2017-12-31 | $79,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $2 |
| 2016 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $-258 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $2 |
| Total plan assets at end of year | 2016-12-31 | $80,954 |
| Total plan assets at beginning of year | 2016-12-31 | $81,214 |
| Value of fidelity bond covering the plan | 2016-12-31 | $10,000 |
| Other income received | 2016-12-31 | $-258 |
| Net income (gross income less expenses) | 2016-12-31 | $-260 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $80,954 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $81,214 |
| Assets. Value of employer securities | 2016-12-31 | $78,000 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $2 |
| 2015 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2015 401k financial data |
|---|
| Total plan liabilities at beginning of year | 2015-12-31 | $0 |
| Total income from all sources | 2015-12-31 | $24,419 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $3 |
| Total plan assets at end of year | 2015-12-31 | $81,214 |
| Total plan assets at beginning of year | 2015-12-31 | $56,798 |
| Value of fidelity bond covering the plan | 2015-12-31 | $10,000 |
| Other income received | 2015-12-31 | $24,419 |
| Net income (gross income less expenses) | 2015-12-31 | $24,416 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $81,214 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $56,798 |
| Assets. Value of employer securities | 2015-12-31 | $78,500 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $3 |
| 2014 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2014 401k financial data |
|---|
| Transfers to/from the plan | 2014-12-31 | $0 |
| Total plan liabilities at end of year | 2014-12-31 | $0 |
| Total plan liabilities at beginning of year | 2014-12-31 | $0 |
| Total income from all sources | 2014-12-31 | $-23,889 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $3 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $0 |
| Total plan assets at end of year | 2014-12-31 | $56,798 |
| Total plan assets at beginning of year | 2014-12-31 | $80,690 |
| Value of fidelity bond covering the plan | 2014-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2014-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $0 |
| Other income received | 2014-12-31 | $-23,889 |
| Noncash contributions received | 2014-12-31 | $0 |
| Net income (gross income less expenses) | 2014-12-31 | $-23,892 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $56,798 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $80,690 |
| Assets. Value of employer securities | 2014-12-31 | $54,000 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2014-12-31 | $0 |
| Value of corrective distributions | 2014-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $3 |
| 2013 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2013 401k financial data |
|---|
| Transfers to/from the plan | 2013-12-31 | $0 |
| Total plan liabilities at end of year | 2013-12-31 | $0 |
| Total plan liabilities at beginning of year | 2013-12-31 | $0 |
| Total income from all sources | 2013-12-31 | $19,681 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $13 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $0 |
| Total plan assets at end of year | 2013-12-31 | $80,690 |
| Total plan assets at beginning of year | 2013-12-31 | $61,022 |
| Value of fidelity bond covering the plan | 2013-12-31 | $10,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2013-12-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2013-12-31 | $0 |
| Other income received | 2013-12-31 | $19,681 |
| Noncash contributions received | 2013-12-31 | $0 |
| Net income (gross income less expenses) | 2013-12-31 | $19,668 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $80,690 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $61,022 |
| Assets. Value of employer securities | 2013-12-31 | $78,000 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $0 |
| Value of certain deemed distributions of participant loans | 2013-12-31 | $0 |
| Value of corrective distributions | 2013-12-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $13 |
| 2012 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $-27,801 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $12 |
| Total plan assets at end of year | 2012-12-31 | $61,022 |
| Total plan assets at beginning of year | 2012-12-31 | $88,835 |
| Value of fidelity bond covering the plan | 2012-12-31 | $10,000 |
| Other income received | 2012-12-31 | $-27,801 |
| Net income (gross income less expenses) | 2012-12-31 | $-27,813 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $61,022 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $88,835 |
| Assets. Value of employer securities | 2012-12-31 | $58,900 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $12 |
| 2011 : WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $14,874 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $12 |
| Total plan assets at end of year | 2011-12-31 | $88,835 |
| Total plan assets at beginning of year | 2011-12-31 | $73,973 |
| Value of fidelity bond covering the plan | 2011-12-31 | $1,000,000 |
| Other income received | 2011-12-31 | $14,835 |
| Net income (gross income less expenses) | 2011-12-31 | $14,862 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $88,835 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $73,973 |
| Assets. Value of employer securities | 2011-12-31 | $87,000 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $39 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $12 |
| 2019: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2019 form 5500 responses |
|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | This submission is the final filing | Yes |
| 2019-01-01 | Plan funding arrangement – Insurance | Yes |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2018 form 5500 responses |
|---|
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Plan funding arrangement – Insurance | Yes |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |
| 2017: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Submission has been amended | No |
| 2012-01-01 | This submission is the final filing | No |
| 2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2012-01-01 | Plan is a collectively bargained plan | No |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: WEINER ASSOCIATES, INC - PENSION TRANSFER TRUST PLAN 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | First time form 5500 has been submitted | Yes |
| 2011-01-01 | Submission has been amended | No |
| 2011-01-01 | This submission is the final filing | No |
| 2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2011-01-01 | Plan is a collectively bargained plan | No |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 1260073-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 1260073-01 | | Number of Individuals Covered | 254 | | Insurance policy start date | 2019-01-01 | | Insurance policy end date | 2019-12-31 | | Total amount of commissions paid to insurance broker | USD $786 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $786 | | Insurance broker organization code? | 3 |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 1260073-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 1260073-01 | | Number of Individuals Covered | 236 | | Insurance policy start date | 2018-01-01 | | Insurance policy end date | 2018-12-31 | | Total amount of commissions paid to insurance broker | USD $556 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $556 | | Insurance broker organization code? | 3 |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 1260073-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 1260073-01 | | Number of Individuals Covered | 229 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $369 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $369 | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY, INC. |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 1260073-01 |
| Policy instance | 1 |
| Insurance contract or identification number | 1260073-01 | | Number of Individuals Covered | 235 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $420 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $420 | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 300169-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 300169-000 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-06-26 | | Total amount of commissions paid to insurance broker | USD $8,100 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $8,100 | | Additional information about fees paid to insurance broker | INSURANCE AGENT | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY, INC. |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 1260073-01 |
| Policy instance | 2 |
| Insurance contract or identification number | 1260073-01 | | Number of Individuals Covered | 274 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $75 | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $75 | | Additional information about fees paid to insurance broker | INSURANCE AGENT | | Insurance broker organization code? | 3 | | Insurance broker name | MERRILL LYNCH LIFE AGENCY, INC. |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 300169-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 300169-000 | | Number of Individuals Covered | 378 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of commissions paid to insurance broker | USD $14,781 | | Total amount of fees paid to insurance company | USD $10,973 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $14,781 | | Additional information about fees paid to insurance broker | INSURANCE AGENT | | Insurance broker organization code? | 3 | | Amount paid for insurance broker fees | 10973 | | Insurance broker name | DESTEL-BERGEN CORPORATION |
|
| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 300169-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 300169-000 | | Number of Individuals Covered | 336 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of commissions paid to insurance broker | USD $13,707 | | Total amount of fees paid to insurance company | USD $13,635 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $13,707 | | Amount paid for insurance broker fees | 0 | | Additional information about fees paid to insurance broker | MISCELLANEOUS | | Insurance broker organization code? | 3 | | Insurance broker name | DESTEL-BERGEN CORPORATION |
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| TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 ) |
| Policy contract number | 300169-000 |
| Policy instance | 1 |
| Insurance contract or identification number | 300169-000 | | Number of Individuals Covered | 415 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Total amount of commissions paid to insurance broker | USD $12,879 | | Total amount of fees paid to insurance company | USD $13,087 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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